SMTC CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-02-04: Reporting owner BAILEY CLARKE H; Form 3; Security Stock Options; Transaction Holding.
- 2015-02-04: Reporting owner Sandberg David; Form 3; Security Stock Options; Transaction Holding.
- 2015-02-04: Reporting owner Silber Lawrence Harris; Form 3; Security Stock Options; Transaction Holding.
- 2015-02-04: Reporting owner Wasserman Frederick Gerald; Form 3; Security Stock Options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-02-04 holding as of filing | BAILEY CLARKE H Director | 3 | Stock Options Derivative · Direct | Holding | $1.80 exercise price | 2015-02-04 | ||
| 2015-02-04 holding as of filing | Sandberg David Director | 3 | Stock Options Derivative · Direct | Holding | $1.80 exercise price | 2015-02-04 | ||
| 2015-02-04 holding as of filing | Silber Lawrence Harris Director | 3 | Stock Options Derivative · Direct | Holding | $1.80 exercise price | 2015-02-04 | ||
| 2015-02-04 holding as of filing | Wasserman Frederick Gerald Director | 3 | Stock Options Derivative · Direct | Holding | $1.80 exercise price | 2015-02-04 | ||
| 2015-02-04 holding as of filing | Dhiman Sushil Director, Officer (President and CEO) | 3 | Stock Options Derivative · Direct | Holding | $1.80 exercise price | 2015-02-04 |