Resonant INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2017-10-03: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2017-09-28; Total offering amount $9,326,210.
- 2017-03-02: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2017-02-20; Total offering amount $7,500,000.
- 2016-05-10: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2016-04-25; Total offering amount $5,960,686.
- 2014-08-22: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2014-08-13; Total offering amount $119,238.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2017-10-03 | Rule 506(b) | Equity; OptionToAcquire | 2017-09-28 | $9,326,210 | $9,291,519 | $34,691 | 155 |
| 2017-03-02 | Rule 506(b) | Equity; OptionToAcquire | 2017-02-20 | $7,500,000 | $7,500,000 | $0 | 1 |
| 2016-05-10 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2016-04-25 | $5,960,686 | $5,960,686 | $0 | 72 |
| 2014-08-22 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2014-08-13 | $119,238 | $119,238 | $0 | 1 |
| 2013-07-03 D/A | Rule 506 | Debt; OptionToAcquire | 2013-06-17 | $7,000,000 | $7,000,000 | $0 | 84 |
| 2013-06-24 | Rule 506 | Debt; OptionToAcquire | 2013-06-17 | $7,000,000 | $7,000,000 | $0 | 84 |