Relypsa Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 47 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-14: Reporting owner Butler John P.; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-11-14: Reporting owner Butler John P.; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-11-14: Reporting owner HUNT RONALD; Form 3; Security Stock Option (right to buy); Transaction Holding.
- 2013-11-14: Reporting owner ROCKLAGE SCOTT M; Form 3; Security Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-14 | Butler John P. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,385 16,385 owned after | $11.00 exercise price | 2013-11-18 | |
| 2013-11-14 | Butler John P. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,247 8,247 owned after | $11.00 exercise price | 2013-11-18 | |
| 2013-11-14 holding as of filing | HUNT RONALD Director, 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $7.40 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | ROCKLAGE SCOTT M Director, 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $7.40 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | BALL KRISTINE M Officer (Chief Financial Officer & SVP) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.96 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | BALL KRISTINE M Officer (Chief Financial Officer & SVP) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.40 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Buysse Jerry M. Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.76 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Buysse Jerry M. Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.65 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Buysse Jerry M. Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.96 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Buysse Jerry M. Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.96 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Buysse Jerry M. Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.40 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Krasnow Ronald A. Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.76 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Krasnow Ronald A. Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.65 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Krasnow Ronald A. Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.96 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Krasnow Ronald A. Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.96 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Krasnow Ronald A. Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.40 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Lockey Claire Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.79 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Lockey Claire Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.65 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Lockey Claire Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.96 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Lockey Claire Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.96 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Lockey Claire Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.40 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | HASTINGS PAUL J Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.96 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | HASTINGS PAUL J Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.40 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | HASTINGS PAUL J Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.40 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Schuetz Thomas J. Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.65 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Schuetz Thomas J. Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.65 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Schuetz Thomas J. Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.65 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Schuetz Thomas J. Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.65 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Schuetz Thomas J. Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.96 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Schuetz Thomas J. Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.96 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Schuetz Thomas J. Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.96 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Schuetz Thomas J. Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.40 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | VEITINGER KLAUS R DR Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.65 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | VEITINGER KLAUS R DR Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.96 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | VEITINGER KLAUS R DR Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.96 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | VEITINGER KLAUS R DR Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.40 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Stahl Wilhelm Officer (SVP, Pharmaceutical Operations) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.65 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Stahl Wilhelm Officer (SVP, Pharmaceutical Operations) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.96 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Stahl Wilhelm Officer (SVP, Pharmaceutical Operations) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.96 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Stahl Wilhelm Officer (SVP, Pharmaceutical Operations) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.40 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | MCGIRR DAVID W J Director | 3 | Stock Option (right to buy) Derivative · Indirect · (m) | Holding | $3.96 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | MCGIRR DAVID W J Director | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $7.40 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Orwin John A Director, Officer (President & CEO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.40 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Berman Lance Officer (Chief Medical Officer and SVP) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.96 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Berman Lance Officer (Chief Medical Officer and SVP) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.96 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | Berman Lance Officer (Chief Medical Officer and SVP) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.40 exercise price | 2013-11-14 | ||
| 2013-11-14 holding as of filing | SILVERSTEIN JONATHAN Director, 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $7.40 exercise price | 2013-11-14 |