SMTC CORP Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2004-03-03: Reporting owner CAISSE DE DEPOT ET PLACEMENT DU QUEBEC; Form 4; Security Common Stock Warrant (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2004-03-03: Reporting owner CAISSE DE DEPOT ET PLACEMENT DU QUEBEC; Form 4; Security Common Stock Warrant (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2004-03-03 | CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 10% Owner | 4 | Common Stock Warrant (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +850,000 850,000 owned after | $1.85 exercise price | 2008-01-02 | |
| 2004-03-03 | CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +850,000 850,000 owned after | $1.85 exercise price | 2007-11-13 |