RESPONSE BIOMEDICAL CORP Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2013-10-15: Federal exemption Rule 506(c); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2013-09-26; Total offering amount $4,000,000.
- 2012-01-06: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Unit offering; a Unit is composed of 1 common share and 1 common share purchase warrant.; Date of first sale 2011-12-30; Total offering amount $4,937,100.
- 2010-05-25: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Stock option grants and underlying common shares; Date of first sale Yet to occur; Total offering amount $102,137.
- 2009-05-29: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Units = 1 common & 1/2 warrant for common @ Cdn$0.25 for 2 yrs; Date of first sale 2009-05-21; Total offering amount $7,184,331.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2013-10-15 | Rule 506(c) | Equity; OptionToAcquire; SecurityToBeAcquired | 2013-09-26 | $4,000,000 | $3,119,136 | $880,864 | 10 |
| 2012-01-06 | Rule 506 | Equity; OptionToAcquire; Unit offering; a Unit is composed of 1 common share and 1 common share purchase warrant. | 2011-12-30 | $4,937,100 | $4,937,100 | $0 | 7 |
| 2010-05-25 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired; Stock option grants and underlying common shares | Yet to occur | $102,137 | $0 | $102,137 | 0 |
| 2009-05-29 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired; Units = 1 common & 1/2 warrant for common @ Cdn$0.25 for 2 yrs | 2009-05-21 | $7,184,331 | $3,918,726 | $3,265,605 | 12 |