SINCLAIR BROADCAST GROUP, LLC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-03-22: Reporting owner SMITH DAVID D; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-02-22: Reporting owner MARKS STEVEN M; Form 4; Security Employee Stock Plan; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-02-10: Reporting owner SMITH DAVID D; Form 4/A; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-02-10: Reporting owner SMITH DAVID D; Form 4/A; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-03-22 | SMITH DAVID D Director, Officer (President), 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 500,000 owned after | $0.00 | 2011-03-24 | |
| 2011-02-22 | MARKS STEVEN M Officer (Chief Operating Officer) | 4 | Employee Stock Plan Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 32,500 owned after | $11.63 exercise price | 2011-02-24 | |
| 2011-02-10 | SMITH DAVID D Director, Officer (President), 10% Owner | 4/A | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300,000 550,000 owned after | $5.75 exercise price | 2011-02-16 | |
| 2011-02-10 | SMITH DAVID D Director, Officer (President), 10% Owner | 4/A | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −350,000 200,000 owned after | $8.94 exercise price | 2011-02-16 | |
| 2011-02-10 | SMITH DAVID D Director, Officer (President), 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +350,000 500,000 owned after | $0.00 | 2011-02-14 | |
| 2011-02-10 | SMITH DAVID D Director, Officer (President), 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +300,000 200,000 owned after | $0.00 | 2011-02-14 |