SEVCON, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows, 26 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-09-08: Reporting owner ROSENBERG PAUL B; Form 4; Security Subscription Rights (Right to Buy); Transaction S Open market or private sale of non-derivative or derivative security.
- 2014-09-08: Reporting owner ROSENBERG PAUL B; Form 4; Security Subscription Rights (Right to Buy); Transaction S Open market or private sale of non-derivative or derivative security.
- 2014-09-05: Reporting owner START BERNARD F; Form 4; Security Subscription Rights (Right to Buy); Transaction S Open market or private sale of non-derivative or derivative security.
- 2014-09-05: Reporting owner ROSENBERG PAUL B; Form 4; Security Subscription Rights (Right to Buy); Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-09-08 | ROSENBERG PAUL B Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −98 36,882 owned after | $0.30 | 2014-09-09 | |
| 2014-09-08 | ROSENBERG PAUL B Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −10 36,872 owned after | $0.20 | 2014-09-09 | |
| 2014-09-05 | START BERNARD F Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct · (m) | S Open market or private sale of non-derivative or derivative security | −24,617 2,600 owned after | $0.32 | 2014-09-08 | |
| 2014-09-05 | ROSENBERG PAUL B Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −10,000 46,980 owned after | $0.33 | 2014-09-05 | |
| 2014-09-05 | ROSENBERG PAUL B Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −10,000 36,980 owned after | $0.35 | 2014-09-05 | |
| 2014-09-04 | START BERNARD F Director | 4 | Subscription Rights (Right to Buy) Derivative · Indirect · (m) | S Open market or private sale of non-derivative or derivative security | −123,872 0 owned after | $0.33 | 2014-09-08 | |
| 2014-09-03 | ROSENBERG PAUL B Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −5,000 56,980 owned after | $0.55 | 2014-09-05 | |
| 2014-09-03 | STEADMAN DAVID RA Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −2,000 14,106 owned after | $0.44 | 2014-09-03 | |
| 2014-09-03 | STEADMAN DAVID RA Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −500 13,606 owned after | $0.45 | 2014-09-03 | |
| 2014-09-02 | STEADMAN DAVID RA Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −4,700 16,106 owned after | $0.44 | 2014-09-03 | |
| 2014-09-02 | ROSENBERG PAUL B Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct · (m) | S Open market or private sale of non-derivative or derivative security | −5,000 66,980 owned after | $0.42 | 2014-09-03 | |
| 2014-09-02 | ROSENBERG PAUL B Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct · (m) | S Open market or private sale of non-derivative or derivative security | −5,000 61,980 owned after | $0.45 | 2014-09-03 | |
| 2014-08-29 | ROSENBERG PAUL B Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct · (m) | S Open market or private sale of non-derivative or derivative security | −20,000 72,380 owned after | $0.40 | 2014-09-03 | |
| 2014-08-29 | ROSENBERG PAUL B Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct · (m) | S Open market or private sale of non-derivative or derivative security | −400 71,980 owned after | $0.53 | 2014-09-03 | |
| 2014-08-29 | ROSENBERG PAUL B Director | 4 | Subscription Rights (Right to Buy) Derivative · Indirect · (m) | S Open market or private sale of non-derivative or derivative security | −1,000 0 owned after | $0.40 | 2014-09-03 | |
| 2014-08-27 | ROSENBERG PAUL B Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −3,000 97,480 owned after | $0.49 | 2014-08-27 | |
| 2014-08-27 | ROSENBERG PAUL B Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −5,100 92,380 owned after | $0.47 | 2014-08-27 | |
| 2014-08-26 | ROSENBERG PAUL B Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,700 100,480 owned after | $0.60 | 2014-08-27 | |
| 2014-08-25 | ROSENBERG PAUL B Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,000 102,180 owned after | $0.64 | 2014-08-25 | |
| 2014-08-22 | ROSENBERG PAUL B Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −900 103,180 owned after | $0.64 | 2014-08-25 | |
| 2014-08-21 | ROSENBERG PAUL B Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −500 104,080 owned after | $0.70 | 2014-08-25 | |
| 2014-08-20 | STEADMAN DAVID RA Director | 4/A | Subscription Rights (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,500 20,856 owned after | $0.69 | 2014-08-21 | |
| 2014-08-20 | STEADMAN DAVID RA Director | 4/A | Subscription Rights (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −50 20,806 owned after | $0.71 | 2014-08-21 | |
| 2014-08-19 | STEADMAN DAVID RA Director | 4/A | Subscription Rights (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −2,500 32,556 owned after | $0.70 | 2014-08-21 | |
| 2014-08-19 | STEADMAN DAVID RA Director | 4/A | Subscription Rights (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −10,200 22,356 owned after | $0.70 | 2014-08-21 | |
| 2014-08-18 | STEADMAN DAVID RA Director | 4/A | Subscription Rights (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −44 35,056 owned after | $0.88 | 2014-08-21 |