ROAN RESOURCES, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-12-06: Reporting owner Bonney Amber; Form 4; Security Performance Share Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-12-06: Reporting owner Pettit Joel L.; Form 4; Security Performance Share Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-12-06: Reporting owner Edwards David McCune; Form 4; Security Performance Share Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-12-06: Reporting owner Condray Greg T.; Form 4; Security Performance Share Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-12-06 | Bonney Amber Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −52,632 0 owned after | $0.00 | 2019-12-06 | |
| 2019-12-06 | Pettit Joel L. Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −157,895 0 owned after | $0.00 | 2019-12-06 | |
| 2019-12-06 | Edwards David McCune Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −157,895 0 owned after | $0.00 | 2019-12-06 | |
| 2019-12-06 | Condray Greg T. Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −157,895 0 owned after | $0.00 | 2019-12-06 | |
| 2019-12-06 | Gideon Richard A Director, Officer (Chief Executive Officer) | 4 | Performance Share Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,526,718 0 owned after | $0.00 | 2019-12-06 | |
| 2019-09-29 | Gideon Richard A Director, Officer (Chief Executive Officer) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,526,718 1,526,718 owned after | $0.00 | 2019-10-01 | |
| 2019-04-26 | Edwards David McCune Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +157,895 157,895 owned after | $0.00 | 2019-04-30 | |
| 2019-04-26 | Treadwell David Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +94,737 94,737 owned after | $0.00 | 2019-04-30 | |
| 2019-04-26 | Pettit Joel L. Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +157,895 157,895 owned after | $0.00 | 2019-04-30 | |
| 2019-04-26 | Bonney Amber Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,632 52,632 owned after | $0.00 | 2019-04-30 | |
| 2019-04-26 | Condray Greg T. Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +157,895 157,895 owned after | $0.00 | 2019-04-30 |