ROAN RESOURCES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 55 rows, 55 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-04-01: Reporting owner McNeil Jamin; Form 3/A; Security Unit Options; Transaction Holding.
- 2014-04-01: Reporting owner McNeil Jamin; Form 3/A; Security Unit Options; Transaction Holding.
- 2014-04-01: Reporting owner McNeil Jamin; Form 3/A; Security Unit Options; Transaction Holding.
- 2014-04-01: Reporting owner Emmons Thomas E; Form 3/A; Security Unit Options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-04-01 holding as of filing | McNeil Jamin Officer (SVP - Houston Div Ops) | 3/A | Unit Options Derivative · Direct | Holding | $34.20 exercise price | 2014-04-01 | ||
| 2014-04-01 holding as of filing | McNeil Jamin Officer (SVP - Houston Div Ops) | 3/A | Unit Options Derivative · Direct | Holding | $20.46 exercise price | 2014-04-01 | ||
| 2014-04-01 holding as of filing | McNeil Jamin Officer (SVP - Houston Div Ops) | 3/A | Unit Options Derivative · Direct | Holding | $40.01 exercise price | 2014-04-01 | ||
| 2014-04-01 holding as of filing | Emmons Thomas E Officer (SVP - Corporate Services) | 3/A | Unit Options Derivative · Direct | Holding | $40.01 exercise price | 2014-04-01 | ||
| 2014-04-01 holding as of filing | Wells Candice J Officer (VP - Gen Counsel & Corp Sec) | 3/A | Unit Options Derivative · Direct | Holding | $40.01 exercise price | 2014-04-01 | ||
| 2014-02-03 holding as of filing | Wells Candice J Officer (VP - Gen Counsel & Corp Sec) | 3 | Unit Options Derivative · Direct | Holding | $40.01 exercise price | 2014-02-03 | ||
| 2014-02-03 holding as of filing | McNeil Jamin Officer (SVP - Houston Div Ops) | 3 | Unit Options Derivative · Direct | Holding | $34.20 exercise price | 2014-02-03 | ||
| 2014-02-03 holding as of filing | McNeil Jamin Officer (SVP - Houston Div Ops) | 3 | Unit Options Derivative · Direct | Holding | $20.46 exercise price | 2014-02-03 | ||
| 2014-02-03 holding as of filing | McNeil Jamin Officer (SVP - Houston Div Ops) | 3 | Unit Options Derivative · Direct | Holding | $40.01 exercise price | 2014-02-03 | ||
| 2014-02-03 holding as of filing | Emmons Thomas E Officer (SVP - Corporate Services) | 3 | Unit Options Derivative · Direct | Holding | $40.01 exercise price | 2014-02-03 | ||
| 2012-10-12 | Rottino David B. Officer (SVP and CAO) | 4 | Unit Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $40.01 exercise price | 2012-10-15 | |
| 2012-10-12 | RIPLEY CHARLENE A Officer (SVP and GC .) | 4 | Unit Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $40.01 exercise price | 2012-10-15 | |
| 2012-10-11 | Walker Arden Jr Officer (EVP and COO) | 4 | Unit Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $40.01 exercise price | 2012-10-15 | |
| 2012-10-11 | ROCKOV KOLJA Officer (Exec VP and CFO) | 4 | Unit Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $40.01 exercise price | 2012-10-15 | |
| 2012-10-11 | Ellis Mark E Director, Officer (President and CEO) | 4 | Unit Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +950,000 950,000 owned after | $40.01 exercise price | 2012-10-15 | |
| 2012-06-28 | Linn Michael C Director | 4 | Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,625 0 owned after | $21.00 exercise price | 2012-07-02 | |
| 2012-06-28 | Linn Michael C Director | 4 | Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,875 0 owned after | $21.70 exercise price | 2012-07-02 | |
| 2011-08-02 | Linn Michael C Director, Officer (Executive Chairman) | 4 | Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,500 0 owned after | $27.94 exercise price | 2011-08-04 | |
| 2011-08-02 | Linn Michael C Director, Officer (Executive Chairman) | 4 | Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,149 75,875 owned after | $21.70 exercise price | 2011-08-04 | |
| 2010-04-30 | Jacobs Terrence S Director | 4 | Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $20.18 exercise price | 2010-05-04 | |
| 2010-04-05 | ALCORN GEORGE A Director | 4 | Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 2,000 owned after | $20.18 exercise price | 2010-04-07 | |
| 2009-02-04 | Walker Arden Jr Officer (SVP and Chief Engineer) | 4 | Unit Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +57,700 57,700 owned after | $15.95 exercise price | 2009-02-06 | |
| 2009-02-04 | Rottino David B. Officer (SVP and CAO) | 4 | Unit Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,240 42,240 owned after | $15.95 exercise price | 2009-02-06 | |
| 2009-02-04 | ROCKOV KOLJA Officer (Exec VP and CFO) | 4 | Unit Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88,625 88,625 owned after | $15.95 exercise price | 2009-02-06 | |
| 2009-02-04 | RIPLEY CHARLENE A Officer (SVP, GC and Corp. Secty.) | 4 | Unit Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,075 58,075 owned after | $15.95 exercise price | 2009-02-06 | |
| 2009-02-04 | Ellis Mark E Officer (President and COO) | 4 | Unit Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +135,765 135,765 owned after | $15.95 exercise price | 2009-02-06 | |
| 2008-10-15 | ROCKOV KOLJA Officer (EVP and CFO) | 4 | Call Options (obligation to sell) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −3,560 3,560 owned after | $50.00 | 2008-10-17 | |
| 2008-06-09 | Rottino David B. Officer (SVP and CAO) | 4 | Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $24.29 exercise price | 2008-06-10 | |
| 2008-01-29 | ROCKOV KOLJA Officer (EVP and CFO) | 4 | Unit Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83,350 279,600 owned after | $21.70 exercise price | 2008-01-31 | |
| 2008-01-29 | Linn Michael C Director, Officer (Chairman and CEO) | 4 | Unit Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +166,700 402,950 owned after | $21.70 exercise price | 2008-01-31 | |
| 2008-01-29 | Ellis Mark E Officer (Pres & Chief Operating Officer) | 4 | Unit Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 225,000 owned after | $21.70 exercise price | 2008-01-31 | |
| 2008-01-29 | Anderson Lisa D Officer (SVP and CAO) | 4 | Unit Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 107,500 owned after | $21.70 exercise price | 2008-01-31 | |
| 2008-01-29 | RIPLEY CHARLENE A Officer (SVP, GC and Secretary) | 4 | Unit Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,200 84,200 owned after | $21.70 exercise price | 2008-01-31 | |
| 2007-12-18 | Ellis Mark E Officer (Pres & Chief Operating Officer) | 4 | Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 100,000 owned after | $23.61 exercise price | 2007-12-20 | |
| 2007-04-11 | RIPLEY CHARLENE A Officer (SVP, GC & Secretary) | 4 | Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $35.00 exercise price | 2007-04-12 | |
| 2007-02-05 | Walker Arden Jr Officer (SVP Oper. - Chief Engineer) | 4 | Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $33.00 exercise price | 2007-02-07 | |
| 2006-12-18 | Ellis Mark E Officer (EVP & Chief Operating Officer) | 4 | Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $32.18 exercise price | 2006-12-20 | |
| 2006-12-06 | Linn Michael C Director, Officer (Chairman, CEO & President), 10% Owner | 4 | Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $27.94 exercise price | 2006-12-08 | |
| 2006-12-06 | Keddie Roland P Officer (SVP & Secretary) | 4 | Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $27.94 exercise price | 2006-12-08 | |
| 2006-12-06 | Rockov Kolja Officer (Chief Financial Officer) | 4 | Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,000 85,000 owned after | $27.94 exercise price | 2006-12-08 | |
| 2006-12-06 | Lopus Thomas A Officer (SVP - Operations) | 4 | Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $27.94 exercise price | 2006-12-08 | |
| 2006-12-06 | Anderson Lisa D Officer (SVP - Chief Accounting Officer) | 4 | Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $27.94 exercise price | 2006-12-08 | |
| 2006-07-17 | Anderson Lisa D Officer (SVP - Chief Accounting Officer) | 4 | Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $20.25 exercise price | 2006-07-19 | |
| 2006-04-13 | Lopus Thomas A Officer (SVP - Operations) | 4 | Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $19.74 exercise price | 2006-04-17 | |
| 2006-04-13 | Lopus Thomas A Officer (SVP - Operations) | 4 | Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $19.74 exercise price | 2006-04-17 | |
| 2006-03-08 | Jacobs Terrence S Director | 4 | Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $20.18 exercise price | 2006-03-09 | |
| 2006-03-08 | SWOVELAND JEFFREY C Director | 4 | Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $20.18 exercise price | 2006-03-09 | |
| 2006-03-08 | ALCORN GEORGE A Director | 4 | Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $20.18 exercise price | 2006-03-09 | |
| 2006-03-08 | Robinson Donald T Officer (Chief Accounting Officer) | 4 | Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $20.18 exercise price | 2006-03-09 | |
| 2006-03-08 | Tipton Curtis L Officer (Vice President- Operations) | 4 | Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $20.18 exercise price | 2006-03-09 | |
| 2006-03-08 | Keddie Roland P Officer (Executive Vice President) | 4 | Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,750 41,750 owned after | $20.18 exercise price | 2006-03-09 | |
| 2006-03-08 | Merriam Gerald W Officer (Executive Vice President) | 4 | Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,750 41,750 owned after | $20.18 exercise price | 2006-03-09 | |
| 2006-02-22 holding as of filing | Grecco David J Officer (VP & General Counsel) | 3 | Unit option (right to buy) Derivative · Direct | Holding | $21.00 exercise price | 2006-02-22 | ||
| 2006-01-19 | Rockov Kolja Officer (Chief Financial Officer) | 4 | Unit option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,250 111,250 owned after | $21.00 exercise price | 2006-01-20 | |
| 2006-01-19 | Linn Michael C Director, Officer (Chief Executive Officer), 10% Owner | 4 | Unit option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,250 111,250 owned after | $21.00 exercise price | 2006-01-20 |