SELECT BANCORP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 144 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-09-06: Reporting owner HAYES GERALD W JR; Form 4; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-09-06: Reporting owner Hawk Alicia Speight; Form 4; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-09-06: Reporting owner HARRIS OSCAR N; Form 4; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-09-06: Reporting owner Glen James H. Jr.; Form 4; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-09-06 | HAYES GERALD W JR Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $11.27 exercise price | 2017-09-08 | |
| 2017-09-06 | Hawk Alicia Speight Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $11.27 exercise price | 2017-09-08 | |
| 2017-09-06 | HARRIS OSCAR N Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $11.27 exercise price | 2017-09-08 | |
| 2017-09-06 | Glen James H. Jr. Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $11.27 exercise price | 2017-09-08 | |
| 2017-09-06 | CICCONE J GARY Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $11.27 exercise price | 2017-09-08 | |
| 2017-03-22 holding as of filing | Hedgepeth William L Director, Officer (President & CEO) | 4 | stock options Derivative · Direct | Holding | 10,000 owned after | $7.73 exercise price | 2017-03-22 | |
| 2017-03-22 holding as of filing | Hedgepeth William L Director, Officer (President & CEO) | 4 | stock options Derivative · Direct | Holding | 150 owned after | $5.75 exercise price | 2017-03-22 | |
| 2017-03-22 holding as of filing | Hedgepeth William L Director, Officer (President & CEO) | 4 | stock options Derivative · Direct | Holding | 10,000 owned after | $14.15 exercise price | 2017-03-22 | |
| 2017-03-22 holding as of filing | Hedgepeth William L Director, Officer (President & CEO) | 4 | stock options Derivative · Direct | Holding | 2,500 owned after | $5.19 exercise price | 2017-03-22 | |
| 2017-03-22 holding as of filing | Hedgepeth William L Director, Officer (President & CEO) | 4 | stock options Derivative · Direct | Holding | 5,000 owned after | $5.03 exercise price | 2017-03-22 | |
| 2017-03-22 holding as of filing | Hedgepeth William L Director, Officer (President & CEO) | 4 | stock options Derivative · Direct | Holding | 15,000 owned after | $8.04 exercise price | 2017-03-22 | |
| 2017-03-22 holding as of filing | Hedgepeth William L Director, Officer (President & CEO) | 4 | stock options Derivative · Direct | Holding | 15,000 owned after | $6.93 exercise price | 2017-03-22 | |
| 2017-03-22 holding as of filing | Hedgepeth William L Director, Officer (President & CEO) | 4 | stock options Derivative · Direct | Holding | 6,500 owned after | $10.15 exercise price | 2017-03-22 | |
| 2017-03-16 | Tobin David Richard Jr Officer (Executive Vice President) | 4 | stock options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 1,000 owned after | $6.30 | 2018-08-31 | |
| 2017-03-16 | Tobin David Richard Jr Officer (Executive Vice President) | 4 | stock options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 1,000 owned after | $6.30 | 2017-03-16 | |
| 2017-03-16 holding as of filing | Tobin David Richard Jr Officer (Executive Vice President) | 4 | stock options Derivative · Direct | Holding | 2,700 owned after | $10.15 exercise price | 2017-03-16 | |
| 2017-02-15 holding as of filing | Glen James H. Jr. Director | 4 | stock options Derivative · Direct | Holding | 3,287 owned after | $4.56 exercise price | 2017-02-15 | |
| 2017-02-15 holding as of filing | Glen James H. Jr. Director | 4 | stock options Derivative · Direct | Holding | 3,342 owned after | $4.22 exercise price | 2017-02-15 | |
| 2017-02-15 holding as of filing | Glen James H. Jr. Director | 4 | stock options Derivative · Direct | Holding | 2,602 owned after | $4.38 exercise price | 2017-02-15 | |
| 2017-02-15 holding as of filing | Glen James H. Jr. Director | 4 | stock options Derivative · Direct | Holding | 2,739 owned after | $4.93 exercise price | 2017-02-15 | |
| 2017-02-15 holding as of filing | Glen James H. Jr. Director | 4 | stock options Derivative · Direct | Holding | 2,648 owned after | $4.65 exercise price | 2017-02-15 | |
| 2017-02-13 | Glen James H. Jr. Director | 4 | stock options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,506 0 owned after | $5.25 | 2017-02-15 | |
| 2017-02-09 holding as of filing | Hedgepeth William L Director, Officer (President & CEO) | 4 | stock options Derivative · Direct | Holding | 10,000 owned after | $7.73 exercise price | 2017-02-09 | |
| 2017-02-09 holding as of filing | Hedgepeth William L Director, Officer (President & CEO) | 4 | stock options Derivative · Direct | Holding | 150 owned after | $5.75 exercise price | 2017-02-09 | |
| 2017-02-09 holding as of filing | Hedgepeth William L Director, Officer (President & CEO) | 4 | stock options Derivative · Direct | Holding | 10,000 owned after | $14.15 exercise price | 2017-02-09 | |
| 2017-02-09 holding as of filing | Hedgepeth William L Director, Officer (President & CEO) | 4 | stock options Derivative · Direct | Holding | 2,500 owned after | $5.19 exercise price | 2017-02-09 | |
| 2017-02-09 holding as of filing | Hedgepeth William L Director, Officer (President & CEO) | 4 | stock options Derivative · Direct | Holding | 5,000 owned after | $5.03 exercise price | 2017-02-09 | |
| 2017-02-09 holding as of filing | Hedgepeth William L Director, Officer (President & CEO) | 4 | stock options Derivative · Direct | Holding | 15,000 owned after | $8.04 exercise price | 2017-02-09 | |
| 2017-02-09 holding as of filing | Hedgepeth William L Director, Officer (President & CEO) | 4 | stock options Derivative · Direct | Holding | 15,000 owned after | $6.93 exercise price | 2017-02-09 | |
| 2017-02-09 holding as of filing | Hedgepeth William L Director, Officer (President & CEO) | 4 | stock options Derivative · Direct | Holding | 6,500 owned after | $10.15 exercise price | 2017-02-09 | |
| 2017-02-09 holding as of filing | Johnson Lynn H. Officer (Chief Administrative Officer) | 4 | stock options Derivative · Direct | Holding | 150 owned after | $5.75 exercise price | 2017-02-09 | |
| 2017-02-09 holding as of filing | Johnson Lynn H. Officer (Chief Administrative Officer) | 4 | stock options Derivative · Direct | Holding | 700 owned after | $5.25 exercise price | 2017-02-09 | |
| 2017-02-09 holding as of filing | Johnson Lynn H. Officer (Chief Administrative Officer) | 4 | stock options Derivative · Direct | Holding | 7,500 owned after | $6.93 exercise price | 2017-02-09 | |
| 2017-02-09 holding as of filing | Johnson Lynn H. Officer (Chief Administrative Officer) | 4 | stock options Derivative · Direct | Holding | 10,000 owned after | $8.04 exercise price | 2017-02-09 | |
| 2017-02-09 holding as of filing | Johnson Lynn H. Officer (Chief Administrative Officer) | 4 | stock options Derivative · Direct | Holding | 4,200 owned after | $10.15 exercise price | 2017-02-09 | |
| 2017-02-09 holding as of filing | Jeffries Mark Alan Officer (Chief Financial Officer) | 4 | stock options Derivative · Direct | Holding | 4,200 owned after | $10.15 exercise price | 2017-02-09 | |
| 2017-02-09 holding as of filing | Tobin David Richard Jr Officer (Executive Vice President) | 4/A | stock options Derivative · Direct | Holding | 2,000 owned after | $6.30 exercise price | 2017-02-09 | |
| 2017-02-09 holding as of filing | Tobin David Richard Jr Officer (Executive Vice President) | 4/A | stock options Derivative · Direct | Holding | 2,700 owned after | $10.15 exercise price | 2017-02-09 | |
| 2017-02-09 holding as of filing | betts walter keith Officer (Chief Banking Officer) | 4 | stock options Derivative · Direct | Holding | 2,500 owned after | $8.12 exercise price | 2017-02-09 | |
| 2017-02-09 holding as of filing | betts walter keith Officer (Chief Banking Officer) | 4 | stock options Derivative · Direct | Holding | 1,700 owned after | $10.15 exercise price | 2017-02-09 | |
| 2017-02-09 holding as of filing | Tobin David Richard Jr Officer (Executive Vice President) | 4 | stock options Derivative · Direct | Holding | 2,000 owned after | $6.30 exercise price | 2017-02-09 | |
| 2017-02-09 holding as of filing | Tobin David Richard Jr Officer (Executive Vice President) | 4 | stock options Derivative · Direct | Holding | 2,700 owned after | $10.15 exercise price | 2017-02-09 | |
| 2017-01-27 holding as of filing | betts walter keith Officer (Chief Banking Officer) | 3/A | stock options Derivative · Direct | Holding | $8.12 exercise price | 2017-01-27 | ||
| 2017-01-19 holding as of filing | betts walter keith Officer (Chief Banking Officer) | 3 | stock options Derivative · Direct | Holding | $8.12 exercise price | 2017-01-19 |