SMTC CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-11-10: Reporting owner Blom Paul M; Form 4; Security Employee Stock Option to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-10: Reporting owner Todd Jane M A; Form 4; Security Employee Stock Option to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-10: Reporting owner CALDWELL JOHN E; Form 4; Security Employee Stock Option to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-10: Reporting owner Simpson Donald George; Form 4; Security Employee Stock Option to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-11-10 | Blom Paul M Officer (Senior V.P., Supply Chain) | 4 | Employee Stock Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 140,000 owned after | $0.70 exercise price | 2008-11-12 | |
| 2008-11-10 | Todd Jane M A Officer (Chief Financial Officer) | 4 | Employee Stock Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 220,000 owned after | $0.70 exercise price | 2008-11-12 | |
| 2008-11-10 | CALDWELL JOHN E Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 950,000 owned after | $0.70 exercise price | 2008-11-12 | |
| 2008-11-10 | Simpson Donald George Officer (Senior VP Manuf. & Engineering) | 4 | Employee Stock Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 163,000 owned after | $0.70 exercise price | 2008-11-12 | |
| 2008-11-10 | Hoffrogge Steven G Officer (Senior VP-Business Development) | 4 | Employee Stock Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 222,000 owned after | $0.70 exercise price | 2008-11-12 |