RUBICON TECHNOLOGY, INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2022-12-23: Form 8-K; Period of report 2022-12-22; Description 5.07 Submission of Matters to a Vote of Security Holders; Details 5.07.
- 2022-12-13: Form 8-K; Period of report 2022-12-13; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 7.01 Regulation FD Disclosure; Details 3.01.
- 2022-12-13: Form 8-K; Period of report 2022-12-12; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2022-10-20: Form 8-K; Period of report 2022-10-14; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Details 3.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2022-12-23 | 8-K | 2022-12-22 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 The Company’s 2022 Annual Meeting of Stockholders (the “Annual Meeting”) was held on December 22, 2022, pursuant to notice on or about November 23, 2022, at the Company’s offices located at 900 East Green Street, Bensenville, IL 60106. | ea170753-8k_rubicon.htm |
| 2022-12-13 | 8-K | 2022-12-13 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 7.01 Regulation FD Disclosure | 3.01 On December 13, 2022, Rubicon Technology, Inc (the “Company) notified The Nasdaq Stock Market LLC (“Nasdaq”) of the Company’s decision to voluntarily delist its common stock from the Nasdaq Capital Market and its intent to file a Form 25 with the U.S. Securities and Exchange Commission (the “SEC”) on or about December 23, 2022. 7.01 On December 13, 2022, the Company issued a press release as required by the Nasdaq listing rules regarding the decision by the Company’s Board of Directors to voluntarily delist the Company’s common stock from the Nasdaq Capital Market. | ea170116-8k_rubicon.htm |
| 2022-12-13 | 8-K | 2022-12-12 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On December 12, 2022, the Board of Directors of Rubicon Technology, Inc. (the “Company”) and Timothy Brog, the Company’s Chief Executive Officer, President, and Acting Chief Financial Officer, mutually agreed that the Company’s operational staffing requirements have changed and that a new Chief Executive Officer is needed. | ea169989-8k_rubicontech.htm |
| 2022-10-20 | 8-K | 2022-10-14 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 (a) On October 14, 2022, Rubicon Technology, Inc. (the “Company”) received notifications from Nasdaq that it was no longer in compliance with various Nasdaq independent director requirements set forth in Listing Rule 5605. | ea167323-8k_rubicon.htm |
| 2022-09-20 | 8-K/A | 2022-09-19 | 2.01 Completion of Acquisition or Disposition of Assets | 2.01 On September 19, 2022, Rubicon Technology, Inc. (the “Company”) completed the previously announced sale of its real property commonly known as Fox Valley Business Park, Lot 101, Batavia, Illinois 60510, (the “Property”) to Capitol Trucking Inc., a Texas corporation (“Purchaser”) pursuant to the terms and conditions of the Agreement of Sale (the “Agreement”), dated as of February 7, 2022. | ea166082-8ka_rubicon.htm |
| 2022-09-19 | 8-K | 2022-09-19 | 2.01 Completion of Acquisition or Disposition of Assets | 2.01 On September 19, 2022, Rubicon Technology, Inc. (the “Company”) completed the previously announced sale of its real property commonly known as Fox Valley Business Park, Lot 101, Batavia, Illinois 60510, (the “Property”) to Capitol Trucking Inc., a Texas corporation (“Purchaser”) pursuant to the terms and conditions of the Agreement of Sale (the “Agreement”), dated as of February 7, 2022. | ea165903-8k_rubicontech.htm |
| 2022-08-22 | 8-K | 2022-08-19 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 19, 2022, Janel Corporation (the “Purchaser”) completed its tender offer (the “Offer”) to acquire up to 1,108,000 shares of Rubicon Technology, Inc.’s (the “Company”) common stock, par value $0.001 per share (the “Common Stock”), at a price per share of $20.00 (the “Acquisition”). | ea164741-8k_rubicontech.htm |
| 2022-08-19 | 8-K | 2022-08-15 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 The information set forth in Item 2.03 of this Current Report on Form 8-K is incorporated herein by reference. 2.03 On August 15, 2022, Rubicon Technology BP LLC, a Delaware limited liability company (the “Borrower”), entered into a business loan agreement (the “Loan”) and promissory note (the “Note”) in the amount of $1,620,000 with American Community Bank & Trust (the “Lender”). | ea164637-8k_rubicon.htm |
| 2022-08-12 | 8-K | 2022-08-12 | 7.01 Regulation FD Disclosure | 7.01 On August 12, 2022, the Company issued a press release announcing the record date for its cash distribution of $11.00 per share of common stock. | ea164222-8k_rubicontech.htm |
| 2022-07-05 | 8-K | 2022-07-01 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 7.01 On July 1, 2022, the Purchaser and the Company issued a joint press release announcing the parties’ entry into the Purchase Agreement, a copy of which is attached as Exhibit 99.5. | ea162325-8k_rubicontech.htm |
| 2022-02-09 | 8-K | 2022-02-07 | 1.01 Entry into a Material Definitive Agreement | 1.01 On February 7, 2022, Rubicon Technology, Inc. (“Rubicon” or “Seller”) entered into a real estate sale contract (the “Agreement) with Capitol Trucking Inc., a Texas corporation (“Purchaser”). | ea155169-8k_rubicontech.htm |