RESPONSE GENETICS INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-20: Reporting owner MIGNONE ROBERTO | BRIDGER MANAGEMENT, LLC | SWIFTCURRENT OFFSHORE, LTD. | Swiftcurrent Offshore Master, Ltd.; Form 4; Security Warrants (right to buy); Transaction Holding.
- 2015-11-20: Reporting owner MIGNONE ROBERTO | BRIDGER MANAGEMENT, LLC | SWIFTCURRENT OFFSHORE, LTD. | Swiftcurrent Offshore Master, Ltd.; Form 4; Security Warrants (right to buy); Transaction Holding.
- 2015-11-17: Reporting owner Swiftcurrent Offshore Master, Ltd. | MIGNONE ROBERTO | BRIDGER MANAGEMENT, LLC | SWIFTCURRENT OFFSHORE, LTD.; Form 4; Security Warrants (right to buy); Transaction Holding.
- 2015-11-17: Reporting owner Swiftcurrent Offshore Master, Ltd. | MIGNONE ROBERTO | BRIDGER MANAGEMENT, LLC | SWIFTCURRENT OFFSHORE, LTD.; Form 4; Security Warrants (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-20 holding as of filing | MIGNONE ROBERTO | BRIDGER MANAGEMENT, LLC | SWIFTCURRENT OFFSHORE, LTD. | Swiftcurrent Offshore Master, Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See footnotes | Holding | 744,595 owned after | $0.37 exercise price | 2015-11-20 | |
| 2015-11-20 holding as of filing | MIGNONE ROBERTO | BRIDGER MANAGEMENT, LLC | SWIFTCURRENT OFFSHORE, LTD. | Swiftcurrent Offshore Master, Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See footnotes | Holding | 606,757 owned after | $0.37 exercise price | 2015-11-20 | |
| 2015-11-17 holding as of filing | Swiftcurrent Offshore Master, Ltd. | MIGNONE ROBERTO | BRIDGER MANAGEMENT, LLC | SWIFTCURRENT OFFSHORE, LTD. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See footnotes | Holding | 744,595 owned after | $0.37 exercise price | 2015-11-17 | |
| 2015-11-17 holding as of filing | Swiftcurrent Offshore Master, Ltd. | MIGNONE ROBERTO | BRIDGER MANAGEMENT, LLC | SWIFTCURRENT OFFSHORE, LTD. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See footnotes | Holding | 606,757 owned after | $0.37 exercise price | 2015-11-17 | |
| 2015-11-12 holding as of filing | BRIDGER MANAGEMENT, LLC | MIGNONE ROBERTO | Swiftcurrent Offshore Master, Ltd. | SWIFTCURRENT OFFSHORE, LTD. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See footnotes | Holding | 744,595 owned after | $0.37 exercise price | 2015-11-12 | |
| 2015-11-12 holding as of filing | BRIDGER MANAGEMENT, LLC | MIGNONE ROBERTO | Swiftcurrent Offshore Master, Ltd. | SWIFTCURRENT OFFSHORE, LTD. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See footnotes | Holding | 606,757 owned after | $0.37 exercise price | 2015-11-12 | |
| 2015-04-13 holding as of filing | Swiftcurrent Offshore Master, Ltd. 10% Owner | 3 | Warrants (right to buy) Derivative · Direct | Holding | $0.37 exercise price | 2015-04-13 | ||
| 2015-04-03 | SWIFTCURRENT OFFSHORE, LTD. | BRIDGER MANAGEMENT, LLC | MIGNONE ROBERTO 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See footnotes | J Other acquisition or disposition (describe transaction) | +1,351,352 1,351,352 owned after | $0.37 exercise price | 2015-04-07 |