SCULPTOR CAPITAL MANAGEMENT, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-31: Reporting owner Blockinger Jeffrey C; Form 4; Security Class A Restricted Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-12-30: Reporting owner Och Daniel; Form 4; Security Och-Ziff Operating Group A Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-12-30: Reporting owner Frank Joel; Form 4; Security Och-Ziff Operating Group A Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-12-30: Reporting owner Cohen Michael L; Form 4; Security Och-Ziff Operating Group A Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-31 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,915 31,915 owned after | $0.00 | 2009-01-02 | |
| 2008-12-30 | Och Daniel Director, Officer (Chief Executive Officer), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · see footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,944,335 152,884,534 owned after | $0.00 | 2009-01-02 | |
| 2008-12-30 | Frank Joel Director, Officer (Chief Financial Officer) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +86,151 5,202,401 owned after | $0.00 | 2009-01-02 | |
| 2008-12-30 | Cohen Michael L Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +269,138 14,268,616 owned after | $0.00 | 2009-01-02 | |
| 2008-12-30 | Kelly Harold Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +123,801 6,562,939 owned after | $0.00 | 2009-01-02 | |
| 2008-12-30 | Varga Zoltan Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +162,300 12,761,831 owned after | $0.00 | 2009-01-02 | |
| 2008-12-30 | Windreich David Director, Officer (Executive Managing Director), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +449,845 25,371,701 owned after | $0.00 | 2009-01-02 | |
| 2008-11-19 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,509 7,527 owned after | $0.00 | 2008-11-20 | |
| 2008-11-19 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,190 150,561 owned after | $0.00 | 2008-11-20 | |
| 2008-11-19 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,509 7,527 owned after | $0.00 | 2008-11-20 | |
| 2008-11-12 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,121 200,751 owned after | $0.00 | 2008-11-13 | |
| 2008-11-12 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56 10,036 owned after | $0.00 | 2008-11-13 | |
| 2008-11-12 | LEEDS JEFFREY R Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53 9,521 owned after | $0.00 | 2008-11-13 | |
| 2008-11-12 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56 10,036 owned after | $0.00 | 2008-11-13 | |
| 2008-11-12 | COBB WILLIAM C Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +115 20,691 owned after | $0.00 | 2008-11-13 | |
| 2008-10-01 | COBB WILLIAM C Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,576 20,576 owned after | $0.00 | 2008-10-02 | |
| 2008-08-12 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,222 199,630 owned after | $0.00 | 2008-08-13 | |
| 2008-08-12 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61 9,980 owned after | $0.00 | 2008-08-13 | |
| 2008-08-12 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61 9,980 owned after | $0.00 | 2008-08-13 | |
| 2008-08-12 | LEEDS JEFFREY R Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +57 9,468 owned after | $0.00 | 2008-08-13 | |
| 2008-05-07 | LEEDS JEFFREY R Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36 9,411 owned after | $0.00 | 2008-05-09 | |
| 2008-05-07 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38 9,919 owned after | $0.00 | 2008-05-09 | |
| 2008-05-07 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +778 198,408 owned after | $0.00 | 2008-05-09 | |
| 2008-05-07 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38 9,919 owned after | $0.00 | 2008-05-09 | |
| 2008-02-12 | BUFFERD ALLAN S Director | 4 | Class A Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +506 9,881 owned after | $0.00 | 2008-02-13 | |
| 2008-02-12 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Class A Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,130 197,630 owned after | $0.00 | 2008-02-13 | |
| 2008-02-12 | KENNEY JEROME P Director | 4 | Class A Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +506 9,881 owned after | $0.00 | 2008-02-13 | |
| 2008-02-04 | LEEDS JEFFREY R Director | 4 | Class A Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,375 9,375 owned after | $0.00 | 2008-02-05 |