Resolute Energy Corp Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows, 31 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-03-01: Reporting owner SUTTON NICHOLAS J; Form 4; Security Stock Appreciation Rights; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-03-01: Reporting owner White William Kemper; Form 4; Security Stock Appreciation Rights; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-03-01: Reporting owner GAZULIS THEODORE; Form 4; Security Stock Appreciation Rights; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-03-01: Reporting owner STEFANOUDAKIS MICHAEL; Form 4; Security Stock Appreciation Rights; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-03-01 | SUTTON NICHOLAS J Director, Officer (Executive Chairman) | 4 | Stock Appreciation Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −422,429 0 owned after | $2.92 exercise price | 2019-03-05 | |
| 2019-03-01 | White William Kemper Director | 4 | Stock Appreciation Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,833 0 owned after | $2.65 exercise price | 2019-03-05 | |
| 2019-03-01 | GAZULIS THEODORE Officer (Executive VP, CFO) | 4 | Stock Appreciation Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −51,305 0 owned after | $2.92 exercise price | 2019-03-05 | |
| 2019-03-01 | STEFANOUDAKIS MICHAEL Officer (Exec. VP, Gen Counsel & Secy) | 4 | Stock Appreciation Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,317 0 owned after | $2.92 exercise price | 2019-03-05 | |
| 2019-03-01 | TUELL JAMES A Officer (Sr VP Chief Accounting Officer) | 4 | Stock Appreciation Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,979 0 owned after | $2.92 exercise price | 2019-03-05 | |
| 2019-03-01 | BETZ RICHARD F Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Appreciation Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −103,915 0 owned after | $2.92 exercise price | 2019-03-05 | |
| 2019-03-01 | BRADY BOB D JR Officer (Executive V.P. - Operations) | 4 | Stock Appreciation Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,317 0 owned after | $2.92 exercise price | 2019-03-05 | |
| 2016-02-18 | TUELL JAMES A Officer (Sr. Vice President - CAO) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +339,897 339,897 owned after | $0.58 exercise price | 2016-02-22 | |
| 2016-02-18 | BRADY BOB D JR Officer (Sr. Vice President, Operations) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +384,789 384,789 owned after | $0.58 exercise price | 2016-02-22 | |
| 2016-02-18 | STEFANOUDAKIS MICHAEL Officer (Sr. VP, Gen Counsel, Secretary) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +439,759 439,759 owned after | $0.58 exercise price | 2016-02-22 | |
| 2016-02-18 | BETZ RICHARD F Officer (Executive Vice President, COO) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +769,578 769,578 owned after | $0.58 exercise price | 2016-02-22 | |
| 2016-02-18 | GAZULIS THEODORE Officer (Executive Vice President, CFO) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +769,578 769,578 owned after | $0.58 exercise price | 2016-02-22 | |
| 2016-02-18 | PICCONE JAMES M Director, Officer (President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,216,667 1,216,667 owned after | $0.58 exercise price | 2016-02-22 | |
| 2016-02-18 | SUTTON NICHOLAS J Director, Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,162,149 2,162,149 owned after | $0.58 exercise price | 2016-02-22 | |
| 2016-02-18 | White William Kemper Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +104,167 104,167 owned after | $0.53 exercise price | 2016-02-22 | |
| 2016-02-18 | HULTQUIST GARY Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +104,167 104,167 owned after | $0.53 exercise price | 2016-02-22 | |
| 2016-02-18 | Hicks Thomas O Jr Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +104,167 104,167 owned after | $0.53 exercise price | 2016-02-22 | |
| 2016-02-18 | DUFFY JAMES E Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +104,167 104,167 owned after | $0.53 exercise price | 2016-02-22 | |
| 2014-02-27 | Covington Richard L Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,501 14,501 owned after | $8.62 exercise price | 2014-03-03 | |
| 2013-03-08 | Covington Richard L Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,237 14,237 owned after | $10.45 exercise price | 2013-03-12 | |
| 2012-03-08 | Quinn William J Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,724 3,724 owned after | $10.05 exercise price | 2012-03-12 | |
| 2012-03-08 | Covington Richard L Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,724 3,724 owned after | $10.05 exercise price | 2012-03-12 | |
| 2011-03-16 | HERSH KENNETH A Director, 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −457 916 owned after | $12.40 exercise price | 2011-03-18 | |
| 2011-03-16 | Covington Richard L Director | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −457 916 owned after | $12.40 exercise price | 2011-03-18 | |
| 2011-03-16 | Quinn William J Director | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −457 916 owned after | $12.40 exercise price | 2011-03-18 | |
| 2011-03-11 | Covington Richard L Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,032 4,032 owned after | $17.45 exercise price | 2011-03-15 | |
| 2011-03-11 | Quinn William J Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,032 4,032 owned after | $17.45 exercise price | 2011-03-15 | |
| 2011-03-11 | HERSH KENNETH A Director, 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,032 4,032 owned after | $17.45 exercise price | 2011-03-15 | |
| 2010-05-07 | Quinn William J Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,373 1,373 owned after | $12.40 exercise price | 2010-05-11 | |
| 2010-05-07 | Covington Richard L Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,373 1,373 owned after | $12.40 exercise price | 2010-05-11 | |
| 2010-05-07 | HERSH KENNETH A Director, 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,373 1,373 owned after | $12.40 exercise price | 2010-05-11 |