ROSETTA RESOURCES INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 71 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-22: Reporting owner Craddock James E; Form 5; Security Restricted Stock; Transaction Holding.
- 2008-12-04: Reporting owner DeSanctis Ellen; Form 4/A; Security Restricted Stock; Transaction Holding.
- 2008-12-03: Reporting owner DeSanctis Ellen; Form 4; Security Restricted Stock; Transaction Holding.
- 2008-12-01: Reporting owner DeSanctis Ellen; Form 4; Security Restricted Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-22 holding as of filing | Craddock James E Officer (VP, Production & Drilling Ops) | 5 | Restricted Stock Non-derivative · Direct | Holding | 12,000 owned after | no price filed | 2008-12-22 | |
| 2008-12-04 holding as of filing | DeSanctis Ellen Officer (EVP. Strategy & Development) | 4/A | Restricted Stock Non-derivative · Direct | Holding | 17,500 owned after | no price filed | 2008-12-04 | |
| 2008-12-03 holding as of filing | DeSanctis Ellen Officer (EVP, Strategy & Development) | 4 | Restricted Stock Non-derivative · Direct | Holding | 17,500 owned after | no price filed | 2008-12-03 | |
| 2008-12-01 holding as of filing | DeSanctis Ellen Officer (EVP, Strategy & Development) | 4 | Restricted Stock Non-derivative · Direct | Holding | 17,500 owned after | no price filed | 2008-12-01 | |
| 2008-12-01 holding as of filing | Clayton John Dewey Officer (VP, Asset Developmen) | 4 | Restricted Stock Non-derivative · Direct | Holding | 12,000 owned after | no price filed | 2008-12-01 | |
| 2008-11-25 holding as of filing | DeSanctis Ellen Officer (EVP, Strategy & Development) | 4 | Restricted Stock Non-derivative · Direct | Holding | 17,500 owned after | no price filed | 2008-11-25 | |
| 2008-11-20 holding as of filing | Patteson Donald Douglas Jr Director | 4 | Restricted Stock Non-derivative · Direct | Holding | 7,875 owned after | no price filed | 2008-11-20 | |
| 2008-11-17 holding as of filing | Craddock James E Officer (VP, Production & Drilling Ops) | 4 | Restricted Stock Non-derivative · Direct | Holding | 12,000 owned after | no price filed | 2008-11-17 | |
| 2008-11-17 holding as of filing | Patteson Donald Douglas Jr Director | 4 | Restricted Stock Non-derivative · Direct | Holding | 7,875 owned after | no price filed | 2008-11-17 | |
| 2008-11-17 holding as of filing | Rosinski Michael Joseph Officer (Exec VP & CFO) | 4 | Restricted Stock Non-derivative · Direct | Holding | 17,500 owned after | no price filed | 2008-11-17 | |
| 2008-11-17 holding as of filing | Hickey Michael Harold Officer (VP & General Counsel) | 4 | Restricted Stock Non-derivative · Direct | Holding | 21,500 owned after | no price filed | 2008-11-17 | |
| 2008-11-17 holding as of filing | DeSanctis Ellen Officer (EVP, Strategy & Development) | 4 | Restricted Stock Non-derivative · Direct | Holding | 17,500 owned after | no price filed | 2008-11-17 | |
| 2008-11-13 holding as of filing | Clayton John Dewey Officer (VP, Asset Developmen) | 4 | Restricted Stock Non-derivative · Direct | Holding | 12,000 owned after | no price filed | 2008-11-13 | |
| 2008-11-01 | Maxwell Gerald Lewis Officer (Vice President,Human Resources) | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,500 9,940 owned after | $0.00 | 2009-01-08 | |
| 2008-10-01 | DeSanctis Ellen Officer (EVP, Strategy & Development) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $0.00 | 2008-10-02 | |
| 2008-09-12 | FITZGERALD MATTHEW D Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $0.00 | 2008-09-18 | |
| 2008-08-29 | Maxwell Gerald Lewis Officer (Vice President,Human Resources) | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,250 12,440 owned after | $0.00 | 2008-09-02 | |
| 2008-08-13 holding as of filing | Clayton John Dewey Officer (VP, Asset Developmen) | 4 | Restricted Stock Non-derivative · Direct | Holding | 12,000 owned after | no price filed | 2008-08-13 | |
| 2008-08-01 | Hickey Michael Harold Officer (VP & General Counsel) | 4 | Restricted Stock Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −794 11,206 owned after | $22.68 | 2008-08-06 | |
| 2008-08-01 | Hickey Michael Harold Officer (VP & General Counsel) | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +10,294 21,500 owned after | $0.00 | 2008-08-06 | |
| 2008-07-07 | Patteson Donald Douglas Jr Director | 4 | Restricted Stock Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −270 8,505 owned after | $25.47 | 2008-07-08 | |
| 2008-07-07 | Patteson Donald Douglas Jr Director | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −630 7,875 owned after | $0.00 | 2008-07-08 | |
| 2008-07-07 | Houston Delton Henry Director | 4 | Restricted Stock Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −325 8,450 owned after | $25.47 | 2008-07-08 | |
| 2008-07-07 | Houston Delton Henry Director | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −575 7,875 owned after | $0.00 | 2008-07-08 | |
| 2008-07-07 | Driskill Jackie Chad Officer (VP Marketing & Business) | 4 | Restricted Stock Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −794 5,706 owned after | $25.47 | 2008-07-08 | |
| 2008-07-07 | Driskill Jackie Chad Officer (VP Marketing & Business) | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,544 11,250 owned after | $0.00 | 2008-07-08 | |
| 2008-07-07 | Chambers Charles Frederick III Officer (Exec VP Corporate Development) | 4 | Restricted Stock Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −794 16,706 owned after | $25.47 | 2008-07-08 | |
| 2008-07-07 | Chambers Charles Frederick III Officer (Exec VP Corporate Development) | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +10,794 27,500 owned after | $0.00 | 2008-07-08 | |
| 2008-07-07 | Bednorz Denise DuBard Officer (VP and Corporate Controller) | 4 | Restricted Stock Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −794 5,706 owned after | $25.47 | 2008-07-08 | |
| 2008-07-07 | Bednorz Denise DuBard Officer (VP and Corporate Controller) | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,044 9,750 owned after | $0.00 | 2008-07-08 | |
| 2008-07-07 | Beckler Richard William Director | 4 | Restricted Stock Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −362 8,413 owned after | $25.47 | 2008-07-08 | |
| 2008-07-07 | Beckler Richard William Director | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −538 7,875 owned after | $0.00 | 2008-07-08 | |
| 2008-06-27 | Limbacher Randy L Director, Officer (President & CEO) | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −37,614 224,347 owned after | $0.00 | 2009-01-08 | |
| 2008-06-19 | Patteson Donald Douglas Jr Director | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −263 9,387 owned after | $28.65 | 2008-06-23 | |
| 2008-06-19 | Patteson Donald Douglas Jr Director | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −612 8,775 owned after | $0.00 | 2008-06-23 | |
| 2008-06-19 | Houston Delton Henry Director | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −175 9,475 owned after | $28.65 | 2008-06-23 | |
| 2008-06-19 | Houston Delton Henry Director | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −700 8,775 owned after | $0.00 | 2008-06-23 | |
| 2008-06-19 | Beckler Richard William Director | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −353 9,297 owned after | $28.65 | 2008-06-23 | |
| 2008-06-19 | Beckler Richard William Director | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −522 8,775 owned after | $0.00 | 2008-06-23 | |
| 2008-06-13 | Limbacher Randy L Director, Officer (President & CEO) | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −28,210 261,961 owned after | $0.00 | 2009-01-08 | |
| 2008-05-19 holding as of filing | Driskill Jackie Chad Officer (VP Marketing & Business) | 4 | Restricted Stock Non-derivative · Direct | Holding | 6,500 owned after | no price filed | 2008-05-19 | |
| 2008-05-16 | Patteson Donald Douglas Jr Director | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,912 9,650 owned after | $0.00 | 2008-05-19 | |
| 2008-05-16 | LOW JOSIAH O III Director | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,325 7,475 owned after | $0.00 | 2008-05-19 | |
| 2008-05-16 | Houston Delton Henry Director | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,825 9,650 owned after | $0.00 | 2008-05-19 | |
| 2008-05-16 | Beckler Richard William Director | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −352 6,648 owned after | $24.78 | 2008-05-19 | |
| 2008-05-16 | Beckler Richard William Director | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,002 9,650 owned after | $0.00 | 2008-05-19 | |
| 2008-05-16 holding as of filing | Clayton John Dewey Officer (VP, Asset Developmen) | 4 | Restricted Stock Non-derivative · Direct | Holding | 12,000 owned after | no price filed | 2008-05-16 | |
| 2008-05-15 | Patteson Donald Douglas Jr Director | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −262 6,738 owned after | $24.78 | 2008-05-19 | |
| 2008-05-15 | Houston Delton Henry Director | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −175 6,825 owned after | $24.78 | 2008-05-19 | |
| 2008-05-15 holding as of filing | Driskill Jackie Chad Officer (VP Marketing & Business) | 4 | Restricted Stock Non-derivative · Direct | Holding | 6,500 owned after | no price filed | 2008-05-15 | |
| 2008-05-09 | Patteson Donald Douglas Jr Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 7,000 owned after | $0.00 | 2008-05-13 | |
| 2008-05-09 | LOW JOSIAH O III Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 8,800 owned after | $0.00 | 2008-05-13 | |
| 2008-05-09 | Houston Delton Henry Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 7,000 owned after | $0.00 | 2008-05-13 | |
| 2008-05-09 | Beckler Richard William Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 7,000 owned after | $0.00 | 2008-05-13 | |
| 2008-05-05 holding as of filing | Craddock James E Officer (VP, Production & Drilling Ops) | 3 | Restricted Stock Non-derivative · Direct | Holding | 12,000 owned after | no price filed | 2008-05-05 | |
| 2008-04-08 holding as of filing | Clayton John Dewey Officer (VP, Asset Developmen) | 3 | Restricted Stock Non-derivative · Direct | Holding | 12,000 owned after | no price filed | 2008-04-08 | |
| 2008-02-25 holding as of filing | Hickey Michael Harold Officer (VP & General Counsel) | 4 | Restricted Stock Non-derivative · Direct | Holding | 12,000 owned after | no price filed | 2008-02-25 | |
| 2008-02-25 holding as of filing | Driskill Jackie Chad Officer (VP Marketing & Business) | 4 | Restricted Stock Non-derivative · Direct | Holding | 6,500 owned after | no price filed | 2008-02-25 | |
| 2008-02-25 holding as of filing | Chambers Charles Frederick III Officer (Exec VP Corporate Development) | 4 | Restricted Stock Non-derivative · Direct | Holding | 17,500 owned after | no price filed | 2008-02-25 | |
| 2008-02-25 holding as of filing | Bednorz Denise DuBard Officer (VP and Corporate Controller) | 4 | Restricted Stock Non-derivative · Direct | Holding | 6,500 owned after | no price filed | 2008-02-25 | |
| 2008-02-01 | Maxwell Gerald Lewis Officer (Vice President,Human Resources) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,940 13,690 owned after | $0.00 | 2008-02-04 | |
| 2008-02-01 | Bednorz Denise DuBard Officer (VP and Corporate Controller) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $0.00 | 2008-02-04 | |
| 2008-02-01 | Driskill Jackie Chad Officer (VP Marketing & Business) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $0.00 | 2008-02-04 | |
| 2008-02-01 | Hickey Michael Harold Officer (VP & General Counsel) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.00 | 2008-02-04 | |
| 2008-02-01 | Chambers Charles Frederick III Officer (Exec VP Corporate Development) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $0.00 | 2008-02-04 | |
| 2008-02-01 | Rosinski Michael Joseph Officer (Exec VP & CFO) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $0.00 | 2008-02-04 | |
| 2008-01-01 | LIMBACHER RANDY L Director, Officer (President & CEO) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,210 130,310 owned after | $0.00 | 2008-01-03 | |
| 2008-01-01 | LIMBACHER RANDY L Director, Officer (President & CEO) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,614 167,924 owned after | $0.00 | 2008-01-03 | |
| 2008-01-01 | LIMBACHER RANDY L Director, Officer (President & CEO) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,421 224,345 owned after | $0.00 | 2008-01-03 | |
| 2008-01-01 | LIMBACHER RANDY L Director, Officer (President & CEO) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,614 261,959 owned after | $0.00 | 2008-01-03 | |
| 2008-01-01 | LIMBACHER RANDY L Director, Officer (President & CEO) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,212 290,171 owned after | $0.00 | 2008-01-03 |