SEALY CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 88 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-26: Reporting owner Hoffman G Michael; Form 4; Security Option (to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-26: Reporting owner Hoffman G Michael; Form 4; Security Option (to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-26: Reporting owner Rogers Lawrence J; Form 4; Security Option (to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-26: Reporting owner Rogers Lawrence J; Form 4; Security Option (to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-26 | Hoffman G Michael Officer (Snr VP, Operations) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,429 11,429 owned after | $14.99 exercise price | 2006-12-28 | |
| 2006-12-26 | Hoffman G Michael Officer (Snr VP, Operations) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,571 8,571 owned after | $14.99 exercise price | 2006-12-28 | |
| 2006-12-26 | Rogers Lawrence J Officer (President, Sealy Intl Group) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +129,020 129,020 owned after | $14.99 exercise price | 2006-12-28 | |
| 2006-12-26 | Rogers Lawrence J Officer (President, Sealy Intl Group) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +97,482 97,482 owned after | $14.99 exercise price | 2006-12-28 | |
| 2006-12-26 | Ackerman Jeffrey C Officer (EVP and CFO) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +87,153 87,153 owned after | $14.99 exercise price | 2006-12-28 | |
| 2006-12-26 | Ackerman Jeffrey C Officer (EVP and CFO) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,848 65,848 owned after | $14.99 exercise price | 2006-12-28 | |
| 2006-12-15 | Hirshorn James B Director, Officer (Senior EVP) | 4 | Option (to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −261,328 130,664 owned after | $5.79 exercise price | 2006-12-19 | |
| 2006-12-15 | Hirshorn James B Director, Officer (Senior EVP) | 4 | Option (to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −224,985 0 owned after | $5.79 exercise price | 2006-12-19 | |
| 2006-12-15 | Hirshorn James B Director, Officer (Senior EVP) | 4 | Option (to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −469,296 0 owned after | $1.90 exercise price | 2006-12-19 | |
| 2006-07-20 holding as of filing | Claypool Jeffrey C Officer (Snr. VP, Human Resources) | 3/A | Option (to buy) Derivative · Direct | Holding | $0.20 exercise price | 2006-07-20 | ||
| 2006-07-18 | McIlquham David J Director, Officer (President and CEO) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,084 58,084 owned after | $16.55 exercise price | 2006-07-20 | |
| 2006-07-18 | Claypool Jeffrey C Officer (Snr. VP, Human Resources) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,053 4,053 owned after | $16.55 exercise price | 2006-07-20 | |
| 2006-07-18 | Walker Kenneth L Officer (SVP, General Counsel & Sec.) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,245 13,245 owned after | $16.55 exercise price | 2006-07-20 | |
| 2006-07-18 | Rogers Lawrence J Officer (President, Sealy Intl Group) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,609 6,609 owned after | $16.55 exercise price | 2006-07-20 | |
| 2006-07-18 | Hirshorn James B Director, Officer (Senior EVP) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,346 18,346 owned after | $16.55 exercise price | 2006-07-20 | |
| 2006-07-18 | Hoffman G Michael Officer (Snr. VP, Operations) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,650 5,650 owned after | $16.55 exercise price | 2006-07-20 | |
| 2006-07-18 | Dobbs Philip Officer (Snr. VP, Marketing) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,502 1,502 owned after | $16.55 exercise price | 2006-07-20 | |
| 2006-07-18 | Dawson Charles L Officer (SVP, National Sales) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,297 6,297 owned after | $16.55 exercise price | 2006-07-20 | |
| 2006-07-18 | Boulden Alfred R Officer (Snr. VP, Field Sales) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,027 6,027 owned after | $16.55 exercise price | 2006-07-20 | |
| 2006-07-18 | Ackerman Jeffrey C Officer (EVP and CFO) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $12.62 exercise price | 2006-07-20 | |
| 2006-04-19 | McIlquham David J Director, Officer (President and CEO) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88,280 88,280 owned after | $16.55 exercise price | 2006-07-20 | |
| 2006-04-19 | Claypool Jeffrey C Officer (Snr. VP, Human Resources) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,159 6,159 owned after | $16.55 exercise price | 2006-07-20 | |
| 2006-04-19 | Walker Kenneth L Officer (SVP, General Counsel & Sec.) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,130 20,130 owned after | $16.55 exercise price | 2006-07-20 | |
| 2006-04-19 | Rogers Lawrence J Officer (President, Sealy Intl Group) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,044 10,044 owned after | $16.55 exercise price | 2006-07-20 | |
| 2006-04-19 | Hirshorn James B Director, Officer (Senior EVP) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,883 27,883 owned after | $16.55 exercise price | 2006-07-20 | |
| 2006-04-19 | Hoffman G Michael Officer (Snr. VP, Operations) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,588 8,588 owned after | $16.55 exercise price | 2006-07-20 | |
| 2006-04-19 | Dobbs Philip Officer (Snr. VP, Marketing) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,284 2,284 owned after | $16.55 exercise price | 2006-07-20 | |
| 2006-04-19 | Dawson Charles L Officer (SVP, National Sales) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,571 9,571 owned after | $16.55 exercise price | 2006-07-20 | |
| 2006-04-19 | Boulden Alfred R Officer (Snr. VP, Field Sales) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,160 9,160 owned after | $16.55 exercise price | 2006-07-20 | |
| 2006-04-07 | McIlquham David J Director, Officer (President and CEO) | 4 | Option (to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −65,264 93,884 owned after | $0.20 exercise price | 2006-07-20 | |
| 2006-04-07 | Claypool Jeffrey C Officer (Snr. VP, Human Resources) | 4 | Option (to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −3,919 55,280 owned after | $0.20 exercise price | 2006-07-20 | |
| 2006-04-07 | Walker Kenneth L Officer (SVP, General Counsel & Sec.) | 4 | Option (to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −14,334 184,601 owned after | $0.20 exercise price | 2006-07-20 | |
| 2006-04-07 | Rogers Lawrence J Officer (President, Sealy Intl Group) | 4 | Option (to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −7,244 149,132 owned after | $0.20 exercise price | 2006-07-20 | |
| 2006-04-07 | Hirshorn James B Director, Officer (Senior EVP) | 4 | Option (to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −20,245 469,296 owned after | $1.90 exercise price | 2006-07-20 | |
| 2006-04-07 | Hoffman G Michael Officer (Snr. VP, Operations) | 4 | Option (to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −5,851 153,297 owned after | $1.90 exercise price | 2006-07-20 | |
| 2006-04-07 | Dobbs Philip Officer (Snr. VP, Marketing) | 4 | Option (to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −841 136,616 owned after | $8.23 exercise price | 2006-07-20 | |
| 2006-04-07 | Dawson Charles L Officer (SVP, National Sales) | 4 | Option (to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,652 0 owned after | $0.20 exercise price | 2006-07-20 | |
| 2006-04-07 | Dawson Charles L Officer (SVP, National Sales) | 4 | Option (to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −4,520 128,103 owned after | $1.90 exercise price | 2006-07-20 | |
| 2006-04-07 | Boulden Alfred R Officer (Snr. VP, Field Sales) | 4 | Option (to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,652 0 owned after | $0.20 exercise price | 2006-07-20 | |
| 2006-04-07 | Boulden Alfred R Officer (Snr. VP, Field Sales) | 4 | Option (to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −4,222 62,089 owned after | $1.90 exercise price | 2006-07-20 | |
| 2006-04-06 | Hirshorn James B Director, Officer (Senior EVP) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88,054 88,054 owned after | $16.00 exercise price | 2006-04-10 | |
| 2006-04-06 | Hirshorn James B Director, Officer (Senior EVP) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +209,202 209,202 owned after | $16.00 exercise price | 2006-04-10 | |
| 2006-04-06 | Ackerman Jeffrey C Officer (EVP and CFO) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,318 120,318 owned after | $16.00 exercise price | 2006-04-10 | |
| 2006-04-06 | Ackerman Jeffrey C Officer (EVP and CFO) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +94,231 94,231 owned after | $16.00 exercise price | 2006-04-10 | |
| 2006-04-06 | Dobbs Philip Officer (Snr. VP, Marketing) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,211 7,211 owned after | $16.00 exercise price | 2006-04-10 | |
| 2006-04-06 | Walker Kenneth L Officer (SVP, General Counsel & Sec.) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +63,571 63,571 owned after | $16.00 exercise price | 2006-04-10 | |
| 2006-04-06 | Rogers Lawrence J Officer (President, Sealy Intl Group) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,720 31,720 owned after | $16.00 exercise price | 2006-04-10 | |
| 2006-04-06 | McIlquham David J Director, Officer (President and CEO) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +278,790 278,790 owned after | $16.00 exercise price | 2006-04-10 | |
| 2006-04-06 | Hoffman G Michael Officer (Snr. VP, Operations) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,792 7,792 owned after | $16.00 exercise price | 2006-04-10 | |
| 2006-04-06 | Dobbs Philip Officer (Snr. VP, Marketing) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,211 7,211 owned after | $16.00 exercise price | 2006-04-10 | |
| 2006-04-06 | Dawson Charles L Officer (SVP, National Sales) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,225 30,225 owned after | $16.00 exercise price | 2006-04-10 | |
| 2006-04-06 | Claypool Jeffrey C Officer (Snr. VP, Human Resources) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,450 19,450 owned after | $16.00 exercise price | 2006-04-10 | |
| 2006-04-06 | Boulden Alfred R Officer (Snr. VP, Field Sales) | 4 | Option (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,928 28,928 owned after | $16.00 exercise price | 2006-04-10 | |
| 2006-04-06 holding as of filing | Claypool Jeffrey C Officer (Snr. VP, Human Resources) | 3 | Option Derivative · Direct | Holding | $0.20 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Claypool Jeffrey C Officer (Snr. VP, Human Resources) | 3 | Option Derivative · Direct | Holding | $5.78 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Claypool Jeffrey C Officer (Snr. VP, Human Resources) | 3 | Option Derivative · Direct | Holding | $5.78 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | McIlquham David J Director, Officer (President and CEO) | 3 | Option Derivative · Direct | Holding | $0.20 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | McIlquham David J Director, Officer (President and CEO) | 3 | Option Derivative · Direct | Holding | $0.95 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | McIlquham David J Director, Officer (President and CEO) | 3 | Option Derivative · Direct | Holding | $1.58 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | McIlquham David J Director, Officer (President and CEO) | 3 | Option Derivative · Direct | Holding | $1.90 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | McIlquham David J Director, Officer (President and CEO) | 3 | Option Derivative · Direct | Holding | $5.78 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | McIlquham David J Director, Officer (President and CEO) | 3 | Option Derivative · Direct | Holding | $5.78 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Walker Kenneth L Officer (SVP, General Counsel & Sec.) | 3 | Option Derivative · Direct | Holding | $0.20 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Walker Kenneth L Officer (SVP, General Counsel & Sec.) | 3 | Option Derivative · Direct | Holding | $1.58 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Walker Kenneth L Officer (SVP, General Counsel & Sec.) | 3 | Option Derivative · Direct | Holding | $1.90 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Walker Kenneth L Officer (SVP, General Counsel & Sec.) | 3 | Option Derivative · Direct | Holding | $5.78 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Walker Kenneth L Officer (SVP, General Counsel & Sec.) | 3 | Option Derivative · Direct | Holding | $5.78 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Rogers Lawrence J Officer (President, Sealy Intl Group) | 3 | Option Derivative · Direct | Holding | $0.20 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Rogers Lawrence J Officer (President, Sealy Intl Group) | 3 | Option Derivative · Direct | Holding | $5.78 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Rogers Lawrence J Officer (President, Sealy Intl Group) | 3 | Option Derivative · Direct | Holding | $5.78 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Hoffman G Michael Officer (Snr. VP, Operations) | 3 | Option Derivative · Direct | Holding | $1.90 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Hoffman G Michael Officer (Snr. VP, Operations) | 3 | Option Derivative · Direct | Holding | $5.78 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Hoffman G Michael Officer (Snr. VP, Operations) | 3 | Option Derivative · Direct | Holding | $5.78 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Dobbs Philip Officer (Snr. VP, Marketing) | 3 | Option Derivative · Direct | Holding | $8.23 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Dobbs Philip Officer (Snr. VP, Marketing) | 3 | Option Derivative · Direct | Holding | $8.23 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Hirshorn James B Director, Officer (Senior EVP) | 3 | Options Derivative · Direct | Holding | $1.90 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Hirshorn James B Director, Officer (Senior EVP) | 3 | Options Derivative · Direct | Holding | $5.78 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Hirshorn James B Director, Officer (Senior EVP) | 3 | Options Derivative · Direct | Holding | $5.78 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Dawson Charles L Officer (SVP, National Sales) | 3 | Option Derivative · Direct | Holding | $0.20 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Dawson Charles L Officer (SVP, National Sales) | 3 | Option Derivative · Direct | Holding | $1.90 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Dawson Charles L Officer (SVP, National Sales) | 3 | Option Derivative · Direct | Holding | $3.20 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Dawson Charles L Officer (SVP, National Sales) | 3 | Option Derivative · Direct | Holding | $5.78 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Dawson Charles L Officer (SVP, National Sales) | 3 | Option Derivative · Direct | Holding | $5.78 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Boulden Alfred R Officer (Snr. VP, Field Sales) | 3 | Option Derivative · Direct | Holding | $0.20 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Boulden Alfred R Officer (Snr. VP, Field Sales) | 3 | Option Derivative · Direct | Holding | $1.90 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Boulden Alfred R Officer (Snr. VP, Field Sales) | 3 | Option Derivative · Direct | Holding | $3.20 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Boulden Alfred R Officer (Snr. VP, Field Sales) | 3 | Option Derivative · Direct | Holding | $5.78 exercise price | 2006-04-06 | ||
| 2006-04-06 holding as of filing | Boulden Alfred R Officer (Snr. VP, Field Sales) | 3 | Option Derivative · Direct | Holding | $5.78 exercise price | 2006-04-06 |