S&W SEED CO Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2022-03-04: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2022-02-18; Total offering amount $5,000,250.
- 2015-01-14: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2014-12-31; Total offering amount $31,658,400.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2022-03-04 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2022-02-18 | $5,000,250 | $5,000,250 | $0 | 1 |
| 2015-01-14 | Rule 506(b) | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | 2014-12-31 | $31,658,400 | $31,658,400 | $0 | 17 |