SIMPLICITY BANCORP, INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2015-02-12: Form 8-K/A; Period of report 2015-02-11; Description 5.07 Submission of Matters to a Vote of Security Holders; Details 5.07.
- 2015-02-12: Form 8-K; Period of report 2015-02-11; Description 5.07 Submission of Matters to a Vote of Security Holders; Details 5.07.
- 2015-02-06: Form 8-K; Period of report 2015-02-05; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2015-01-30: Form 8-K; Period of report 2015-01-28; Description 8.01 Other Events; Details 8.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2015-02-12 | 8-K/A | 2015-02-11 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 A Special Meeting of Stockholders of Simplicity Bancorp, Inc. (the “Company”) was held on February 11, 2015. | a8-kshareholdermeeting1.htm |
| 2015-02-12 | 8-K | 2015-02-11 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 A Special Meeting of Stockholders of Simplicity Bancorp, Inc. (the “Company”) was held on February 11, 2015. | a8-kshareholdermeeting.htm |
| 2015-02-06 | 8-K | 2015-02-05 | 2.02 Results of Operations and Financial Condition | 2.02 On February 5, 2015, Simplicity Bancorp, Inc. issued a press release disclosing its December 31, 2014 financial results. | form8-kearningsrelease1231.htm |
| 2015-01-30 | 8-K | 2015-01-28 | 8.01 Other Events | 8.01 On January 28, 2015, the Board of Directors of Simplicity Bancorp, Inc., the holding company for Simplicity Bank, declared a quarterly cash dividend of $0.09 per share on its common stock. | a8-kdividendannouncement1x.htm |
| 2015-01-14 | 8-K | 2015-01-08 | 8.01 Other Events | 8.01 On January 8, 2015, Simplicity Bancorp, Inc. (“Simplicity”), the individual director defendants of Simplicity and HomeStreet, Inc. (“HomeStreet”) entered into a Memorandum of Understanding (the “MOU”) with the Plaintiff regarding the settlement of the putative class action lawsuit captioned Bushansky v. | form8k_1815.htm |
| 2014-11-04 | 8-K | 2014-11-03 | 2.02 Results of Operations and Financial Condition | 2.02 On November 3, 2014, Simplicity Bancorp, Inc. issued a press release disclosing its financial results for the quarter ended September 30, 2014. | form8-kearningsrelease9302.htm |
| 2014-10-31 | 8-K | 2014-10-30 | 8.01 Other Events | 8.01 On October 29, 2014, the Board of Directors of Simplicity Bancorp, Inc., the holding company for Simplicity Bank, declared a quarterly cash dividend of $0.09 per share on its common stock. | a8-kdividendannouncement10.htm |
| 2014-10-31 | 8-K | 2014-10-29 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On October 29, 2014, the Company held its Annual Meeting of Stockholders. | a8-kannualmeetingvote10x29.htm |
| 2014-10-01 | 8-K | 2014-09-26 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure | 1.01 On September 27, 2014, Simplicity Bancorp, Inc., a Maryland corporation and registered savings and loan holding company headquartered in Covina, California (“Simplicity”) entered into an Agreement and Plan of Merger (the “Merger Agreement”) with HomeStreet, Inc., a Washington corporation and registered savings and loan holding company headquartered in Seattle (“HomeStreet”). 7.01 The information furnished under Item 7.01 of this Current Report shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be incorporated by reference into any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing. | form8-kmergeragreement.htm |
| 2014-08-13 | 8-K | 2014-08-11 | 2.02 Results of Operations and Financial Condition | 2.02 On August 11, 2014, Simplicity Bancorp, Inc. issued a press release disclosing its financial results for the year ended June 30, 2014. | form8-kearningsrelease6302.htm |
| 2014-08-01 | 8-K | 2014-07-31 | 8.01 Other Events | 8.01 On July 30, 2014, the Board of Directors of Simplicity Bancorp, Inc., the holding company for Simplicity Bank, declared a quarterly cash dividend of $0.09 per share on its common stock. | a8-kdividendannouncement07.htm |
| 2014-05-06 | 8-K | 2014-05-06 | 2.02 Results of Operations and Financial Condition | 2.02 On May 5, 2014, Simplicity Bancorp, Inc. issued a press release disclosing its March 31, 2014 financial results. | form8-kearningsrelease3312.htm |
| 2014-05-02 | 8-K | 2014-04-30 | 8.01 Other Events | 8.01 On April 30, 2014, the Board of Directors of Simplicity Bancorp, Inc., the holding company for Simplicity Bank, declared a quarterly cash dividend of $0.09 per share on its common stock. | a8-kdividendannouncement04.htm |
| 2014-02-28 | 8-K | 2014-02-27 | 8.01 Other Events | 8.01 On February 27, 2014, the Company announced that its Board of Directors authorized the sixth stock repurchase program pursuant to which the Company intends to repurchase up to 5% of its issued and outstanding shares, or up to approximately 374,393 shares. | a8-kstockrepurchaseprogram.htm |
| 2014-02-13 | 8-K | 2014-02-12 | 7.01 Regulation FD Disclosure | 7.01 On February 13 and 14, 2014, management of Simplicity Bancorp, Inc. (the “Company”) will make an investor presentation in Boca Raton, Florida. | a8-kinvestorpresentation.htm |
| 2014-02-04 | 8-K | 2014-01-29 | 8.01 Other Events | 8.01 On January 29, 2014, the Board of Directors of Simplicity Bancorp, Inc., the holding company for Simplicity Bank, declared a quarterly cash dividend of $0.08 per share on its common stock. | a8-kdividendannouncement01.htm |
| 2014-02-04 | 8-K | 2014-02-03 | 2.02 Results of Operations and Financial Condition | 2.02 On February 3, 2014, Simplicity Bancorp, Inc. issued a press release disclosing its December 31, 2013 financial results. | form8-kearningsrelease1231.htm |
| 2013-11-13 | 8-K | 2013-11-13 | 8.01 Other Events | 8.01 On November 13, 2013, the Company announced that James L. Breeden, Chairman of the Board of Directors of Simplicity Bancorp, Inc. and its predecessors since 2000 has retired as Chairman of the Board. | d8k111313.htm |
| 2013-11-05 | 8-K | 2013-11-04 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | 2.02 On November 4, 2013, Simplicity Bancorp, Inc. issued a press release disclosing its September 30, 2013 financial results. 8.01 On November 4, 2013, the Company announced that its Board of Directors authorized the fifth stock repurchase program pursuant to which the Company intends to repurchase up to 5% of its issued and outstanding shares, or up to approximately 394,003 shares. | d8k110513er.htm |
| 2013-11-05 | 8-K | 2013-10-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (e) Employment Agreement with Dustin Luton. | form8k_103013.htm |
| 2013-11-04 | 8-K | 2013-10-30 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On October 30, 2013, the Company held its Annual Meeting of Stockholders. | d8k103013a.htm |
| 2013-11-01 | 8-K | 2013-10-31 | 8.01 Other Events | 8.01 On October 30, 2013, the Board of Directors of Simplicity Bancorp, Inc., the holding company for Simplicity Bank, declared a quarterly cash dividend of $0.08 per share on its common stock. | d8k103113.htm |
| 2013-10-01 | 8-K | 2013-10-01 | 7.01 Regulation FD Disclosure | 7.01 On October 1, 2013, management of Simplicity Bancorp, Inc. (the “Company”) made an investor presentation in New York, New York. | t77490_8k.htm |
| 2013-08-15 | 8-K | 2013-08-14 | 2.02 Results of Operations and Financial Condition | 2.02 On August 12, 2013, Simplicity Bancorp, Inc. issued a press release disclosing its June 30, 2013 financial results. | d8k081413er.htm |
| 2013-08-15 | 8-K | 2013-08-09 | 8.01 Other Events | 8.01 On August 8, 2013, the Board of Directors of Simplicity Bancorp, Inc., the holding company for Simplicity Bank, declared a quarterly cash dividend of $0.08 per share on its common stock. | d8k080913.htm |
| 2013-05-02 | 8-K | 2013-04-30 | 2.02 Results of Operations and Financial Condition | 2.02 On April 30, 2013, Simplicity Bancorp, Inc. issued a press release disclosing its March 31, 2013 financial results. | d8k043013.htm |
| 2013-04-26 | 8-K | 2013-04-24 | 8.01 Other Events | 8.01 On April 24, 2013, the Board of Directors of Simplicity Bancorp, Inc., the holding company for Simplicity Bank, declared a quarterly cash dividend of $0.08 per share on its common stock. | d8k042413.htm |
| 2013-02-20 | 8-K | 2013-02-20 | 8.01 Other Events | 8.01 Greg S. Seltzer was appointed Chief Lending Officer of Simplicity Bank effective February 19, 2013. | dform8k022013.htm |
| 2013-02-06 | 8-K | 2013-02-04 | 2.02 Results of Operations and Financial Condition | 2.02 On February 4, 2013, Simplicity Bancorp, Inc. issued a press release disclosing its December 31, 2012 financial results. | d8k020113.htm |
| 2013-02-06 | 8-K | 2013-01-31 | 8.01 Other Events | 8.01 On January 31 2013, the Board of Directors of Simplicity Bancorp, Inc., the holding company for Simplicity Bank, declared a quarterly cash dividend of $0.08 per share on its common stock. | d8k013113.htm |
| 2012-12-18 | 8-K | 2012-12-18 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) The employment relationship with Nancy Huber as Chief Credit Officer of Simplicity Bank (the “Bank”), the wholly-owned subsidiary of Simplicity Bancorp, Inc. ended on December 12, 2012. | form8k_121812.htm |
| 2012-11-13 | 8-K | 2012-11-13 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On November 13, 2012, the amendment to change the Company’s name to Simplicity Bancorp, Inc. from Kaiser Federal Financial Group, Inc. was effective. | form8k_111312.htm |
| 2012-10-30 | 8-K | 2012-10-30 | 2.02 Results of Operations and Financial Condition | 2.02 On October 30, 2012, Kaiser Federal Financial Group, Inc. issued a press release disclosing its September 30, 2012 financial results. | d8k103012er.htm |
| 2012-10-30 | 8-K | 2012-10-29 | 8.01 Other Events | 8.01 A copy of the press release is included as Exhibit 99.1 to this report. | d8k102912srp.htm |
| 2012-10-25 | 8-K | 2012-10-24 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On October 24, 2012, the Company held its Annual Meeting of Stockholders. | d8k102412a.htm |
| 2012-10-25 | 8-K | 2012-10-24 | 8.01 Other Events | 8.01 On October 24, 2012, the Board of Directors of Kaiser Federal Financial Group, Inc., the holding company for Kaiser Federal Bank, declared a quarterly cash dividend of $0.08 per share on its common stock. | dform8k102412.htm |
| 2012-10-09 | 8-K | 2012-10-09 | 8.01 Other Events | 8.01 On October 9, 2012, Kaiser Federal Financial Group, Inc., the holding company for Kaiser Federal Bank, announced effective November 13, 2012, the Bank will be renamed Simplicity Bank. | d8k100912.htm |
| 2012-07-31 | 8-K | 2012-07-31 | 2.02 Results of Operations and Financial Condition | 2.02 On July 31, 2012, Kaiser Federal Financial Group, Inc. issued a press release disclosing its June 30, 2012 financial results. | d8k073112er.htm |
| 2012-07-31 | 8-K | 2012-07-25 | 8.01 Other Events | 8.01 On July 25, 2012, the Board of Directors of Kaiser Federal Financial Group, Inc., the holding company for Kaiser Federal Bank, declared a quarterly cash dividend of $0.08 per share on its common stock. | dform8k072512.htm |
| 2012-05-22 | 8-K | 2012-05-21 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (e) Employment Agreement with Dustin Luton. | form8k_052112.htm |
| 2012-04-30 | 8-K | 2012-04-26 | 8.01 Other Events | 8.01 Kaiser Federal Financial Group, Inc. (the “Company”), the holding company for Kaiser Federal Bank, announced on April 26, 2012, the completion of the repurchase of 5% of its outstanding shares of common stock, or 480,257 shares. | d8k042612srp.htm |
| 2012-04-26 | 8-K | 2012-04-26 | 2.02 Results of Operations and Financial Condition | 2.02 On April 26, 2012, Kaiser Federal Financial Group, Inc. issued a press release disclosing its March 31, 2012 financial results. | d8k042612er.htm |
| 2012-04-26 | 8-K | 2012-04-24 | 8.01 Other Events | 8.01 On April 24, 2012, the Board of Directors of Kaiser Federal Financial Group, Inc., the holding company for Kaiser Federal Bank, declared a quarterly cash dividend of $0.07 per share on its common stock. | dform8k042412.htm |
| 2012-03-05 | 8-K | 2012-03-02 | 1.01 Entry into a Material Definitive Agreement | 1.01 On February 28, 2012, Kaiser Federal Financial Group, Inc. (the “Company”) entered into indemnification agreements (“Agreements”) with each member of the Company’s Board of Directors and each Named Executive Officer (“Indemnitees”). | form8k_030212.htm |
| 2012-02-22 | 8-K | 2012-02-22 | 7.01 Regulation FD Disclosure | 7.01 On February 22, 2012, management of Kaiser Federal Financial Group, Inc. (the "Company") made an investor presentation for the KBW California Bank Field Trip. | t72594_8k.htm |
| 2012-02-06 | 8-K/A | 2011-12-22 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 (d) On December 22, 2011, the Company’s shareholders conducted a non-binding advisory vote regarding the frequency of shareholder approval of the compensation of named executive officers. | d8ka02062012.htm |
| 2012-02-02 | 8-K | 2012-02-01 | 2.02 Results of Operations and Financial Condition | 2.02 On February 1, 2012, Kaiser Federal Financial Group, Inc. issued a press release disclosing its December 31, 2011 financial results. | d8k020112.htm |
| 2012-02-02 | 8-K | 2012-01-31 | 8.01 Other Events | 8.01 On January 31, 2012, the Board of Directors of Kaiser Federal Financial Group, Inc., the holding company for Kaiser Federal Bank, declared a quarterly cash dividend of $0.07 per share on its common stock. | dform8k013112.htm |
| 2011-12-23 | 8-K | 2011-12-22 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders | 5.02 On December 22, 2011, the stockholders of Kaiser Federal Financial Group, Inc. (the “Company”) approved the Kaiser Federal Financial Group, Inc. 2011 Equity Incentive Plan, which provides for the grant of stock-based and other incentive awards to officers, employees and directors of the Company. 5.07 On December 22, 2011, the Company held its Annual Meeting of Stockholders. | d8k122211.htm |
| 2011-12-01 | 8-K | 2011-11-29 | 8.01 Other Events | 8.01 On November 30, 2011, Kaiser Federal Financial Group, Inc. (the “Company”) announced that on November 29, 2011 its Board of Directors authorized a stock repurchase program pursuant to which the Company intends to repurchase up to 5% of its issued and outstanding shares, or up to approximately 480,257 shares. | d8k112911.htm |
| 2011-11-01 | 8-K | 2011-11-01 | 2.02 Results of Operations and Financial Condition | 2.02 On November 1, 2011, Kaiser Federal Financial Group Inc. issued a press release disclosing its September 30, 2011 financial results. | d8k0110111.htm |
| 2011-11-01 | 8-K | 2011-10-29 | 8.01 Other Events | 8.01 On October 29, 2011, the Board of Directors of Kaiser Federal Financial Group, Inc., the holding company for Kaiser Federal Bank, declared a quarterly cash dividend of $0.06 per share on its common stock. | dform8k102911.htm |
| 2011-09-01 | 8-K | 2011-08-30 | 8.01 Other Events | 8.01 On August 30, 2011, the Board of Directors of Kaiser Federal Financial Group, Inc., the holding company for Kaiser Federal Bank, declared a quarterly cash dividend of $0.06 per share on its common stock. | dform8k083011.htm |
| 2011-08-02 | 8-K | 2011-08-02 | 7.01 Regulation FD Disclosure | 7.01 On August 2, 2011, a representative of Kaiser Federal Financial Group, Inc. (the "Company") made an investor presentation at the Keefe, Bruyette & Woods 12th Annual Community Bank Investor Conference. | t71241_8k.htm |
| 2011-08-01 | 8-K | 2011-07-26 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (e) Annual Incentive Plan. | form8k_072911.htm |
| 2011-07-28 | 8-K | 2011-07-28 | 2.02 Results of Operations and Financial Condition | 2.02 On July 28, 2011, Kaiser Federal Financial Group Inc. issued a press release disclosing its June 30, 2011 financial results. | d8k072811.htm |
| 2011-07-06 | 8-K | 2011-07-01 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (e) Employment Agreement with Dustin Luton. | form8k_070611.htm |
| 2011-06-09 | 8-K | 2011-06-09 | 7.01 Regulation FD Disclosure | 7.01 On June 9, 2011, a representative of Kaiser Federal Financial Group, Inc. (the "Company") made an investor presentation in Boston, Massachusetts. | t70913_8k.htm |
| 2011-06-06 | 8-K | 2011-05-31 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) On May 31, 2011, Kay M. Hoveland announced her retirement as President, Chief Executive Officer and Director of Kaiser Federal Financial Group, Inc. (the “Company”) and as Chief Executive Officer and Director of Kaiser Federal Bank (the “Bank”) effective July 1, 2011. | dform8k053111.htm |
| 2011-05-11 | 8-K | 2011-05-09 | 8.01 Other Events | 8.01 On May 9, 2011, the Board of Directors of Kaiser Federal Financial Group, Inc., the holding company for Kaiser Federal Bank, declared a quarterly cash dividend of $0.06 per share on its common stock. | dform8k050911.htm |
| 2011-05-06 | 8-K | 2011-05-06 | 2.02 Results of Operations and Financial Condition | 2.02 On May 6, 2011, Kaiser Federal Financial Group Inc. issued a press release disclosing its March 31, 2011 financial results. | d8k050611.htm |
| 2011-02-16 | 8-K | 2011-02-16 | 7.01 Regulation FD Disclosure | 7.01 On February 16, 2011, representatives of Kaiser Federal Financial Group, Inc. (the "Company") made an investor presentation at the Sterne Agee 6th Annual Financial Institutions Investor Conference. | t69783_8k.htm |
| 2011-02-03 | 8-K | 2011-01-28 | 8.01 Other Events | 8.01 On February 3, 2011, Kaiser Federal Financial Group, Inc. announced that Kay M. Hoveland has retired as President of Kaiser Federal Bank (the “Bank”), effective immediately, and will retire as Chief Executive Officer of the Bank, effective July 1, 2011. | d8k012811.htm |
| 2011-02-03 | 8-K | 2011-02-02 | 2.02 Results of Operations and Financial Condition | 2.02 On February 2, 2011, Kaiser Federal Financial Group Inc. issued a press release disclosing its December 31, 2010 financial results. | d8k020211.htm |
| 2011-02-01 | 8-K | 2011-01-30 | 8.01 Other Events | 8.01 On January 30, 2011, the Board of Directors of Kaiser Federal Financial Group, Inc., the holding company for Kaiser Federal Bank, declared a quarterly cash dividend of $0.05 per share on its common stock. | dform8k013011.htm |
| 2010-11-24 | 8-K | 2010-11-23 | 8.01 Other Events | 8.01 On November 23, 2010, the Board of Directors of Kaiser Federal Financial Group, Inc., the holding company for Kaiser Federal Bank, declared a quarterly cash dividend of $0.05 per share on its common stock. | form8k_divrel-112410.htm |
| 2010-11-23 | 8-K | 2010-11-19 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (e) Employment Agreements. | form8k_empagr-112210.htm |
| 2010-11-19 | 8-K | 2010-11-19 | 8.01 Other Events | 8.01 On November 19, 2010, Kaiser Federal Financial Group, Inc. (the “Company”), a Maryland corporation and the holding company for Kaiser Federal Bank (the “Bank”), announced the completion of the “second-step” conversion of the Bank from the mutual holding company to the stock holding company form of organization (the “Conversion”) and the related public offering by the Company. | form8kclosingnew_111810.htm |
| 2010-11-18 | 8-K | 2010-11-15 | 8.01 Other Events | 8.01 On November 15, 2010, the Company announced that Kaiser Federal Bank’s depositors and the Company’s stockholders each approved the Plan of Conversion and Reorganization. | form8k_mtg-111710.htm |
| 2010-11-15 | 8-K | 2010-11-15 | 8.01 Other Events | 8.01 Kaiser Federal Financial Group, Inc., a Maryland corporation (the “Registrant”) is the proposed stock holding company for Kaiser Federal Bank (the “Bank”) resulting from the “second-step” conversion of the Bank from the mutual holding company structure to the stock holding company structure (the “Conversion”). | form8k_10q-111510.htm |
| 2010-11-02 | 8-K | 2010-11-02 | 8.01 Other Events | 8.01 On November 2, 2010, K-Fed Bancorp (the “Company”) announced that Kaiser Federal Financial Group, Inc. will commence beginning on November 3, 2010 a syndicated community offering to sell shares of common stock in its second step conversion that were not subscribed for in the subscription offering or community offering. | form8k_off-110210.htm |
| 2010-09-30 | 8-K | 2010-09-28 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 On September 28, 2010, Kaiser Federal Financial Group, Inc., a Maryland corporation (the “Company”), K-Fed Mutual Holding Company, K-Fed Bancorp, a Federal corporation and Kaiser Federal Bank (collectively, the “Primary Parties”) entered into an Agency Agreement with Keefe, Buyette & Woods, Inc. (“KBW”), who will act as financial advisor during the Company’s conversion and assist in the marketing of the Company’s common stock during its subscription and community offerings and act as sole book-running manager of the syndicated community offering, and Sterne Agee & Leach, Inc. (“Sterne”) who will act as co-manager of the syndicated community offering. 8.01 On September 29, 2010, K-Fed Bancorp announced that the Company, the proposed holding company for Kaiser Federal Bank, and K-Fed Mutual Holding Company have received conditional approval from the Office of Thrift Supervision to commence its second step conversion and offering. | t69006_8k.htm |