Rocket Fuel Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows, 24 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-09-25: Reporting owner FEIBER JONATHAN D | MDV IX LP | Ninth MDV Partners, L.L.C.; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2013-09-25: Reporting owner FEIBER JONATHAN D | MDV IX LP | Ninth MDV Partners, L.L.C.; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2013-09-25: Reporting owner FEIBER JONATHAN D | MDV IX LP | Ninth MDV Partners, L.L.C.; Form 4; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2013-09-25: Reporting owner FEIBER JONATHAN D | MDV IX LP | Ninth MDV Partners, L.L.C.; Form 4; Security Series C-1 Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-09-25 | FEIBER JONATHAN D | MDV IX LP | Ninth MDV Partners, L.L.C. 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −9,153,564 0 owned after | $0.00 | 2013-09-27 | |
| 2013-09-25 | FEIBER JONATHAN D | MDV IX LP | Ninth MDV Partners, L.L.C. 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,684,149 0 owned after | $0.00 | 2013-09-27 | |
| 2013-09-25 | FEIBER JONATHAN D | MDV IX LP | Ninth MDV Partners, L.L.C. 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −340,773 0 owned after | $0.00 | 2013-09-27 | |
| 2013-09-25 | FEIBER JONATHAN D | MDV IX LP | Ninth MDV Partners, L.L.C. 10% Owner | 10% Owner | 10% Owner | 4 | Series C-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −255,015 0 owned after | $0.00 | 2013-09-27 | |
| 2013-09-25 | Gardner John E. Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −2,405,928 0 owned after | $0.00 | 2013-09-27 | |
| 2013-09-25 | Gardner John E. Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −119,270 0 owned after | $0.00 | 2013-09-27 | |
| 2013-09-25 | Gardner John E. Director | 4 | Series C-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −170,010 0 owned after | $0.00 | 2013-09-27 | |
| 2013-09-25 | Ericson William W. Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −9,153,564 0 owned after | $0.00 | 2013-09-27 | |
| 2013-09-25 | Ericson William W. Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,684,149 0 owned after | $0.00 | 2013-09-27 | |
| 2013-09-25 | Ericson William W. Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −340,773 0 owned after | $0.00 | 2013-09-27 | |
| 2013-09-25 | Ericson William W. Director, 10% Owner | 4 | Series C-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −255,015 0 owned after | $0.00 | 2013-09-27 | |
| 2013-09-25 | John George H. Director, Officer (Co-Founder, CEO & Chairman), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −244,223 0 owned after | $0.00 | 2013-09-27 | |
| 2013-09-19 holding as of filing | FEIBER JONATHAN D | Ninth MDV Partners, L.L.C. | MDV IX LP 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-09-19 | ||
| 2013-09-19 holding as of filing | FEIBER JONATHAN D | Ninth MDV Partners, L.L.C. | MDV IX LP 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-09-19 | ||
| 2013-09-19 holding as of filing | FEIBER JONATHAN D | Ninth MDV Partners, L.L.C. | MDV IX LP 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-09-19 | ||
| 2013-09-19 holding as of filing | FEIBER JONATHAN D | Ninth MDV Partners, L.L.C. | MDV IX LP 10% Owner | 10% Owner | 10% Owner | 3 | Series C-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-09-19 | ||
| 2013-09-19 holding as of filing | Ericson William W. Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-09-19 | ||
| 2013-09-19 holding as of filing | Ericson William W. Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-09-19 | ||
| 2013-09-19 holding as of filing | Ericson William W. Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-09-19 | ||
| 2013-09-19 holding as of filing | Ericson William W. Director, 10% Owner | 3 | Series C-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-09-19 | ||
| 2013-09-19 holding as of filing | Gardner John E. Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-19 | ||
| 2013-09-19 holding as of filing | Gardner John E. Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-19 | ||
| 2013-09-19 holding as of filing | Gardner John E. Director | 3 | Series C-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-19 | ||
| 2013-09-19 holding as of filing | John George H. Director, Officer (Co-Founder, CEO & Chairman), 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-19 |