S&W SEED CO Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2021-10-28: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2021-10-15; Total offering amount $5,043,247.
- 2018-09-14: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2018-09-05; Total offering amount $27,500,850.
- 2017-07-27: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2017-07-19; Total offering amount $10,740,000.
- 2015-12-01: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2015-11-24; Total offering amount $4,899,996.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2021-10-28 | Rule 506(b) | Equity | 2021-10-15 | $5,043,247 | $5,043,247 | $0 | 5 |
| 2018-09-14 | Rule 506(b) | Equity | 2018-09-05 | $27,500,850 | $5,000,000 | $22,500,850 | 1 |
| 2017-07-27 | Rule 506(b) | Equity | 2017-07-19 | $10,740,000 | $10,740,000 | $0 | 5 |
| 2015-12-01 | Rule 506(b) | Equity | 2015-11-24 | $4,899,996 | $4,899,996 | $0 | 1 |