RESPONSE GENETICS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 100 rows, 100 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-07-10: Reporting owner GETACHEW ADANECH; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-07-10: Reporting owner BOLOGNA THOMAS A; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-07-10: Reporting owner ASTROW STEPHANIE H.; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-07-10: Reporting owner CHAWLA SAM; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-07-10 | GETACHEW ADANECH Officer (General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.88 exercise price | 2014-07-11 | |
| 2014-07-10 | BOLOGNA THOMAS A Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.88 exercise price | 2014-07-11 | |
| 2014-07-10 | ASTROW STEPHANIE H. Officer (VP of Research and Development) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $0.88 exercise price | 2014-07-11 | |
| 2014-07-10 | CHAWLA SAM Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $0.88 exercise price | 2014-07-11 | |
| 2014-07-10 | van den Broek Richard Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $0.88 exercise price | 2014-07-11 | |
| 2014-07-10 | Serruya Michael Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $0.88 exercise price | 2014-07-11 | |
| 2014-07-10 | CALHOUN KIRK K Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,750 33,750 owned after | $0.88 exercise price | 2014-07-11 | |
| 2014-07-10 | HARRIS KEVIN ROY Officer (Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $0.88 exercise price | 2014-07-11 | |
| 2014-07-10 | WURZER DAVID M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $0.88 exercise price | 2014-07-11 | |
| 2014-07-10 | SCHREIBER DAVID Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $0.88 exercise price | 2014-07-11 | |
| 2013-11-20 | CHAWLA SAM Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,000 54,000 owned after | $1.31 exercise price | 2013-11-29 | |
| 2013-11-20 | SCHREIBER DAVID Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,000 54,000 owned after | $1.31 exercise price | 2013-11-27 | |
| 2013-11-20 | HARRIS KEVIN ROY Officer (VP & CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,000 48,000 owned after | $1.31 exercise price | 2013-11-22 | |
| 2013-11-20 | GETACHEW ADANECH Officer (General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $1.31 exercise price | 2013-11-22 | |
| 2013-11-20 | ASTROW STEPHANIE H. Officer (VP of Research and Development) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.31 exercise price | 2013-11-22 | |
| 2013-11-20 | Serruya Michael Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $1.31 exercise price | 2013-11-22 | |
| 2013-11-20 | CALHOUN KIRK K Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,750 33,750 owned after | $1.31 exercise price | 2013-11-22 | |
| 2013-11-20 | WURZER DAVID M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $1.31 exercise price | 2013-11-22 | |
| 2013-11-20 | van den Broek Richard Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $1.31 exercise price | 2013-11-22 | |
| 2013-11-20 | BOLOGNA THOMAS A Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +232,000 232,000 owned after | $1.31 exercise price | 2013-11-22 | |
| 2013-07-29 | Serruya Michael Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $2.06 exercise price | 2013-08-01 | |
| 2013-06-12 | HARRIS KEVIN ROY Officer (VP & CFO (See Remarks)) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.43 exercise price | 2013-06-18 | |
| 2012-10-01 | WYNNE JAMES J Officer (VP, Sales & Marketing) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +220,000 220,000 owned after | $1.25 exercise price | 2012-10-10 | |
| 2012-09-17 holding as of filing | GETACHEW ADANECH Officer (General Counsel) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.16 exercise price | 2012-09-17 | ||
| 2012-07-30 | WURZER DAVID M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.16 exercise price | 2012-08-01 | |
| 2012-07-30 | ASTROW STEPHANIE H. Officer (VP of Research and Development) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $1.16 exercise price | 2012-08-01 | |
| 2012-07-30 | van den Broek Richard Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.16 exercise price | 2012-08-01 | |
| 2012-07-30 | Serruya Michael Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.16 exercise price | 2012-08-01 | |
| 2012-07-30 | NUSBAUM GARY D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.16 exercise price | 2012-08-01 | |
| 2012-07-30 | Metzger Michael A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.16 exercise price | 2012-08-01 | |
| 2012-07-30 | CALHOUN KIRK K Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.16 exercise price | 2012-08-01 | |
| 2012-07-30 | BOLOGNA THOMAS A Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $1.16 exercise price | 2012-08-01 | |
| 2012-03-26 | ASTROW STEPHANIE H. Officer (VP of Research and Development) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110,000 110,000 owned after | $2.04 exercise price | 2012-06-08 | |
| 2011-12-21 | BOLOGNA THOMAS A Director, Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 600,000 owned after | $1.20 exercise price | 2011-12-23 | |
| 2011-12-21 | BOLOGNA THOMAS A Director, Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 900,000 owned after | $1.20 exercise price | 2011-12-23 | |
| 2011-12-14 | O'Toole David D Officer (Vice President & CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.32 exercise price | 2011-12-16 | |
| 2011-12-14 | McNairn Denise Officer (Interim CEO, VP, G.C. & Sec.) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.32 exercise price | 2011-12-16 | |
| 2011-10-13 | van den Broek Richard Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $1.66 exercise price | 2011-10-17 | |
| 2011-10-13 | WURZER DAVID M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $1.66 exercise price | 2011-10-17 | |
| 2011-10-13 | Metzger Michael A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $1.66 exercise price | 2011-10-17 | |
| 2011-10-13 | Serruya Michael Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $1.66 exercise price | 2011-10-17 | |
| 2011-10-13 | CALHOUN KIRK K Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,250 17,250 owned after | $1.66 exercise price | 2011-10-17 | |
| 2011-10-13 | NUSBAUM GARY D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $1.66 exercise price | 2011-10-17 | |
| 2011-04-12 | Danenberg Kathleen Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $2.25 exercise price | 2011-04-14 | |
| 2011-04-12 | McNairn Denise Officer (Vice President & G.C.) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.25 exercise price | 2011-04-14 | |
| 2011-04-12 | Fagerberg Jan Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $2.25 exercise price | 2011-04-14 | |
| 2011-04-12 | CALHOUN KIRK K Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,250 17,250 owned after | $2.25 exercise price | 2011-04-14 | |
| 2011-04-12 | Metzger Michael A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $2.25 exercise price | 2011-04-14 | |
| 2011-04-12 | WURZER DAVID M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $2.25 exercise price | 2011-04-14 | |
| 2011-04-12 | van den Broek Richard Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $2.25 exercise price | 2011-04-14 | |
| 2011-04-12 | O'Toole David D Officer (Vice President & CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.25 exercise price | 2011-04-14 | |
| 2011-04-12 | NUSBAUM GARY D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $2.25 exercise price | 2011-04-14 | |
| 2011-02-04 | Christine Meda A Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.30 exercise price | 2011-02-07 | |
| 2010-12-01 | Metzger Michael A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $2.35 exercise price | 2010-12-07 | |
| 2010-12-01 | Danenberg Kathleen Director, Officer (President & CEO) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $2.35 exercise price | 2010-12-06 | |
| 2010-12-01 | van den Broek Richard Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $2.35 exercise price | 2010-12-03 | |
| 2010-12-01 | WURZER DAVID M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $2.35 exercise price | 2010-12-03 | |
| 2010-12-01 | Fagerberg Jan Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $2.35 exercise price | 2010-12-03 | |
| 2010-12-01 | Smith David Michael Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $2.35 exercise price | 2010-12-03 | |
| 2010-12-01 | Serruya Michael Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $2.35 exercise price | 2010-12-03 | |
| 2010-12-01 | NUSBAUM GARY D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $2.35 exercise price | 2010-12-03 | |
| 2010-12-01 | Danenberg Kathleen Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $2.35 exercise price | 2010-12-03 | |
| 2010-12-01 | CALHOUN KIRK K Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $2.35 exercise price | 2010-12-03 | |
| 2010-08-04 | CALHOUN KIRK K Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +0 7,188 owned after | $1.35 exercise price | 2010-08-05 | |
| 2010-08-03 | McNairn Denise Officer (Vice President & GC) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +0 35,000 owned after | $1.35 exercise price | 2010-08-05 | |
| 2010-08-03 | NUSBAUM GARY D Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +0 7,188 owned after | $1.35 exercise price | 2010-08-05 | |
| 2010-07-13 | McNairn Denise Officer (Vice President & GC) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.71 exercise price | 2010-07-20 | |
| 2010-07-13 | Danenberg Kathleen Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $2.71 exercise price | 2010-07-20 | |
| 2010-07-13 | MCNULTY MICHAEL B Officer (Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,000 130,000 owned after | $2.71 exercise price | 2010-07-14 | |
| 2010-05-04 | O'Toole David D Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.21 exercise price | 2010-05-05 | |
| 2010-02-19 | Mitchell Edith P. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $1.20 exercise price | 2010-02-23 | |
| 2009-06-16 | STANKOVICH THOMAS Officer (Former Vice President & CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $1.35 exercise price | 2010-05-27 | |
| 2009-06-16 | Gandara David R Other (Former Director) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $1.35 exercise price | 2010-05-27 | |
| 2009-06-16 | Spierings Hubertus Other (Former Director) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $1.35 exercise price | 2010-05-27 | |
| 2009-06-16 | Danenberg Kathleen Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $1.35 exercise price | 2010-05-27 | |
| 2009-06-16 | FERRARA JOHN C Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $1.35 exercise price | 2010-05-27 | |
| 2009-06-16 | CALHOUN KIRK K Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $1.35 exercise price | 2010-05-27 | |
| 2009-06-16 | Serruya Michael Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $1.35 exercise price | 2010-05-27 | |
| 2009-06-16 | NUSBAUM GARY D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $1.35 exercise price | 2010-05-27 | |
| 2009-06-16 | DeMeester Tom R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $1.35 exercise price | 2010-05-27 | |
| 2009-06-16 | McNairn Denise Officer (Vice President & G.C.) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $1.35 exercise price | 2010-05-27 | |
| 2009-06-16 | Smith David Michael Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $1.35 exercise price | 2010-05-27 | |
| 2008-09-17 | STANKOVICH THOMAS Officer (Former Vice President & CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $3.05 exercise price | 2010-05-27 | |
| 2008-09-17 | Danenberg Kathleen Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $3.05 exercise price | 2010-05-27 | |
| 2008-09-17 | McNairn Denise Officer (Vice President & G.C.) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $3.05 exercise price | 2010-05-27 | |
| 2008-06-17 | Spierings Hubertus Other (Former Director) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $3.15 exercise price | 2010-05-27 | |
| 2008-06-17 | Danenberg Kathleen Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $3.15 exercise price | 2010-05-27 | |
| 2008-06-17 | Serruya Michael Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $3.15 exercise price | 2010-05-27 | |
| 2008-06-17 | NUSBAUM GARY D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $3.15 exercise price | 2010-05-27 | |
| 2008-06-17 | DeMeester Tom R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $3.15 exercise price | 2010-05-27 | |
| 2008-06-17 | Smith David Michael Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $3.15 exercise price | 2010-05-27 | |
| 2008-05-16 | CALHOUN KIRK K Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $3.24 exercise price | 2008-05-20 | |
| 2008-04-30 | Gandara David R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $3.24 exercise price | 2008-05-08 | |
| 2008-04-04 | FERRARA JOHN C Director | 4 | Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $3.80 exercise price | 2008-04-07 | |
| 2007-06-08 | Spierings Hubertus Director | 4 | Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $7.00 exercise price | 2007-09-04 | |
| 2007-06-04 | Spierings Hubertus Director | 4/A | Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $7.00 exercise price | 2008-08-20 | |
| 2007-06-04 | STANKOVICH THOMAS Officer (Vice President, CFO and) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,976 70,976 owned after | $7.00 exercise price | 2007-06-06 | |
| 2007-06-04 | McNairn Denise Officer (Vice President and) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +71,278 71,278 owned after | $7.00 exercise price | 2007-06-06 | |
| 2007-06-04 | Clark James Officer (Vice President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,859 70,859 owned after | $7.00 exercise price | 2007-06-06 | |
| 2007-06-04 | Danenberg Kathleen Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +212,577 212,577 owned after | $7.00 exercise price | 2007-06-06 |