Silvergate Capital Corp Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 49 rows in 2023. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-11-21: Reporting owner Fraher Kathleen; Form 4; Security Restricted Stock Units; Transaction Holding.
- 2023-11-21: Reporting owner Fraher Kathleen; Form 4; Security Restricted Stock Units; Transaction Holding.
- 2023-11-21: Reporting owner Fraher Kathleen; Form 4; Security Restricted Stock Units; Transaction Holding.
- 2023-11-19: Reporting owner Fraher Kathleen; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-11-21 holding as of filing | Fraher Kathleen Officer (Chief Transition Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 294 owned after | no price filed | 2023-11-21 | |
| 2023-11-21 holding as of filing | Fraher Kathleen Officer (Chief Transition Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 1,052 owned after | no price filed | 2023-11-21 | |
| 2023-11-21 holding as of filing | Fraher Kathleen Officer (Chief Transition Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 4,510 owned after | no price filed | 2023-11-21 | |
| 2023-11-19 | Fraher Kathleen Officer (Chief Transition Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,203 0 owned after | $0.00 | 2023-11-21 | |
| 2023-06-10 | Brassfield Karen F. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,013 0 owned after | $0.00 | 2023-06-12 | |
| 2023-06-10 | Gupta Aanchal Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,013 0 owned after | $0.00 | 2023-06-12 | |
| 2023-06-10 | Colucci Paul D. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,013 0 owned after | $0.00 | 2023-06-12 | |
| 2023-06-10 | Reed Scott A. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,013 0 owned after | $0.00 | 2023-06-12 | |
| 2023-06-10 | DIRCKS THOMAS C Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −1,013 0 owned after | $0.00 | 2023-06-12 | |
| 2023-06-10 | Lempres Michael Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,013 0 owned after | $0.00 | 2023-06-12 | |
| 2023-03-29 holding as of filing | LANE ALAN J Director, Officer (Chief Executive Officer) | 4/A | Restricted Stock Units Derivative · Direct | Holding | 3,253 owned after | no price filed | 2023-03-29 | |
| 2023-03-29 holding as of filing | LANE ALAN J Director, Officer (Chief Executive Officer) | 4/A | Restricted Stock Units Derivative · Direct | Holding | 5,977 owned after | no price filed | 2023-03-29 | |
| 2023-02-28 holding as of filing | Martino Antonio Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 902 owned after | no price filed | 2023-02-28 | |
| 2023-02-28 holding as of filing | Martino Antonio Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 1,165 owned after | no price filed | 2023-02-28 | |
| 2023-02-28 holding as of filing | Bonino John M. Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 601 owned after | no price filed | 2023-02-28 | |
| 2023-02-28 holding as of filing | Bonino John M. Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 769 owned after | no price filed | 2023-02-28 | |
| 2023-02-28 holding as of filing | Fraher Kathleen Officer (Chief Risk Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 1,052 owned after | no price filed | 2023-02-28 | |
| 2023-02-28 holding as of filing | Fraher Kathleen Officer (Chief Risk Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 1,203 owned after | no price filed | 2023-02-28 | |
| 2023-02-28 holding as of filing | Fraher Kathleen Officer (Chief Risk Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 4,510 owned after | no price filed | 2023-02-28 | |
| 2023-02-28 holding as of filing | Reynolds Ben Officer (President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 1,203 owned after | no price filed | 2023-02-28 | |
| 2023-02-28 holding as of filing | Reynolds Ben Officer (President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 582 owned after | no price filed | 2023-02-28 | |
| 2023-02-28 holding as of filing | Reynolds Ben Officer (President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 3,918 owned after | no price filed | 2023-02-28 | |
| 2023-02-28 holding as of filing | LANE ALAN J Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 3,985 owned after | no price filed | 2023-02-28 | |
| 2023-02-28 holding as of filing | LANE ALAN J Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 2,773 owned after | no price filed | 2023-02-28 | |
| 2023-02-26 | Martino Antonio Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −293 294 owned after | $0.00 | 2023-02-28 | |
| 2023-02-26 | Bonino John M. Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −195 196 owned after | $0.00 | 2023-02-28 | |
| 2023-02-26 | Fraher Kathleen Officer (Chief Risk Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −293 294 owned after | $0.00 | 2023-02-28 | |
| 2023-02-26 | Reynolds Ben Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −359 359 owned after | $0.00 | 2023-02-28 | |
| 2023-02-26 | LANE ALAN J Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,085 1,084 owned after | $0.00 | 2023-02-28 | |
| 2023-02-24 holding as of filing | Bonino John M. Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 769 owned after | no price filed | 2023-02-24 | |
| 2023-02-24 holding as of filing | Bonino John M. Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 391 owned after | no price filed | 2023-02-24 | |
| 2023-02-24 holding as of filing | Martino Antonio Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 1,165 owned after | no price filed | 2023-02-24 | |
| 2023-02-24 holding as of filing | Martino Antonio Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 587 owned after | no price filed | 2023-02-24 | |
| 2023-02-24 holding as of filing | Fraher Kathleen Officer (Chief Risk Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 1,203 owned after | no price filed | 2023-02-24 | |
| 2023-02-24 holding as of filing | Fraher Kathleen Officer (Chief Risk Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 587 owned after | no price filed | 2023-02-24 | |
| 2023-02-24 holding as of filing | Fraher Kathleen Officer (Chief Risk Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 4,510 owned after | no price filed | 2023-02-24 | |
| 2023-02-24 holding as of filing | Reynolds Ben Officer (President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 582 owned after | no price filed | 2023-02-24 | |
| 2023-02-24 holding as of filing | Reynolds Ben Officer (President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 718 owned after | no price filed | 2023-02-24 | |
| 2023-02-24 holding as of filing | Reynolds Ben Officer (President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 3,918 owned after | no price filed | 2023-02-24 | |
| 2023-02-24 holding as of filing | LANE ALAN J Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 2,773 owned after | no price filed | 2023-02-24 | |
| 2023-02-24 holding as of filing | LANE ALAN J Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 2,169 owned after | no price filed | 2023-02-24 | |
| 2023-02-22 | Bonino John M. Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −301 601 owned after | $0.00 | 2023-02-24 | |
| 2023-02-22 | Martino Antonio Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −451 902 owned after | $0.00 | 2023-02-24 | |
| 2023-02-22 | Fraher Kathleen Officer (Chief Risk Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −526 1,052 owned after | $0.00 | 2023-02-24 | |
| 2023-02-22 | Reynolds Ben Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +601 1,203 owned after | $0.00 | 2023-02-24 | |
| 2023-02-22 | LANE ALAN J Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,992 3,985 owned after | $0.00 | 2023-02-24 | |
| 2023-02-21 holding as of filing | Reynolds Ben Officer (President) | 4/A | Restricted Stock Units Derivative · Direct | Holding | 1,164 owned after | no price filed | 2023-02-21 | |
| 2023-02-21 holding as of filing | Reynolds Ben Officer (President) | 4/A | Restricted Stock Units Derivative · Direct | Holding | 1,077 owned after | no price filed | 2023-02-21 | |
| 2023-02-21 holding as of filing | Reynolds Ben Officer (President) | 4/A | Restricted Stock Units Derivative · Direct | Holding | 3,918 owned after | no price filed | 2023-02-21 |