RUBICON TECHNOLOGY, INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2016-12-02: Form 8-K; Period of report 2016-11-30; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2016-11-09: Form 8-K; Period of report 2016-11-09; Description 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure; Details 2.02.
- 2016-10-18: Form 8-K; Period of report 2016-10-18; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Details 3.01.
- 2016-09-30: Form 8-K; Period of report 2016-09-28; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2016-12-02 | 8-K | 2016-11-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On November 30, 2016, Rubicon Sapphire Technology (Malaysia) Sdn. | d288837d8k.htm |
| 2016-11-09 | 8-K | 2016-11-09 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On November 9, 2016, Rubicon Technology, Inc. (the “Company”) issued a press release announcing its financial results for its fiscal quarter ended September 30, 2016. 7.01 Also on November 9, 2016, the Company released a letter to its stockholders from William Weissman, the Company’s Chief Executive Officer, and Don Aquilano, the Chairman of the Board. | d278783d8k.htm |
| 2016-10-18 | 8-K | 2016-10-18 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On October 18, 2016, Rubicon Technology, Inc. (the “Company”) received approval from the Listing Qualifications Department of The NASDAQ Stock Market (“NASDAQ”) to transfer the listing of the Company’s common stock from the NASDAQ Global Market to the NASDAQ Capital Market. | d274558d8k.htm |
| 2016-09-30 | 8-K | 2016-09-28 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 As previously reported by Rubicon Technology, Inc. (the “Company”) in its Current Report on Form 8-K filed on September 13, 2016, the Company’s Board of Directors (the “Board”) determined to shut down the production activities and close its facility in Penang, Malaysia, and to sell the Company’s assets relating to the Malaysian operations. | d277656d8k.htm |
| 2016-09-15 | 8-K | 2016-09-09 | 1.02 Termination of a Material Definitive Agreement | 1.02 On September 9, 2016, Rubicon Technology, Inc. (the “Company”) voluntarily terminated its Loan and Security Agreement with Silicon Valley Bank (the “Lender”) dated January 2, 2013, as amended on August 6, 2015 (as amended, the “Loan Agreement”). | d251158d8k.htm |
| 2016-09-13 | 8-K | 2016-09-12 | 2.05 Costs Associated with Exit or Disposal Activities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 2.05 On September 12, 2016, the Board of Directors (the “Board”) of Rubicon Technology, Inc. (the “Company”) determined to shut down production activities and close its facility in Penang, Malaysia, and to sell the Company’s assets relating to the Malaysian operations. 5.02 In consideration for his continued supervision of operations at the Penang facility through its closure in order for the Company to honor its customer obligations, on September 12, 2016, the Company approved cash bonuses to Hany Tamim, the Company’s Chief Operating Officer, for the months of October and November in the amount of either $10,000 or $15,000 per month, contingent on the polished wafer cost in the respective month being below specified thresholds. | d259812d8k.htm |
| 2016-08-09 | 8-K | 2016-08-09 | 2.02 Results of Operations and Financial Condition | 2.02 On August 9, 2016, Rubicon Technology, Inc. issued a press release announcing its financial results for its fiscal quarter ended June 30, 2016. | d208405d8k.htm |
| 2016-06-30 | 8-K/A | 2016-05-26 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On June 1, 2016, Rubicon Technology, Inc. (“Rubicon”) filed a Current Report on Form 8-K (the “Original Form 8-K”) under Item 5.02 reporting that on May 26, 2016, upon the recommendation of its Nominating and Corporate Governance Committee, the Board of Directors (the “Board”) of Rubicon appointed Timothy E. Brog as a new Class II director. | d210646d8ka.htm |
| 2016-06-30 | 8-K | 2016-06-24 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 Rubicon Technology, Inc. (the “Company”) held its Annual Meeting on June 24, 2016. | d140225d8k.htm |
| 2016-06-24 | 8-K | 2016-06-24 | 8.01 Other Events | 8.01 On June 24, 2016, Rubicon Technology, Inc. issued a press release titled “Stockholders Overwhelmingly Reelect Rubicon Technology’s Incumbent Directors.” A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated by reference into this Item 8.01. | d208911d8k.htm |
| 2016-06-13 | 8-K | 2016-06-13 | 8.01 Other Events | 8.01 On June 13, 2016, Rubicon Technology, Inc. (“Rubicon”) issued a press release titled “Leading Proxy Advisory Firm ISS Recommends Rubicon Stockholders Vote ‘For’ the Company’s Incumbent Nominees.” A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated by reference into this Item 8.01. | d202990d8k.htm |
| 2016-06-03 | 8-K | 2016-06-03 | 8.01 Other Events | 8.01 On June 3, 2016, Rubicon Technology, Inc. (“Rubicon”) posted on its website at www.rubicontechnology.com an investor presentation regarding the company and its pending proxy contest against Paragon Technologies, Inc. In addition to being available on Rubicon’s website, a copy of the investor presentation is attached hereto as Exhibit 99.1 and is incorporated by reference into this Item 8.01. | d193207d8k.htm |
| 2016-06-01 | 8-K | 2016-05-26 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 On May 26, 2016, upon the recommendation of its Nominating and Corporate Governance Committee, the Board of Directors (the “Board”) of Rubicon Technology, Inc. (“Rubicon”) approved the expansion of the size of the Board from five to six members and the appointment of Timothy E. Brog as a new Class II director. 8.01 On May 31, 2016, Rubicon issued a press release announcing the appointment of Mr. Brog to the Board, a copy of which is attached hereto as Exhibit 99.1. | d202226d8k.htm |
| 2016-05-27 | 8-K | 2016-05-23 | 8.01 Other Events | 8.01 On May 23, 2016, the Eighteenth Judicial Circuit Court for the State of Illinois, DuPage County, Chancery Division (the “Court”) issued an order (the “Order”) granting preliminary approval to a proposed settlement entered into by Rubicon Technology, Inc. (the “Company”), the other defendants and the plaintiff in the case captioned Carolyn Piper Smithhisler Living Trust v. | d176322d8k.htm |
| 2016-05-27 | 8-K | 2016-05-26 | 8.01 Other Events | 8.01 On May 26, 2016, Rubicon Technology, Inc. (the “Company”) issued a press release announcing that it had sent a letter urging stockholders to vote for the Company’s director nominees at the 2016 annual meeting of stockholders. | d190898d8k.htm |
| 2016-05-18 | 8-K | 2016-05-18 | 8.01 Other Events | 8.01 On May 18, 2016, Rubicon Technology, Inc. issued a press release titled “Rubicon Technology Files Definitive Proxy Materials and Sends Letter to Stockholders.” A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated by reference into this Item 8.01. | d171518d8k.htm |
| 2016-05-10 | 8-K | 2016-05-10 | 2.02 Results of Operations and Financial Condition | 2.02 On May 10, 2016, Rubicon Technology, Inc. (the “Company”) issued a press release announcing its financial results for its fiscal quarter ended March 31, 2016 and providing guidance for its fiscal quarter ending June 30, 2016. | d192691d8k.htm |
| 2016-04-20 | 8-K | 2016-04-19 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On April 19, 2016, Rubicon Technology, Inc. (the “Company”) received notice from the Listing Qualifications Department of the NASDAQ Stock Market LLC (“NASDAQ”) indicating that the Company is not in compliance with the minimum bid price requirement of $1.00 per share, as set forth in NASDAQ Listing Rule 5450(a)(1), because the closing bid price for the Company’s stock has been below $1.00 for 30 consecutive business days. | d183937d8k.htm |
| 2016-04-18 | 8-K | 2016-04-18 | 8.01 Other Events | 8.01 On April 18, 2016, Rubicon Technology, Inc. (the “Company”), issued a press release confirming that it received from Paragon Technologies, Inc. a notice of its intent to nominate two candidates to stand for election to the Company’s Board of Directors at the Company’s 2016 annual meeting of stockholders. | d180693d8k.htm |
| 2016-02-24 | 8-K | 2016-02-24 | 2.02 Results of Operations and Financial Condition | 2.02 On February 24, 2016, Rubicon Technology, Inc. (the “Company”) issued a press release announcing its financial results for its fiscal quarter and year ended December 31, 2015 and providing guidance for its fiscal quarter ending March 31, 2016. | d148814d8k.htm |