SEVCON, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows, 14 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-09-27: Reporting owner BOYLE MATTHEW; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-09-27: Reporting owner FARQUHAR PAUL NEIL; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-02-07: Reporting owner Morris Ryan J.; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-08-02: Reporting owner Morris Ryan J.; Form 4/A; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-09-27 | BOYLE MATTHEW Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,615 0 owned after | $9.94 exercise price | 2017-09-29 | |
| 2017-09-27 | FARQUHAR PAUL NEIL Officer (Vice President and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,615 0 owned after | $9.94 exercise price | 2017-09-29 | |
| 2017-02-07 | Morris Ryan J. Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,165 0 owned after | $10.93 exercise price | 2017-02-09 | |
| 2016-08-02 | Morris Ryan J. Director, Officer (Executive Chairman) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,496 36,496 owned after | $10.93 exercise price | 2016-11-02 | |
| 2016-08-02 | Morris Ryan J. Director, Officer (Executive Chairman) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,204 20,204 owned after | $12.35 exercise price | 2016-11-02 | |
| 2016-08-02 | Morris Ryan J. Director, Officer (Executive Chairman) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,496 36,496 owned after | $10.93 exercise price | 2016-08-04 | |
| 2016-08-02 | Morris Ryan J. Director, Officer (Executive Chairman) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,547 39,547 owned after | $12.35 exercise price | 2016-08-04 | |
| 2016-08-02 | Morris Ryan J. Director, Officer (Executive Chairman) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,682 42,682 owned after | $13.78 exercise price | 2016-08-04 | |
| 2016-08-02 | Morris Ryan J. Director, Officer (Executive Chairman) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,904 45,904 owned after | $15.20 exercise price | 2016-08-04 | |
| 2016-08-02 | Morris Ryan J. Director, Officer (Executive Chairman) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,215 49,215 owned after | $16.63 exercise price | 2016-08-04 | |
| 2015-12-16 | FARQUHAR PAUL NEIL Officer (Vice President and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,615 4,615 owned after | $9.94 exercise price | 2015-12-18 | |
| 2015-12-16 | BOYLE MATTHEW Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,615 4,615 owned after | $9.94 exercise price | 2015-12-18 | |
| 2007-12-03 | BOYLE MATTHEW Director, Officer (President & CEO) | 4 | Stock Option (right to buy ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 16,000 owned after | $4.37 exercise price | 2007-12-04 | |
| 2007-07-17 | MCPARTLIN PAUL A Officer (Vice President & CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 2,000 owned after | $4.37 exercise price | 2007-07-18 |