SELECT BANCORP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 35 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-23: Reporting owner Brock Gary J.; Form 4; Security stock options; Transaction Holding.
- 2015-11-16: Reporting owner Tobin David Richard Jr; Form 4; Security stock options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-12: Reporting owner Tobin David Richard Jr; Form 4; Security stock options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-12: Reporting owner Tobin David Richard Jr; Form 4; Security stock options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-23 holding as of filing | Brock Gary J. Officer (Executive Vice President) | 4 | stock options Derivative · Direct | Holding | 15,000 owned after | $6.93 exercise price | 2015-12-23 | |
| 2015-11-16 | Tobin David Richard Jr Officer (Executive Vice President) | 4 | stock options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 2,000 owned after | $6.30 exercise price | 2016-11-16 | |
| 2015-11-12 | Tobin David Richard Jr Officer (Executive Vice President) | 4 | stock options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150 0 owned after | $5.75 exercise price | 2016-11-16 | |
| 2015-11-12 | Tobin David Richard Jr Officer (Executive Vice President) | 4 | stock options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150 0 owned after | $5.75 exercise price | 2015-11-13 | |
| 2015-11-12 | Tobin David Richard Jr Officer (Executive Vice President) | 4 | stock options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,200 300 owned after | $5.25 exercise price | 2015-11-13 | |
| 2015-11-12 | Tobin David Richard Jr Officer (Executive Vice President) | 4 | stock options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 3,000 owned after | $6.30 exercise price | 2015-11-13 | |
| 2015-09-22 holding as of filing | Hawk Alicia Speight Director | 4 | stock options Derivative · Direct | Holding | 0 owned after | $3.57 exercise price | 2015-09-22 | |
| 2015-09-22 holding as of filing | Hawk Alicia Speight Director | 4 | stock options Derivative · Direct | Holding | 4,067 owned after | $4.06 exercise price | 2015-09-22 | |
| 2015-09-22 holding as of filing | Hawk Alicia Speight Director | 4 | stock options Derivative · Direct | Holding | 3,725 owned after | $5.25 exercise price | 2015-09-22 | |
| 2015-09-22 holding as of filing | Hawk Alicia Speight Director | 4 | stock options Derivative · Direct | Holding | 3,397 owned after | $4.56 exercise price | 2015-09-22 | |
| 2015-09-22 holding as of filing | Hawk Alicia Speight Director | 4 | stock options Derivative · Direct | Holding | 2,958 owned after | $4.22 exercise price | 2015-09-22 | |
| 2015-09-22 holding as of filing | Hawk Alicia Speight Director | 4 | stock options Derivative · Direct | Holding | 2,693 owned after | $4.38 exercise price | 2015-09-22 | |
| 2015-09-22 holding as of filing | Hawk Alicia Speight Director | 4 | stock options Derivative · Direct | Holding | 2,693 owned after | $4.93 exercise price | 2015-09-22 | |
| 2015-09-22 holding as of filing | Hawk Alicia Speight Director | 4 | stock options Derivative · Direct | Holding | 2,511 owned after | $4.65 exercise price | 2015-09-22 | |
| 2015-07-28 | Glen James H. Jr. Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +23,924 0 owned after | $3.57 exercise price | 2019-08-19 | |
| 2015-07-02 holding as of filing | Glen James H. Jr. Director | 4 | stock options Derivative · Direct | Holding | 23,924 owned after | $3.57 exercise price | 2015-07-02 | |
| 2015-07-02 holding as of filing | Glen James H. Jr. Director | 4 | stock options Derivative · Direct | Holding | 3,451 owned after | $4.06 exercise price | 2015-07-02 | |
| 2015-07-02 holding as of filing | Glen James H. Jr. Director | 4 | stock options Derivative · Direct | Holding | 3,506 owned after | $5.25 exercise price | 2015-07-02 | |
| 2015-07-02 holding as of filing | Glen James H. Jr. Director | 4 | stock options Derivative · Direct | Holding | 3,287 owned after | $4.56 exercise price | 2015-07-02 | |
| 2015-07-02 holding as of filing | Glen James H. Jr. Director | 4 | stock options Derivative · Direct | Holding | 3,342 owned after | $4.22 exercise price | 2015-07-02 | |
| 2015-07-02 holding as of filing | Glen James H. Jr. Director | 4 | stock options Derivative · Direct | Holding | 2,602 owned after | $4.38 exercise price | 2015-07-02 | |
| 2015-07-02 holding as of filing | Glen James H. Jr. Director | 4 | stock options Derivative · Direct | Holding | 2,739 owned after | $4.93 exercise price | 2015-07-02 | |
| 2015-07-02 holding as of filing | Glen James H. Jr. Director | 4 | stock options Derivative · Direct | Holding | 2,648 owned after | $4.65 exercise price | 2015-07-02 | |
| 2015-02-23 | Brock Gary J. Officer (Chief Credit Officer) | 4 | stock options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,342 0 owned after | $5.25 exercise price | 2015-02-25 | |
| 2015-02-23 | Brock Gary J. Officer (Chief Credit Officer) | 4 | stock options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,479 0 owned after | $4.22 exercise price | 2015-02-25 | |
| 2015-02-23 | Brock Gary J. Officer (Chief Credit Officer) | 4 | stock options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,479 0 owned after | $4.38 exercise price | 2015-02-25 | |
| 2015-02-23 | Brock Gary J. Officer (Chief Credit Officer) | 4 | stock options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,306 0 owned after | $4.65 exercise price | 2015-02-25 | |
| 2015-02-23 holding as of filing | Glen James H. Jr. Director | 4 | stock options Derivative · Direct | Holding | 23,924 owned after | $3.57 exercise price | 2015-02-23 | |
| 2015-02-23 holding as of filing | Glen James H. Jr. Director | 4 | stock options Derivative · Direct | Holding | 3,451 owned after | $4.06 exercise price | 2015-02-23 | |
| 2015-02-23 holding as of filing | Glen James H. Jr. Director | 4 | stock options Derivative · Direct | Holding | 3,506 owned after | $5.25 exercise price | 2015-02-23 | |
| 2015-02-23 holding as of filing | Glen James H. Jr. Director | 4 | stock options Derivative · Direct | Holding | 3,287 owned after | $4.56 exercise price | 2015-02-23 | |
| 2015-02-23 holding as of filing | Glen James H. Jr. Director | 4 | stock options Derivative · Direct | Holding | 3,342 owned after | $4.22 exercise price | 2015-02-23 | |
| 2015-02-23 holding as of filing | Glen James H. Jr. Director | 4 | stock options Derivative · Direct | Holding | 2,602 owned after | $4.38 exercise price | 2015-02-23 | |
| 2015-02-23 holding as of filing | Glen James H. Jr. Director | 4 | stock options Derivative · Direct | Holding | 2,739 owned after | $4.93 exercise price | 2015-02-23 | |
| 2015-02-23 holding as of filing | Glen James H. Jr. Director | 4 | stock options Derivative · Direct | Holding | 2,648 owned after | $4.65 exercise price | 2015-02-23 |