Rocket Fuel Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-09-06: Reporting owner Wootton Emmett Randolph III; Form 4; Security Performance Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-02-07: Reporting owner Wootton Emmett Randolph III; Form 4; Security Performance Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-09-06 | Wootton Emmett Randolph III Director, Officer (Chief Executive Officer) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −230,000 0 owned after | $0.00 | 2017-09-06 | |
| 2017-02-07 | Wootton Emmett Randolph III Director, Officer (Chief Executive Officer) | 4 | Performance Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +230,000 230,000 owned after | $0.00 | 2017-02-09 |