SEVCON, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-10: Reporting owner Morris Ryan J.; Form 4; Security Series A Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-06-04: Reporting owner Morris Ryan J.; Form 4; Security Series A Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-05-13: Reporting owner Morris Ryan J.; Form 4; Security Series A Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-05-11: Reporting owner Morris Ryan J.; Form 4; Security Series A Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-10 | Morris Ryan J. Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Meson Capital L.P. | P Open market or private purchase of non-derivative or derivative security | +78 49,616 owned after | $30.00 | 2015-06-12 | |
| 2015-06-04 | Morris Ryan J. Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Meson Capital L.P. | P Open market or private purchase of non-derivative or derivative security | +205 49,538 owned after | $29.97 | 2015-06-08 | |
| 2015-05-13 | Morris Ryan J. Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Meson Capital L.P. | P Open market or private purchase of non-derivative or derivative security | +70 49,333 owned after | $24.00 | 2015-05-15 | |
| 2015-05-11 | Morris Ryan J. Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Meson Capital L.P. | P Open market or private purchase of non-derivative or derivative security | +843 49,263 owned after | $24.00 | 2015-05-13 | |
| 2015-02-19 | Morris Ryan J. Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Meson Capital L.P. | P Open market or private purchase of non-derivative or derivative security | +1,203 48,420 owned after | $25.00 | 2015-02-23 | |
| 2015-02-17 | Morris Ryan J. Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Meson Capital L.P. | P Open market or private purchase of non-derivative or derivative security | +500 47,217 owned after | $24.50 | 2015-02-18 |