SCULPTOR CAPITAL MANAGEMENT, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 97 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-19: Reporting owner Blockinger Jeffrey C; Form 4; Security Class A Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-14: Reporting owner Frank Joel; Form 4; Security Och-Ziff Operating Group A Units; Transaction Holding.
- 2011-12-14: Reporting owner Windreich David; Form 4; Security Och-Ziff Operating Group A Units; Transaction Holding.
- 2011-12-14: Reporting owner Kelly Harold; Form 4; Security Och-Ziff Operating Group A Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-19 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,524 0 owned after | $0.00 | 2011-12-19 | |
| 2011-12-14 holding as of filing | Frank Joel Director, Officer (Chief Financial Officer) | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · Held by Trusts | Holding | 2,421,768 owned after | no price filed | 2011-12-14 | |
| 2011-12-14 holding as of filing | Windreich David Director, Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · Held by Trusts | Holding | 29,953,120 owned after | no price filed | 2011-12-14 | |
| 2011-12-14 holding as of filing | Kelly Harold Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · Held by Trusts | Holding | 4,296,199 owned after | no price filed | 2011-12-14 | |
| 2011-12-14 holding as of filing | Cohen Michael L Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · Held by Trusts | Holding | 7,124,920 owned after | no price filed | 2011-12-14 | |
| 2011-12-14 holding as of filing | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · Held by Trusts | Holding | 175,000 owned after | no price filed | 2011-12-14 | |
| 2011-12-14 holding as of filing | Och Daniel Director, Officer (Chief Executive Officer), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · See footnotes | Holding | 93,559,611 owned after | no price filed | 2011-12-14 | |
| 2011-12-13 | Varga Zoltan Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,274 12,937,529 owned after | $0.00 | 2011-12-14 | |
| 2011-12-13 | Frank Joel Director, Officer (Chief Financial Officer) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,648 4,445,663 owned after | $0.00 | 2011-12-14 | |
| 2011-12-13 | Windreich David Director, Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,919 5,905,563 owned after | $0.00 | 2011-12-14 | |
| 2011-12-13 | Kelly Harold Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,790 5,572,421 owned after | $0.00 | 2011-12-14 | |
| 2011-12-13 | Cohen Michael L Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +108,242 14,329,020 owned after | $0.00 | 2011-12-14 | |
| 2011-12-13 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,917 980,917 owned after | $0.00 | 2011-12-14 | |
| 2011-12-13 | Och Daniel Director, Officer (Chief Executive Officer), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +781,974 61,429,769 owned after | $0.00 | 2011-12-14 | |
| 2011-11-28 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +71 6,046 owned after | $0.00 | 2011-11-30 | |
| 2011-11-28 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49 4,206 owned after | $0.00 | 2011-11-30 | |
| 2011-11-28 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +87 7,399 owned after | $0.00 | 2011-11-30 | |
| 2011-11-28 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +71 6,046 owned after | $0.00 | 2011-11-30 | |
| 2011-11-28 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49 4,206 owned after | $0.00 | 2011-11-30 | |
| 2011-11-28 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +87 7,399 owned after | $0.00 | 2011-11-30 | |
| 2011-11-28 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +445 37,524 owned after | $0.00 | 2011-11-30 | |
| 2011-11-28 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,060 173,526 owned after | $0.00 | 2011-11-30 | |
| 2011-11-28 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +244 20,633 owned after | $0.00 | 2011-11-30 | |
| 2011-11-28 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +244 20,633 owned after | $0.00 | 2011-11-30 | |
| 2011-11-19 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −58,312 0 owned after | $0.00 | 2011-11-22 | |
| 2011-08-22 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +768 58,312 owned after | $0.00 | 2011-08-24 | |
| 2011-08-22 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +488 37,079 owned after | $0.00 | 2011-08-24 | |
| 2011-08-22 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,260 171,466 owned after | $0.00 | 2011-08-24 | |
| 2011-08-22 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +78 5,975 owned after | $0.00 | 2011-08-24 | |
| 2011-08-22 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54 4,157 owned after | $0.00 | 2011-08-24 | |
| 2011-08-22 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +96 7,312 owned after | $0.00 | 2011-08-24 | |
| 2011-08-22 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +78 5,975 owned after | $0.00 | 2011-08-24 | |
| 2011-08-22 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54 4,157 owned after | $0.00 | 2011-08-24 | |
| 2011-08-22 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +96 7,312 owned after | $0.00 | 2011-08-24 | |
| 2011-08-22 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +268 20,389 owned after | $0.00 | 2011-08-24 | |
| 2011-08-22 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +268 20,389 owned after | $0.00 | 2011-08-24 | |
| 2011-06-24 holding as of filing | Frank Joel Director, Officer (Chief Financial Officer) | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · Held by Trusts | Holding | 2,421,768 owned after | no price filed | 2011-06-24 | |
| 2011-06-24 holding as of filing | Cohen Michael L Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · Held by Trusts | Holding | 8,394,487 owned after | no price filed | 2011-06-24 | |
| 2011-06-24 holding as of filing | Kelly Harold Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · Held by Trusts | Holding | 6,294,653 owned after | no price filed | 2011-06-24 | |
| 2011-06-24 holding as of filing | Windreich David Director, Officer (Executive Managing Director), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · Held by Trusts | Holding | 21,862,442 owned after | no price filed | 2011-06-24 | |
| 2011-06-24 holding as of filing | Och Daniel Director, Officer (Chief Executive Officer), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · See footnotes | Holding | 93,075,350 owned after | no price filed | 2011-06-24 | |
| 2011-06-23 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Och-Ziff Operating Group A Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +975,000 975,000 owned after | $0.00 | 2011-06-24 | |
| 2011-06-23 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 175,000 owned after | $0.00 | 2011-06-24 | |
| 2011-06-22 | Frank Joel Director, Officer (Chief Financial Officer) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,655 4,411,015 owned after | $0.00 | 2011-06-24 | |
| 2011-06-22 | Cohen Michael L Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,906 12,951,211 owned after | $0.00 | 2011-06-24 | |
| 2011-06-22 | Varga Zoltan Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,492 12,872,255 owned after | $0.00 | 2011-06-24 | |
| 2011-06-22 | Kelly Harold Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,497 3,524,177 owned after | $0.00 | 2011-06-24 | |
| 2011-06-22 | Windreich David Director, Officer (Executive Managing Director), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,743 13,815,322 owned after | $0.00 | 2011-06-24 | |
| 2011-06-22 | Och Daniel Director, Officer (Chief Executive Officer), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +353,314 61,132,056 owned after | $0.00 | 2011-06-24 | |
| 2011-06-22 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,121 20,121 owned after | $0.00 | 2011-06-24 | |
| 2011-06-22 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,121 20,121 owned after | $0.00 | 2011-06-24 | |
| 2011-05-19 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +506 57,544 owned after | $0.00 | 2011-05-23 | |
| 2011-05-19 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +322 36,591 owned after | $0.00 | 2011-05-23 | |
| 2011-05-19 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,489 169,206 owned after | $0.00 | 2011-05-23 | |
| 2011-05-19 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51 5,897 owned after | $0.00 | 2011-05-23 | |
| 2011-05-19 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36 4,103 owned after | $0.00 | 2011-05-23 | |
| 2011-05-19 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +63 7,216 owned after | $0.00 | 2011-05-23 | |
| 2011-05-19 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51 5,897 owned after | $0.00 | 2011-05-23 | |
| 2011-05-19 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36 4,103 owned after | $0.00 | 2011-05-23 | |
| 2011-05-19 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +63 7,216 owned after | $0.00 | 2011-05-23 | |
| 2011-05-19 | LEEDS JEFFREY R Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51 5,897 owned after | $0.00 | 2011-05-23 | |
| 2011-05-19 | LEEDS JEFFREY R Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36 4,103 owned after | $0.00 | 2011-05-23 | |
| 2011-05-19 | LEEDS JEFFREY R Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +63 7,216 owned after | $0.00 | 2011-05-23 | |
| 2011-05-19 | COBB WILLIAM C Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +69 7,903 owned after | $0.00 | 2011-05-23 | |
| 2011-05-19 | COBB WILLIAM C Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51 5,897 owned after | $0.00 | 2011-05-23 | |
| 2011-05-19 | COBB WILLIAM C Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36 4,103 owned after | $0.00 | 2011-05-23 | |
| 2011-05-19 | COBB WILLIAM C Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +63 7,216 owned after | $0.00 | 2011-05-23 | |
| 2011-02-25 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +248 5,846 owned after | $0.00 | 2011-03-01 | |
| 2011-02-25 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +173 4,067 owned after | $0.00 | 2011-03-01 | |
| 2011-02-25 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +304 7,153 owned after | $0.00 | 2011-03-01 | |
| 2011-02-25 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +248 5,846 owned after | $0.00 | 2011-03-01 | |
| 2011-02-25 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +173 4,067 owned after | $0.00 | 2011-03-01 | |
| 2011-02-25 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +304 7,153 owned after | $0.00 | 2011-03-01 | |
| 2011-02-25 | LEEDS JEFFREY R Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +248 5,846 owned after | $0.00 | 2011-03-01 | |
| 2011-02-25 | LEEDS JEFFREY R Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +173 4,067 owned after | $0.00 | 2011-03-01 | |
| 2011-02-25 | LEEDS JEFFREY R Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +304 7,153 owned after | $0.00 | 2011-03-01 | |
| 2011-02-25 | COBB WILLIAM C Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +333 7,834 owned after | $0.00 | 2011-03-01 | |
| 2011-02-25 | COBB WILLIAM C Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +248 5,846 owned after | $0.00 | 2011-03-01 | |
| 2011-02-25 | COBB WILLIAM C Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +173 4,067 owned after | $0.00 | 2011-03-01 | |
| 2011-02-25 | COBB WILLIAM C Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +304 7,153 owned after | $0.00 | 2011-03-01 | |
| 2011-02-25 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,426 57,038 owned after | $0.00 | 2011-03-01 | |
| 2011-02-25 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,542 36,269 owned after | $0.00 | 2011-03-01 | |
| 2011-02-25 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,134 167,717 owned after | $0.00 | 2011-03-01 | |
| 2011-02-04 | LEEDS JEFFREY R Director | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,450 0 owned after | $0.00 | 2011-02-04 | |
| 2011-01-03 | COBB WILLIAM C Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,849 6,849 owned after | $0.00 | 2011-01-04 | |
| 2011-01-03 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,849 6,849 owned after | $0.00 | 2011-01-04 | |
| 2011-01-03 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,849 6,849 owned after | $0.00 | 2011-01-04 | |
| 2011-01-03 | LEEDS JEFFREY R Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,849 6,849 owned after | $0.00 | 2011-01-04 | |
| 2011-01-01 | COBB WILLIAM C Director | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,261 5,940 owned after | $0.00 | 2011-01-04 | |
| 2011-01-01 | COBB WILLIAM C Director | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,290 3,552 owned after | $0.00 | 2011-01-04 | |
| 2011-01-01 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,261 5,940 owned after | $0.00 | 2011-01-04 | |
| 2011-01-01 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,290 3,552 owned after | $0.00 | 2011-01-04 | |
| 2011-01-01 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,261 5,940 owned after | $0.00 | 2011-01-04 | |
| 2011-01-01 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,290 3,552 owned after | $0.00 | 2011-01-04 | |
| 2011-01-01 | LEEDS JEFFREY R Director | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,261 5,940 owned after | $0.00 | 2011-01-04 | |
| 2011-01-01 | LEEDS JEFFREY R Director | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,290 3,552 owned after | $0.00 | 2011-01-04 | |
| 2011-01-01 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −160,586 160,583 owned after | $0.00 | 2011-01-04 |