Resolute Energy Corp Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows, 53 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-20: Reporting owner GAZULIS THEODORE; Form 4; Security Warrants; Transaction G Bona fide gift.
- 2013-05-13: Reporting owner MCDERMOTT EDWARD H | SPO ADVISORY CORP | SAN FRANCISCO PARTNERS LP | SPO PARTNERS II LP | PHOEBE SNOW FOUNDATION | SF ADVISORY PARTNERS LP | SCULLY JOHN H | SPO ADVISORY PARTNERS LP; Form 4; Security Warrants; Transaction Holding.
- 2013-01-09: Reporting owner TOH Holdings, LP | TOH Holdings GenPar, LLC; Form 3; Security Founders Warrants (right to buy); Transaction Holding.
- 2013-01-09: Reporting owner TOH Holdings, LP | TOH Holdings GenPar, LLC; Form 3; Security Sponsor's Warrants (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-20 | GAZULIS THEODORE Officer (Executive Vice President, CFO) | 4 | Warrants Derivative · Indirect · See Footnote | G Bona fide gift | +12,789 12,789 owned after | $13.00 exercise price | 2014-01-03 | |
| 2013-05-13 holding as of filing | MCDERMOTT EDWARD H | SPO ADVISORY CORP | SAN FRANCISCO PARTNERS LP | SPO PARTNERS II LP | PHOEBE SNOW FOUNDATION | SF ADVISORY PARTNERS LP | SCULLY JOHN H | SPO ADVISORY PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See footnotes | Holding | 8,449,278 owned after | $13.00 exercise price | 2013-05-13 | |
| 2013-01-09 holding as of filing | TOH Holdings, LP | TOH Holdings GenPar, LLC 10% Owner | 10% Owner | 3 | Founders Warrants (right to buy) Derivative · Direct | Holding | $13.00 exercise price | 2013-01-09 | ||
| 2013-01-09 holding as of filing | TOH Holdings, LP | TOH Holdings GenPar, LLC 10% Owner | 10% Owner | 3 | Sponsor's Warrants (right to buy) Derivative · Direct | Holding | $13.00 exercise price | 2013-01-09 | ||
| 2013-01-09 holding as of filing | HH-HACII GP, LLC | HICKS THOMAS O 10% Owner | 10% Owner | 4 | Founder's Warrants (right to buy) Derivative · Indirect · See Footnote | Holding | 3,606,708 owned after | $13.00 exercise price | 2013-01-09 | |
| 2013-01-07 | HH-HACII GP, LLC | HICKS THOMAS O 10% Owner | 10% Owner | 4 | Sponsor's Warrants (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −4,666,667 0 owned after | $13.00 exercise price | 2013-01-09 | |
| 2013-01-07 | HH-HACII GP, LLC | HICKS THOMAS O 10% Owner | 10% Owner | 4 | Founder's Warrants (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,605,481 0 owned after | $13.00 exercise price | 2013-01-09 | |
| 2013-01-07 | HH-HACII GP, LLC | HICKS THOMAS O 10% Owner | 10% Owner | 4 | Founder's Warrants (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −613 0 owned after | $13.00 exercise price | 2013-01-09 | |
| 2012-06-14 holding as of filing | SPO ADVISORY PARTNERS LP | SCULLY JOHN H | SF ADVISORY PARTNERS LP | SAN FRANCISCO PARTNERS LP | SPO ADVISORY CORP | SPO PARTNERS II LP | MCDERMOTT EDWARD H | PHOEBE SNOW FOUNDATION 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See footnotes | Holding | 8,449,278 owned after | $13.00 exercise price | 2012-06-14 | |
| 2012-06-12 holding as of filing | SPO PARTNERS II LP | SCULLY JOHN H | SAN FRANCISCO PARTNERS LP | SPO ADVISORY PARTNERS LP | MCDERMOTT EDWARD H | SPO ADVISORY CORP | PHOEBE SNOW FOUNDATION | SF ADVISORY PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See footnotes | Holding | 8,449,278 owned after | $13.00 exercise price | 2012-06-12 | |
| 2012-06-04 holding as of filing | SPO ADVISORY PARTNERS LP | SAN FRANCISCO PARTNERS LP | PHOEBE SNOW FOUNDATION | SCULLY JOHN H | SPO ADVISORY CORP | SF ADVISORY PARTNERS LP | MCDERMOTT EDWARD H | SPO PARTNERS II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See footnotes | Holding | 8,449,278 owned after | $13.00 exercise price | 2012-06-04 | |
| 2012-05-30 holding as of filing | SPO ADVISORY PARTNERS LP | MCDERMOTT EDWARD H | SPO PARTNERS II LP | SAN FRANCISCO PARTNERS LP | SF ADVISORY PARTNERS LP | SCULLY JOHN H | SPO ADVISORY CORP | PHOEBE SNOW FOUNDATION 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See footnotes | Holding | 8,449,278 owned after | $13.00 exercise price | 2012-05-30 | |
| 2012-05-23 holding as of filing | Hicks Thomas O Jr Director | 4 | Founder's Warrants (right to buy) Derivative · Direct | Holding | 68,999 owned after | $13.00 exercise price | 2012-05-23 | |
| 2012-05-21 | Hicks Thomas O Jr Director | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000 5,000 owned after | $0.54 | 2012-05-23 | |
| 2012-05-21 | Hicks Thomas O Jr Director | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +263 5,263 owned after | $0.55 | 2012-05-23 | |
| 2012-05-21 | Hicks Thomas O Jr Director | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +38,500 43,763 owned after | $0.58 | 2012-05-23 | |
| 2012-05-21 | Hicks Thomas O Jr Director | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +40,237 84,000 owned after | $0.60 | 2012-05-23 | |
| 2011-08-22 | TUELL JAMES A Officer (VP, Chief Accounting Officer) | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 12,000 owned after | $1.80 | 2011-08-23 | |
| 2011-08-22 | TUELL JAMES A Officer (VP, Chief Accounting Officer) | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000 15,000 owned after | $1.73 | 2011-08-23 | |
| 2011-08-11 | TUELL JAMES A Officer (VP, Chief Accounting Officer) | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8,000 8,000 owned after | $2.44 | 2011-08-12 | |
| 2011-02-01 holding as of filing | SCULLY JOHN H | SAN FRANCISCO PARTNERS LP | SPO PARTNERS II LP | SPO ADVISORY PARTNERS LP | SPO ADVISORY CORP | SF ADVISORY PARTNERS LP | MCDERMOTT EDWARD H | OBERNDORF WILLIAM E 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See footnotes | Holding | 8,449,278 owned after | $13.00 exercise price | 2011-02-01 | |
| 2011-01-18 holding as of filing | HH-HACI GP, LLC 10% Owner | 4 | Founder's Warrants (right to buy) Derivative · Direct | Holding | 921 owned after | $13.00 exercise price | 2011-01-18 | |
| 2011-01-18 holding as of filing | HH-HACI GP, LLC | HH-HACI, L.P. 10% Owner | 10% Owner | 4 | Founder's Warrants (right to buy) Derivative · Direct | Holding | 920 owned after | $13.00 exercise price | 2011-01-18 | |
| 2011-01-13 | HH-HACI GP, LLC 10% Owner | 4 | Founder's Warrants (right to buy) Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | 0 owned after | $13.00 exercise price | 2011-01-18 | |
| 2011-01-13 | HH-HACI GP, LLC | HH-HACI, L.P. 10% Owner | 10% Owner | 4 | Founder's Warrants (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | 0 owned after | $13.00 exercise price | 2011-01-18 | |
| 2010-11-30 | MCDERMOTT EDWARD H 10% Owner | 4 | Warrants Derivative · Indirect · See Footnotes | P Open market or private purchase of non-derivative or derivative security | −0 0 owned after | $13.00 exercise price | 2010-12-02 | |
| 2010-11-30 | CRANBERRY LAKE PARTNERS LP | SCULLY JOHN H 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −0 0 owned after | $13.00 exercise price | 2010-12-02 | |
| 2010-11-30 | CRANBERRY LAKE PARTNERS LP | SCULLY JOHN H 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See Footnotes | S Open market or private sale of non-derivative or derivative security | −0 0 owned after | $13.00 exercise price | 2010-12-02 | |
| 2010-06-29 | HH-HACI GP, LLC 10% Owner | 4 | Founder's Warrants (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | 325,373 owned after | $13.00 exercise price | 2010-07-01 | |
| 2010-06-29 | HH-HACI, L.P. | HH-HACI GP, LLC 10% Owner | 10% Owner | 4 | Founder's Warrants (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | 291,637 owned after | $13.00 exercise price | 2010-06-30 | |
| 2010-06-29 | Hicks Thomas O Jr Director | 4 | Founder's Warrants (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | 68,999 owned after | $13.00 exercise price | 2010-06-30 | |
| 2010-06-29 | Swartz Robert M Director | 4 | Founder's Warrants (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | 298,998 owned after | $13.00 exercise price | 2010-06-30 | |
| 2010-02-16 holding as of filing | Natural Gas Partners VII, L.P. 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Indirect · See Footnote | Holding | $13.00 exercise price | 2010-02-16 | ||
| 2010-02-16 holding as of filing | Natural Gas Partners VII, L.P. 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Indirect · See Footnote | Holding | $13.00 exercise price | 2010-02-16 | ||
| 2010-02-12 holding as of filing | HERSH KENNETH A Director, 10% Owner | 5 | Common Stock Warrants (right to buy) Derivative · Indirect · See Footnote | Holding | 4,600,000 owned after | $13.00 exercise price | 2010-02-12 | |
| 2010-02-12 holding as of filing | HERSH KENNETH A Director, 10% Owner | 5 | Common Stock Warrants (right to buy) Derivative · Indirect · See Footnote | Holding | 2,333,333 owned after | $13.00 exercise price | 2010-02-12 | |
| 2009-10-29 holding as of filing | SAN FRANCISCO PARTNERS LP | OBERNDORF WILLIAM E | MCDERMOTT EDWARD H | SPO ADVISORY CORP | SPO PARTNERS II LP | PATTERSON WILLIAM J | SPO ADVISORY PARTNERS LP | SCULLY JOHN H | SF ADVISORY PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See footnotes | Holding | 8,449,278 owned after | $13.00 exercise price | 2009-10-29 | |
| 2009-10-19 | HH-HACI GP, LLC | HH-HACI, L.P. 10% Owner | 10% Owner | 4/A | Founder's Warrants (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | 455,772 owned after | $13.00 exercise price | 2010-06-30 | |
| 2009-10-19 | Hicks Thomas O Jr Director | 4 | Founder's Warrants (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | 45,999 owned after | $13.00 exercise price | 2009-10-21 | |
| 2009-10-19 | HH-HACI, L.P. | HH-HACI GP, LLC 10% Owner | 10% Owner | 4 | Founder's Warrants (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | 429,636 owned after | $13.00 exercise price | 2009-10-21 | |
| 2009-10-19 | HH-HACI, L.P. | HH-HACI GP, LLC 10% Owner | 10% Owner | 4 | Sponsor's Warrants (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | 0 owned after | $13.00 exercise price | 2009-10-21 | |
| 2009-10-19 | Swartz Robert M Director | 4 | Founder's Warrants (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | 199,332 owned after | $13.00 exercise price | 2009-10-21 | |
| 2009-10-09 holding as of filing | SAN FRANCISCO PARTNERS LP | SPO ADVISORY PARTNERS LP | OBERNDORF WILLIAM E | SPO PARTNERS II LP | SPO ADVISORY CORP | MCDERMOTT EDWARD H | SF ADVISORY PARTNERS LP | PATTERSON WILLIAM J | SCULLY JOHN H 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See footnotes | Holding | 8,449,278 owned after | $13.00 exercise price | 2009-10-09 | |
| 2009-10-07 holding as of filing | OBERNDORF WILLIAM E | SPO ADVISORY PARTNERS LP | SF ADVISORY PARTNERS LP | SAN FRANCISCO PARTNERS LP | SPO PARTNERS II LP | SCULLY JOHN H | MCDERMOTT EDWARD H | SPO ADVISORY CORP | PATTERSON WILLIAM J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See footnotes | Holding | 8,449,278 owned after | $13.00 exercise price | 2009-10-07 | |
| 2009-10-02 | SAN FRANCISCO PARTNERS LP | SCULLY JOHN H | PATTERSON WILLIAM J | SPO ADVISORY CORP | OBERNDORF WILLIAM E | MCDERMOTT EDWARD H | SPO PARTNERS II LP | SPO ADVISORY PARTNERS LP | SF ADVISORY PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See footnotes | P Open market or private purchase of non-derivative or derivative security | +220,400 8,449,278 owned after | $1.58 | 2009-10-05 | |
| 2009-10-01 | SAN FRANCISCO PARTNERS LP | SCULLY JOHN H | PATTERSON WILLIAM J | SPO ADVISORY CORP | OBERNDORF WILLIAM E | MCDERMOTT EDWARD H | SPO PARTNERS II LP | SPO ADVISORY PARTNERS LP | SF ADVISORY PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See footnotes | P Open market or private purchase of non-derivative or derivative security | +550,000 8,230,578 owned after | $1.48 | 2009-10-05 | |
| 2009-09-30 holding as of filing | SPO ADVISORY CORP | SCULLY JOHN H | PATTERSON WILLIAM J | SPO ADVISORY PARTNERS LP | SAN FRANCISCO PARTNERS LP | MCDERMOTT EDWARD H | SF ADVISORY PARTNERS LP | SPO PARTNERS II LP | OBERNDORF WILLIAM E 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants Derivative · Indirect · See Footnotes | Holding | no price filed | 2009-09-30 | ||
| 2009-09-30 | SPO ADVISORY CORP | MCDERMOTT EDWARD H | SF ADVISORY PARTNERS LP | SPO PARTNERS II LP | SAN FRANCISCO PARTNERS LP | SCULLY JOHN H | PATTERSON WILLIAM J | SPO ADVISORY PARTNERS LP | OBERNDORF WILLIAM E 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See footnotes | P Open market or private purchase of non-derivative or derivative security | +1,193,800 7,684,432 owned after | $1.45 | 2009-09-30 | |
| 2009-09-25 holding as of filing | RESOLUTE HOLDINGS LLC 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $13.00 exercise price | 2009-09-25 | ||
| 2009-09-25 holding as of filing | RESOLUTE HOLDINGS LLC 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $13.00 exercise price | 2009-09-25 | ||
| 2009-09-25 holding as of filing | HICKS THOMAS O | HH-HACI, L.P. | HH-HACI GP, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Founders Warrants (right to buy) Derivative · Direct | Holding | $13.00 exercise price | 2009-09-25 | ||
| 2009-09-25 holding as of filing | HICKS THOMAS O | HH-HACI, L.P. | HH-HACI GP, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Sponsor's Warrants (right to buy) Derivative · Direct | Holding | $13.00 exercise price | 2009-09-25 | ||
| 2009-09-25 | CUNNINGHAM WILLIAM H DR Director | 4 | Founder's Warrants (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,000 46,000 owned after | $13.00 exercise price | 2009-09-25 |