Renewable Energy Group, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows, 20 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-05-03: Reporting owner Bunge North America, Inc. | Bunge LTD; Form 3; Security Series B Preferred Stock; Transaction Holding.
- 2012-01-24: Reporting owner Bunge LTD | Bunge North America, Inc.; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2012-01-24: Reporting owner Bunge LTD | Bunge North America, Inc.; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2012-01-24: Reporting owner Bunge LTD | Bunge North America, Inc.; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-05-03 holding as of filing | Bunge North America, Inc. | Bunge LTD 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Bunge North America, Inc. | Holding | no price filed | 2013-05-03 | ||
| 2012-01-24 | Bunge LTD | Bunge North America, Inc. 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Bunge North America, Inc. | C Conversion of derivative security | −1,361,723 0 owned after | $0.00 | 2012-01-26 | |
| 2012-01-24 | Bunge LTD | Bunge North America, Inc. 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Bunge North America, Inc. | C Conversion of derivative security | −1,361,723 0 owned after | $0.00 | 2012-01-26 | |
| 2012-01-24 | Bunge LTD | Bunge North America, Inc. 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Bunge North America, Inc. | C Conversion of derivative security | +303,605 303,605 owned after | $2.00 exercise price | 2012-01-26 | |
| 2012-01-24 | NGP Energy Technology Partners, L.P. | Energy Technology Partners, L.L.C. | Natural Gas Partners VIII, L.P. | NGP ETP, L.L.C. | DEUTCH PHILIP J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,559,808 0 owned after | no price filed | 2012-01-26 | |
| 2012-01-24 | NGP Energy Technology Partners, L.P. | Energy Technology Partners, L.L.C. | Natural Gas Partners VIII, L.P. | NGP ETP, L.L.C. | DEUTCH PHILIP J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | +570,726 1,141,452 owned after | no price filed | 2012-01-26 | |
| 2012-01-24 | NGP Energy Technology Partners, L.P. | Energy Technology Partners, L.L.C. | Natural Gas Partners VIII, L.P. | NGP ETP, L.L.C. | DEUTCH PHILIP J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,559,808 0 owned after | no price filed | 2012-01-26 | |
| 2012-01-24 | NGP Energy Technology Partners, L.P. | Energy Technology Partners, L.L.C. | Natural Gas Partners VIII, L.P. | NGP ETP, L.L.C. | DEUTCH PHILIP J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | +570,726 1,141,452 owned after | no price filed | 2012-01-26 | |
| 2012-01-24 | West Central Cooperative 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −563,635 0 owned after | $11.00 exercise price | 2012-01-26 | |
| 2012-01-24 | West Central Cooperative 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | +125,666 251,332 owned after | no price filed | 2012-01-26 | |
| 2012-01-24 | Koch Jonathan | USRG Blocker IX, LLC | USRG POWER & BIOFUELS FUND II LP | USRG Holdco IX, LLC | USRG POWER & BIOFUELS FUND II-A LP | USRG Management Company, LLC | USRG Power & Biofuels Fund II GP, LLC | USRG Holdco V, LLC Director | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock, par value $0.0001 Derivative · Direct | C Conversion of derivative security | −3,388,635 1,025,307 owned after | $0.00 | 2012-01-26 | |
| 2012-01-24 | Koch Jonathan | USRG Blocker IX, LLC | USRG POWER & BIOFUELS FUND II LP | USRG Holdco IX, LLC | USRG POWER & BIOFUELS FUND II-A LP | USRG Management Company, LLC | USRG Power & Biofuels Fund II GP, LLC | USRG Holdco V, LLC Director | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock, par value $0.0001 Derivative · Direct | C Conversion of derivative security | +654,783 654,783 owned after | $12.50 exercise price | 2012-01-26 | |
| 2011-04-29 holding as of filing | West Central Cooperative 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | $11.00 exercise price | 2011-04-29 | ||
| 2011-04-29 holding as of filing | Bunge LTD | Bunge North America, Inc. 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Bunge North America, Inc. | Holding | $11.00 exercise price | 2011-04-29 | ||
| 2011-04-29 holding as of filing | USRG Power & Biofuels Fund II GP, LLC | USRG POWER & BIOFUELS FUND II-A LP | USRG Holdco V, LLC | USRG POWER & BIOFUELS FUND II LP | USRG Management Company, LLC | Koch Jonathan 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director | 3 | Series A Convertible Preferred Stock, par value $0.0001 Derivative · Direct | Holding | $11.00 exercise price | 2011-04-29 | ||
| 2011-04-29 holding as of filing | Huyser Donovan Kent Director | 3 | Series A Preferred Stock Derivative · Direct | Holding | $11.00 exercise price | 2011-04-29 | ||
| 2011-04-29 holding as of filing | Mapes Ronald L Director | 3 | Series A Preferred Stock Derivative · Direct | Holding | $11.00 exercise price | 2011-04-29 | ||
| 2011-04-29 holding as of filing | NGP Energy Technology Partners, L.P. | Energy Technology Partners, L.L.C. | Natural Gas Partners VIII, L.P. | DEUTCH PHILIP J | NGP ETP, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2011-04-29 | ||
| 2011-04-29 holding as of filing | NGP Energy Technology Partners, L.P. | Energy Technology Partners, L.L.C. | Natural Gas Partners VIII, L.P. | DEUTCH PHILIP J | NGP ETP, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2011-04-29 | ||
| 2011-04-29 holding as of filing | ED&F Man Holdings B.V. 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | $11.00 exercise price | 2011-04-29 |