ROBBINS & MYERS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-26: Reporting owner Wallace Peter C; Form 4; Security Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-26: Reporting owner Wallace Peter C; Form 4; Security Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-26: Reporting owner Wallace Peter C; Form 4; Security Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-26: Reporting owner Wallace Peter C; Form 4; Security Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-26 | Wallace Peter C Director, Officer (President and CEO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,000 0 owned after | $15.25 exercise price | 2012-12-28 | |
| 2012-12-26 | Wallace Peter C Director, Officer (President and CEO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,154 0 owned after | $29.73 exercise price | 2012-12-28 | |
| 2012-12-26 | Wallace Peter C Director, Officer (President and CEO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,165 0 owned after | $21.44 exercise price | 2012-12-28 | |
| 2012-12-26 | Wallace Peter C Director, Officer (President and CEO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −51,290 0 owned after | $22.33 exercise price | 2012-12-28 | |
| 2012-12-26 | Wallace Peter C Director, Officer (President and CEO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,476 12,738 owned after | $26.68 exercise price | 2012-12-28 | |
| 2012-12-26 | Wallace Peter C Director, Officer (President and CEO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,227 16,453 owned after | $36.51 exercise price | 2012-12-28 | |
| 2012-12-26 | BROWN KEVIN J Officer (Controller / Interim CFO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $10.89 exercise price | 2012-12-28 | |
| 2012-12-26 | BROWN KEVIN J Officer (Controller / Interim CFO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $10.79 exercise price | 2012-12-28 | |
| 2012-12-26 | BROWN KEVIN J Officer (Controller / Interim CFO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,544 0 owned after | $29.73 exercise price | 2012-12-28 | |
| 2012-12-26 | BROWN KEVIN J Officer (Controller / Interim CFO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,660 0 owned after | $21.44 exercise price | 2012-12-28 | |
| 2012-12-26 | BROWN KEVIN J Officer (Controller / Interim CFO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,430 0 owned after | $22.33 exercise price | 2012-12-28 | |
| 2012-12-26 | BROWN KEVIN J Officer (Controller / Interim CFO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,884 941 owned after | $26.68 exercise price | 2012-12-28 | |
| 2012-12-26 | BROWN KEVIN J Officer (Controller / Interim CFO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 1,200 owned after | $36.51 exercise price | 2012-12-28 | |
| 2012-12-26 | Rahimian Saeid Officer (Sen. VP & Pres. - Energy Svcs.) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,288 0 owned after | $29.73 exercise price | 2012-12-28 | |
| 2012-12-26 | Rahimian Saeid Officer (Sen. VP & Pres. - Energy Svcs.) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,754 3,876 owned after | $26.68 exercise price | 2012-12-28 | |
| 2012-12-26 | Rahimian Saeid Officer (Sen. VP & Pres. - Energy Svcs.) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,424 4,846 owned after | $36.51 exercise price | 2012-12-28 | |
| 2012-12-26 | Halsey Jeffrey L Officer (Vice President - HR) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,716 0 owned after | $29.73 exercise price | 2012-12-28 | |
| 2012-12-26 | Halsey Jeffrey L Officer (Vice President - HR) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,226 0 owned after | $21.44 exercise price | 2012-12-28 | |
| 2012-12-26 | Halsey Jeffrey L Officer (Vice President - HR) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,430 0 owned after | $22.33 exercise price | 2012-12-28 | |
| 2012-12-26 | Halsey Jeffrey L Officer (Vice President - HR) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,545 1,772 owned after | $26.68 exercise price | 2012-12-28 | |
| 2012-12-26 | Halsey Jeffrey L Officer (Vice President - HR) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,137 2,273 owned after | $36.51 exercise price | 2012-12-28 | |
| 2012-12-26 | Ravenscroft Aaron H. Officer (VP & Pres. - Pro. & Flow Cont.) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,497 2,993 owned after | $36.51 exercise price | 2012-12-28 | |
| 2012-12-10 | LOFTIS THOMAS P | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $7.69 exercise price | 2012-12-10 | |
| 2012-01-05 | BROWN KEVIN J Officer (Controller / Interim CFO) | 4/A | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,724 4,724 owned after | $50.07 exercise price | 2012-01-10 | |
| 2012-01-05 | BROWN KEVIN J Officer (Controller / Interim CFO) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,998 1,998 owned after | $50.07 exercise price | 2012-01-09 |