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Renewable Energy Group, Inc. Forms 3, 4 and 5: Other

Renewable Energy Group, Inc. Forms 3, 4 and 5: Other

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 77 rows, 77 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2022-06-13: Reporting owner Stone Chad; Form 4; Security Stock Appreciation Rights; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2021-08-17: Reporting owner Bowen Eric; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2021-08-17: Reporting owner Bowen Eric; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2021-08-13: Reporting owner Bowen Eric; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2022-06-13Stone Chad
Other (Former SVP)
4Stock Appreciation Rights
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−94,933
0 owned after
no price filed2022-06-14
2021-08-17Bowen Eric
Officer (General Counsel and Secretary)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−11,523
19,779 owned after
$52.082021-08-19
2021-08-17Bowen Eric
Officer (General Counsel and Secretary)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−19,779
0 owned after
$52.082021-08-19
2021-08-13Bowen Eric
Officer (General Counsel and Secretary)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−19,200
31,302 owned after
$54.122021-08-17
2021-05-26Albin Brad
Officer (SVP, Manufacturing&Engineering)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−96,000
94,933 owned after
$60.372021-05-28
2021-05-26Albin Brad
Officer (SVP, Manufacturing&Engineering)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−23,519
71,414 owned after
$60.372021-05-28
2021-05-26Albin Brad
Officer (SVP, Manufacturing&Engineering)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−23,016
48,398 owned after
$60.372021-05-28
2021-05-26Albin Brad
Officer (SVP, Manufacturing&Engineering)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−35,258
13,140 owned after
$60.372021-05-28
2021-05-26Albin Brad
Officer (SVP, Manufacturing&Engineering)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−13,140
0 owned after
$60.372021-05-28
2021-05-24Bowen Eric
Officer (General Counsel and Secretary)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−30,309
50,502 owned after
$60.562021-05-25
2021-05-21Bowen Eric
Officer (General Counsel and Secretary)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−10,000
80,811 owned after
$57.652021-05-25
2020-12-09
holding as of filing
Robinson Todd Allen
Officer (InterimChief Financial Officer)
3Stock Appreciation Right
Derivative · Direct
Holding$13.25
exercise price
2020-12-09
2020-12-09
holding as of filing
Robinson Todd Allen
Officer (InterimChief Financial Officer)
3Stock Appreciation Right
Derivative · Direct
Holding$11.83
exercise price
2020-12-09
2020-06-08Haer Gary
Officer (VP, Sales and Marketing)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−8,660
0 owned after
$9.52
exercise price
2020-06-10
2020-06-08Haer Gary
Officer (VP, Sales and Marketing)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,935
0 owned after
$9.06
exercise price
2020-06-10
2020-05-28Stone Chad
Officer (CFO)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−48,000
0 owned after
$9.26
exercise price
2020-05-29
2020-03-10Stone Chad
Officer (CFO)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−48,000
48,000 owned after
$9.26
exercise price
2020-03-12
2019-01-16
holding as of filing
WARNER CYNTHIA J
Director, Officer (President and CEO)
3No securities are beneficially owned.
Non-derivative · Direct
Holding
0 owned after
no price filed2019-01-16
2018-11-15Bowen Eric
Officer (VP, Corp Bus Dev and Legal)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−20,000
90,811 owned after
$6.392018-11-19
2018-09-18Bowen Eric
Officer (VP, Corp Bus Dev and Legal)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−20,211
110,811 owned after
$13.252018-09-20
2018-06-14Haer Gary
Officer (VP, Sales and Marketing)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,967
0 owned after
$9.06
exercise price
2018-06-15
2018-06-14Haer Gary
Officer (VP, Sales and Marketing)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−8,660
0 owned after
$9.52
exercise price
2018-06-15
2018-05-29Haer Gary
Officer (VP, Sales and Marketing)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−23,016
0 owned after
$11.83
exercise price
2018-05-31
2018-05-29Haer Gary
Officer (VP, Sales and Marketing)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−23,519
0 owned after
$13.25
exercise price
2018-05-31
2018-05-23
holding as of filing
Bowen Eric
Officer (VP, Corp Bus Dev and Legal)
3Stock Appreciation Right
Derivative · Direct
Holdingno price filed2018-05-23
2018-03-21Haer Gary
Officer (VP, Sales and Marketing)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+26,000
0 owned after
$9.26
exercise price
2018-03-26
2018-03-21Haer Gary
Officer (VP, Sales and Marketing)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+17,319
0 owned after
$9.52
exercise price
2018-03-26
2018-03-21Haer Gary
Officer (VP, Sales and Marketing)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+2,967
0 owned after
$9.06
exercise price
2018-03-26
2018-03-20Haer Gary
Officer (VP, Sales and Marketing)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−70,000
0 owned after
$9.26
exercise price
2018-03-21
2016-03-28Haer Gary
Officer (VP, Sales and Marketing)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+11,869
11,869 owned after
$9.06
exercise price
2016-03-30
2016-03-28Stone Chad
Officer (Chief Financial Officer)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+13,140
13,140 owned after
$9.06
exercise price
2016-03-30
2016-03-28Oh Daniel J
Director, Officer (CEO and President)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+76,819
76,819 owned after
$9.06
exercise price
2016-03-30
2016-03-28Elsenbast David
Officer (VP, Supply Chain Management)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,203
10,203 owned after
$9.06
exercise price
2016-03-30
2016-03-28Albin Brad
Officer (Vice President, Manufacturing)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+13,140
35,258 owned after
$9.06
exercise price
2016-03-30
2015-03-24Oh Daniel J
Director, Officer (CEO and President)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+117,526
117,526 owned after
$9.52
exercise price
2015-04-08
2015-03-24Elsenbast David
Officer (VP, Supply Chain Management)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+29,691
29,691 owned after
$9.52
exercise price
2015-04-08
2015-03-24Haer Gary
Officer (VP, Sales and Marketing)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+34,639
34,639 owned after
$9.52
exercise price
2015-04-08
2015-03-24Stone Chad
Officer (Chief Financial Officer)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+35,258
35,258 owned after
$9.52
exercise price
2015-04-08
2015-03-24Albin Brad
Officer (Vice President, Manufacturing)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+35,258
35,258 owned after
$9.52
exercise price
2015-04-08
2014-03-24Haer Gary
Officer (VP, Sales and Marketing)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+23,016
23,016 owned after
$11.83
exercise price
2014-03-26
2014-03-24Albin Brad
Officer (Vice President, Manufacturing)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+23,016
23,016 owned after
$11.83
exercise price
2014-03-26
2014-03-24Oh Daniel J
Officer (CEO and President)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+70,802
70,802 owned after
$11.83
exercise price
2014-03-26
2014-03-24Elsenbast David
Officer (VP, Supply Chain Management)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+19,805
19,805 owned after
$11.83
exercise price
2014-03-26
2014-03-24Stone Chad
Officer (Chief Financial Officer)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+23,016
23,016 owned after
$11.83
exercise price
2014-03-26
2013-05-17Haer Gary
Officer (VP, Sales and Marketing)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)−23,519
23,519 owned after
$13.25
exercise price
2013-05-21
2013-05-17Oh Daniel J
Officer (CEO and President)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+71,184
71,184 owned after
$13.25
exercise price
2013-05-21
2013-05-17Elsenbast David
Officer (VP, Supply Chain Management)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20,237
20,237 owned after
$13.25
exercise price
2013-05-21
2013-05-17Stone Chad
Officer (Chief Financial Officer)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+23,519
23,519 owned after
$13.25
exercise price
2013-05-21
2013-05-17Albin Brad
Officer (Vice President, Manufacturing)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+23,519
23,519 owned after
$13.25
exercise price
2013-05-21
2012-04-24Albin Brad
Officer (Vice President, Manufacturing)
4Stock Appreciation Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+96,000
96,000 owned after
$8.97
exercise price
2012-04-24
2012-04-20Stone Chad
Officer (Chief Financial Officer)
4Stock Appreciation Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+96,000
96,000 owned after
$9.26
exercise price
2012-04-24
2012-04-20Haer Gary
Officer (VP, Sales and Marketing)
4Stock Appreciation Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+96,000
96,000 owned after
$9.26
exercise price
2012-04-24
2012-04-20Elsenbast David
Officer (VP, Supply Chain Management)
4Stock Appreciation Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+96,000
96,000 owned after
$9.26
exercise price
2012-04-24
2012-01-24NGP Energy Technology Partners, L.P. | Energy Technology Partners, L.L.C. | Natural Gas Partners VIII, L.P. | NGP ETP, L.L.C. | DEUTCH PHILIP J
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class A Common Stock
Derivative · Direct
C Conversion of derivative security+1,357,544
1,361,665 owned after
no price filed2012-01-26
2012-01-24NGP Energy Technology Partners, L.P. | Energy Technology Partners, L.L.C. | Natural Gas Partners VIII, L.P. | NGP ETP, L.L.C. | DEUTCH PHILIP J
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class A Common Stock
Derivative · Direct
C Conversion of derivative security+1,357,544
1,357,544 owned after
no price filed2012-01-26
2012-01-24NGP Energy Technology Partners, L.P. | Energy Technology Partners, L.L.C. | Natural Gas Partners VIII, L.P. | NGP ETP, L.L.C. | DEUTCH PHILIP J
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class A Common Stock
Derivative · Direct
J Other acquisition or disposition (describe transaction)+33,643
1,395,308 owned after
no price filed2012-01-26
2012-01-24NGP Energy Technology Partners, L.P. | Energy Technology Partners, L.L.C. | Natural Gas Partners VIII, L.P. | NGP ETP, L.L.C. | DEUTCH PHILIP J
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class A Common Stock
Derivative · Direct
J Other acquisition or disposition (describe transaction)+30,006
34,427 owned after
no price filed2012-01-26
2012-01-24NGP Energy Technology Partners, L.P. | Energy Technology Partners, L.L.C. | Natural Gas Partners VIII, L.P. | NGP ETP, L.L.C. | DEUTCH PHILIP J
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class A Common Stock
Derivative · Direct
J Other acquisition or disposition (describe transaction)+3,637
1,361,181 owned after
no price filed2012-01-26
2012-01-24West Central Cooperative
10% Owner
4Class A Common Stock
Derivative · Direct
C Conversion of derivative security+314,120
4,421,250 owned after
no price filed2012-01-26
2012-01-24West Central Cooperative
10% Owner
4Class A Common Stock
Derivative · Direct
J Other acquisition or disposition (describe transaction)+3,737
4,424,987 owned after
no price filed2012-01-26
2012-01-24West Central Cooperative
10% Owner
4Class A Common Stock
Derivative · Direct
P Open market or private purchase of non-derivative or derivative security+3,750
4,428,737 owned after
no price filed2012-01-26
2012-01-24West Central Cooperative
10% Owner
4Class A Common Stock
Derivative · Direct
C Conversion of derivative security−20,854
4,407,883 owned after
no price filed2012-01-26
2012-01-24Koch Jonathan | USRG Blocker IX, LLC | USRG POWER & BIOFUELS FUND II LP | USRG Holdco IX, LLC | USRG POWER & BIOFUELS FUND II-A LP | USRG Management Company, LLC | USRG Power & Biofuels Fund II GP, LLC | USRG Holdco V, LLC
Director | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class A Common Stock, par value $0.0001
Derivative · Direct
C Conversion of derivative security+1,856,972
2,882,279 owned after
no price filed2012-01-26
2012-01-24Koch Jonathan | USRG Blocker IX, LLC | USRG POWER & BIOFUELS FUND II LP | USRG Holdco IX, LLC | USRG POWER & BIOFUELS FUND II-A LP | USRG Management Company, LLC | USRG Power & Biofuels Fund II GP, LLC | USRG Holdco V, LLC
Director | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class A Common Stock, par value $0.0001
Derivative · Direct
J Other acquisition or disposition (describe transaction)+75,138
2,957,417 owned after
no price filed2012-01-26
2012-01-24Koch Jonathan | USRG Blocker IX, LLC | USRG POWER & BIOFUELS FUND II LP | USRG Holdco IX, LLC | USRG POWER & BIOFUELS FUND II-A LP | USRG Management Company, LLC | USRG Power & Biofuels Fund II GP, LLC | USRG Holdco V, LLC
Director | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class A Common Stock, par value $0.0001
Derivative · Direct
P Open market or private purchase of non-derivative or derivative security+200,000
3,157,417 owned after
no price filed2012-01-26
2012-01-24Koch Jonathan | USRG Blocker IX, LLC | USRG POWER & BIOFUELS FUND II LP | USRG Holdco IX, LLC | USRG POWER & BIOFUELS FUND II-A LP | USRG Management Company, LLC | USRG Power & Biofuels Fund II GP, LLC | USRG Holdco V, LLC
Director | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class A Common Stock, par value $0.0001
Derivative · Direct
P Open market or private purchase of non-derivative or derivative security+60,000
3,217,417 owned after
no price filed2012-01-26
2012-01-18Oh Daniel J
Director, Officer (President and CEO)
4Stock Appreciation Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+400,000
400,000 owned after
$10.00
exercise price
2012-02-01
2012-01-03Christensen Delbert
Director
4Class A Common Stock
Derivative · Direct
J Other acquisition or disposition (describe transaction)+13,004
13,004 owned after
$9.302012-05-25
2012-01-03JACKSON MICHAEL A
Director
4Class A Common Stock
Derivative · Direct
J Other acquisition or disposition (describe transaction)+216
216 owned after
$9.302012-05-25
2012-01-03NGP Energy Technology Partners, L.P. | Energy Technology Partners, L.L.C. | Natural Gas Partners VIII, L.P. | NGP ETP, L.L.C. | DEUTCH PHILIP J
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class A Common Stock
Derivative · Direct
J Other acquisition or disposition (describe transaction)+4,121
4,121 owned after
no price filed2012-01-26
2012-01-03NGP Energy Technology Partners, L.P. | Energy Technology Partners, L.L.C. | Natural Gas Partners VIII, L.P. | NGP ETP, L.L.C. | DEUTCH PHILIP J
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class A Common Stock
Derivative · Direct
J Other acquisition or disposition (describe transaction)+4,421
4,421 owned after
no price filed2012-01-26
2012-01-03Howard Randolph L.
Director
4*Class A Common Stock
Derivative · Direct
J Other acquisition or disposition (describe transaction)+13,233
13,233 owned after
$9.302012-01-26
2012-01-03West Central Cooperative
10% Owner
4Class A Common Stock
Derivative · Direct
J Other acquisition or disposition (describe transaction)+4,107,130
4,107,130 owned after
no price filed2012-01-26
2012-01-03Koch Jonathan | USRG Blocker IX, LLC | USRG POWER & BIOFUELS FUND II LP | USRG Holdco IX, LLC | USRG POWER & BIOFUELS FUND II-A LP | USRG Management Company, LLC | USRG Power & Biofuels Fund II GP, LLC | USRG Holdco V, LLC
Director | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class A Common Stock, par value $0.0001
Derivative · Direct
J Other acquisition or disposition (describe transaction)+1,025,307
1,025,307 owned after
no price filed2012-01-26
2011-04-29
holding as of filing
Chatterton Paul
Director
3No securities are beneficially owned
Non-derivative · Direct
Holding
0 owned after
no price filed2011-04-29
2011-04-29
holding as of filing
Hakmiller Eric
Director
3No securities are beneficially owned.
Non-derivative · Direct
Holding
0 owned after
no price filed2011-04-29
2011-04-29
holding as of filing
Sorrells Christopher D.
Director
3No securities are beneficially owned.
Non-derivative · Direct
Holding
0 owned after
no price filed2011-04-29