ROSETTA RESOURCES INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-05-08: Reporting owner Patteson Donald Douglas Jr; Form 4; Security Restricted Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-05-08: Reporting owner LOW JOSIAH O III; Form 4; Security Restricted Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-05-08: Reporting owner Houston Delton Henry; Form 4; Security Restricted Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-05-08: Reporting owner FREDERICKSON PHILIP L; Form 4; Security Restricted Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-05-08 | Patteson Donald Douglas Jr Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,855 22,730 owned after | $0.00 | 2009-05-13 | |
| 2009-05-08 | LOW JOSIAH O III Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,855 22,330 owned after | $0.00 | 2009-05-13 | |
| 2009-05-08 | Houston Delton Henry Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,855 22,730 owned after | $0.00 | 2009-05-13 | |
| 2009-05-08 | FREDERICKSON PHILIP L Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,855 14,855 owned after | $0.00 | 2009-05-13 | |
| 2009-05-08 | FITZGERALD MATTHEW D Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,855 18,355 owned after | $0.00 | 2009-05-13 | |
| 2009-05-08 | Beckler Richard William Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,855 22,730 owned after | $0.00 | 2009-05-13 | |
| 2009-02-02 | Bednorz Denise DuBard Officer (VP and Corporate Controller) | 4 | Restricted Stock Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −531 29,104 owned after | $6.08 | 2009-02-02 | |
| 2009-02-02 | Bednorz Denise DuBard Officer (VP and Corporate Controller) | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −29,104 0 owned after | $0.00 | 2009-02-02 | |
| 2009-01-02 | Driskill Jackie Chad Officer (VP Marketing & Business) | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −841 10,409 owned after | $0.00 | 2009-01-08 | |
| 2009-01-02 | Driskill Jackie Chad Officer (VP Marketing & Business) | 4 | Restricted Stock Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −409 10,000 owned after | $7.36 | 2009-01-08 | |
| 2009-01-02 | Driskill Jackie Chad Officer (VP Marketing & Business) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,635 30,635 owned after | $0.00 | 2009-01-08 | |
| 2009-01-02 | Bednorz Denise DuBard Officer (VP and Corporate Controller) | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −505 9,245 owned after | $0.00 | 2009-01-08 | |
| 2009-01-02 | Bednorz Denise DuBard Officer (VP and Corporate Controller) | 4 | Restricted Stock Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −245 9,000 owned after | $7.36 | 2009-01-08 | |
| 2009-01-02 | Bednorz Denise DuBard Officer (VP and Corporate Controller) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,635 29,635 owned after | $0.00 | 2009-01-08 | |
| 2009-01-02 | Maxwell Gerald Lewis Officer (Vice President,Human Resources) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,635 30,575 owned after | $0.00 | 2009-01-08 | |
| 2009-01-02 | Hickey Michael Harold Officer (VP & General Counsel) | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,000 19,500 owned after | $0.00 | 2009-01-08 | |
| 2009-01-02 | Hickey Michael Harold Officer (VP & General Counsel) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,017 51,517 owned after | $0.00 | 2009-01-08 | |
| 2009-01-02 | Craddock James E Officer (VP, Production & Drilling Ops) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,017 44,017 owned after | $0.00 | 2009-01-08 | |
| 2009-01-02 | Clayton John Dewey Officer (VP, Asset Developmen) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,017 44,017 owned after | $0.00 | 2009-01-08 | |
| 2009-01-02 | DeSanctis Ellen Officer (EVP, Strategy & Development) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,343 66,843 owned after | $0.00 | 2009-01-08 | |
| 2009-01-02 | Rosinski Michael Joseph Officer (Exec VP & CFO) | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +7,500 25,000 owned after | $0.00 | 2009-01-08 | |
| 2009-01-02 | Rosinski Michael Joseph Officer (Exec VP & CFO) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,343 74,343 owned after | $0.00 | 2009-01-08 | |
| 2009-01-02 | Limbacher Randy L Director, Officer (President & CEO) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +104,500 328,847 owned after | $0.00 | 2009-01-08 |