S&W SEED CO Forms 3, 4 and 5: Preferred Stock

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

2022-02-18: Reporting owner PRICE MICHAEL F | MFP PARTNERS LP | MFP INVESTORS LLC; Form 4; Security Series B Redeemable Convertible Non-Voting Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
2018-11-20: Reporting owner MFP PARTNERS LP | PRICE MICHAEL F | MFP INVESTORS LLC; Form 4; Security Series A Convertible Preferred Stock; Transaction F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
2018-10-23: Reporting owner PRICE MICHAEL F | MFP PARTNERS LP | MFP INVESTORS LLC; Form 4; Security Series A Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).

All rows

Transaction date	Reporting owner	Form	Security	Transaction	Shares	Price	Filing
2022-02-18	PRICE MICHAEL F \| MFP PARTNERS LP \| MFP INVESTORS LLC \| \|	4	Series B Redeemable Convertible Non-Voting Preferred Stock Derivative · Direct	A Grant, award or other acquisition pursuant to Rule 16b-3(d)	+1,695 1,695 owned after	$2,950.00	2022-02-23
2018-11-20	MFP PARTNERS LP \| PRICE MICHAEL F \| MFP INVESTORS LLC \| \|	4	Series A Convertible Preferred Stock Non-derivative · Direct	F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3	−7,235 0 owned after	$0.00	2018-11-21
2018-10-23	PRICE MICHAEL F \| MFP PARTNERS LP \| MFP INVESTORS LLC \| \|	4	Series A Convertible Preferred Stock Non-derivative · Direct	A Grant, award or other acquisition pursuant to Rule 16b-3(d)	+7,235 7,235 owned after	$3.11	2018-10-25