ROBBINS & MYERS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-11: Reporting owner Rahimian Saeid; Form 4; Security Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-11: Reporting owner Rahimian Saeid; Form 4; Security Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-10-10: Reporting owner MEDFORD DALE L; Form 4; Security Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-10-05: Reporting owner Ravenscroft Aaron H.; Form 4; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-11 | Rahimian Saeid Officer (Sen. VP & Pres. - Energy Svcs.) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,282 0 owned after | $21.44 exercise price | 2011-11-15 | |
| 2011-11-11 | Rahimian Saeid Officer (Sen. VP & Pres. - Energy Svcs.) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,780 0 owned after | $22.33 exercise price | 2011-11-15 | |
| 2011-10-10 | MEDFORD DALE L Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $9.78 exercise price | 2011-10-12 | |
| 2011-10-05 | Ravenscroft Aaron H. Officer (President - Pro. & Flow Cont.) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,490 4,490 owned after | $36.51 exercise price | 2011-10-07 | |
| 2011-10-05 | BROWN KEVIN J Officer (Controller) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,800 1,800 owned after | $36.51 exercise price | 2011-10-07 | |
| 2011-10-05 | Halsey Jeffrey L Officer (Vice President - HR) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,410 3,410 owned after | $36.51 exercise price | 2011-10-07 | |
| 2011-10-05 | Rahimian Saeid Officer (Sen. VP & Pres. - Energy Svcs.) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,270 7,270 owned after | $36.51 exercise price | 2011-10-07 | |
| 2011-10-05 | Hix Christopher M Officer (Senior VP and CFO) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,910 6,910 owned after | $36.51 exercise price | 2011-10-07 | |
| 2011-10-05 | Wallace Peter C Director, Officer (President and CEO) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,680 24,680 owned after | $36.51 exercise price | 2011-10-07 | |
| 2011-06-24 | McAdams Michael J Officer (Treasurer) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,334 0 owned after | $21.93 exercise price | 2011-06-28 | |
| 2011-06-24 | McAdams Michael J Officer (Treasurer) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −830 0 owned after | $21.44 exercise price | 2011-06-28 | |
| 2011-06-24 | McAdams Michael J Officer (Treasurer) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $22.33 exercise price | 2011-06-28 | |
| 2011-06-24 | BROWN KEVIN J Officer (Controller) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $12.59 exercise price | 2011-06-28 | |
| 2011-05-13 | Halsey Jeffrey L Officer (Vice President - HR) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $29.73 exercise price | 2011-05-17 | |
| 2011-02-15 | Rahimian Saeid Officer (VP & President - Fluid Mgt.) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $10.79 exercise price | 2011-02-17 | |
| 2011-02-15 | Rahimian Saeid Officer (VP & President - Fluid Mgt.) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,400 0 owned after | $15.25 exercise price | 2011-02-17 | |
| 2011-02-08 | Hix Christopher M Officer (VP and CFO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,668 0 owned after | $13.20 exercise price | 2011-02-10 | |
| 2011-02-08 | Hix Christopher M Officer (VP and CFO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,268 0 owned after | $15.25 exercise price | 2011-02-10 | |
| 2011-02-07 | Wallace Peter C Director, Officer (President and CEO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $10.79 exercise price | 2011-02-09 | |
| 2011-01-12 | BROWN KEVIN J Officer (Controller) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $13.88 exercise price | 2011-01-14 |