Silvergate Capital Corp Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 116 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-02-26: Reporting owner Paik Son-Jai; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-02-26: Reporting owner Eisele Derek J.; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-02-26: Reporting owner Fraher Kathleen; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-02-26: Reporting owner Reynolds Ben; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-02-26 | Paik Son-Jai Officer (EVP & Chief HR Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +718 718 owned after | $0.00 | 2021-03-01 | |
| 2021-02-26 | Eisele Derek J. Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +313 313 owned after | $0.00 | 2021-03-01 | |
| 2021-02-26 | Fraher Kathleen Officer (EVP & COO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +881 881 owned after | $0.00 | 2021-03-01 | |
| 2021-02-26 | Reynolds Ben Officer (EVP, Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,077 1,077 owned after | $0.00 | 2021-03-01 | |
| 2021-02-26 | Reynolds Ben Officer (EVP, Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,918 3,918 owned after | $0.00 | 2021-03-01 | |
| 2021-02-26 | Martino Antonio Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +881 881 owned after | $0.00 | 2021-03-01 | |
| 2021-02-26 | LANE ALAN J Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,253 3,253 owned after | $0.00 | 2021-03-01 | |
| 2021-02-26 holding as of filing | Eisele Derek J. Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 2,732 owned after | no price filed | 2021-02-26 | |
| 2021-02-25 holding as of filing | Reed Scott A. Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 2,056 owned after | no price filed | 2021-02-25 | |
| 2021-02-25 holding as of filing | Eisele Derek J. Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 2,732 owned after | no price filed | 2021-02-25 | |
| 2021-02-23 holding as of filing | Reed Scott A. Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 2,056 owned after | no price filed | 2021-02-23 | |
| 2021-02-23 holding as of filing | Brassfield Karen F. Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 2,056 owned after | no price filed | 2021-02-23 | |
| 2021-01-28 holding as of filing | Bonino John M. Officer (EVP & Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 2,307 owned after | no price filed | 2021-01-28 | |
| 2021-01-28 holding as of filing | LANE ALAN J Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 8,319 owned after | no price filed | 2021-01-28 | |
| 2021-01-25 holding as of filing | Bonino John M. Officer (EVP & Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 2,307 owned after | no price filed | 2021-01-25 | |
| 2021-01-11 holding as of filing | Brassfield Karen F. Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 2,056 owned after | no price filed | 2021-01-11 |