Relypsa Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 105 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-09-01: Reporting owner Torley Helen; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-09-01: Reporting owner Torley Helen; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-09-01: Reporting owner Torley Helen; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-09-01: Reporting owner SPIEGELMAN DANIEL K; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-09-01 | Torley Helen Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $36.83 exercise price | 2016-09-02 | |
| 2016-09-01 | Torley Helen Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,500 0 owned after | $35.79 exercise price | 2016-09-02 | |
| 2016-09-01 | Torley Helen Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,500 0 owned after | $17.00 exercise price | 2016-09-02 | |
| 2016-09-01 | SPIEGELMAN DANIEL K Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $23.96 exercise price | 2016-09-02 | |
| 2016-09-01 | SPIEGELMAN DANIEL K Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,500 0 owned after | $35.79 exercise price | 2016-09-02 | |
| 2016-09-01 | SPIEGELMAN DANIEL K Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,500 0 owned after | $17.00 exercise price | 2016-09-02 | |
| 2016-09-01 | Schuetz Thomas J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,976 0 owned after | $4.65 exercise price | 2016-09-02 | |
| 2016-09-01 | Schuetz Thomas J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −581 0 owned after | $4.65 exercise price | 2016-09-02 | |
| 2016-09-01 | Schuetz Thomas J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,744 0 owned after | $4.65 exercise price | 2016-09-02 | |
| 2016-09-01 | Schuetz Thomas J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −872 0 owned after | $4.65 exercise price | 2016-09-02 | |
| 2016-09-01 | Schuetz Thomas J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,697 0 owned after | $3.96 exercise price | 2016-09-02 | |
| 2016-09-01 | Schuetz Thomas J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,011 0 owned after | $3.96 exercise price | 2016-09-02 | |
| 2016-09-01 | Schuetz Thomas J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,140 0 owned after | $7.40 exercise price | 2016-09-02 | |
| 2016-09-01 | Schuetz Thomas J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,828 0 owned after | $23.96 exercise price | 2016-09-02 | |
| 2016-09-01 | Schuetz Thomas J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,500 0 owned after | $35.79 exercise price | 2016-09-02 | |
| 2016-09-01 | Schuetz Thomas J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,500 0 owned after | $17.00 exercise price | 2016-09-02 | |
| 2016-09-01 | MCGIRR DAVID W J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −55,232 0 owned after | $3.96 exercise price | 2016-09-02 | |
| 2016-09-01 | MCGIRR DAVID W J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,140 0 owned after | $7.40 exercise price | 2016-09-02 | |
| 2016-09-01 | MCGIRR DAVID W J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,828 0 owned after | $23.96 exercise price | 2016-09-02 | |
| 2016-09-01 | MCGIRR DAVID W J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,500 0 owned after | $35.79 exercise price | 2016-09-02 | |
| 2016-09-01 | MCGIRR DAVID W J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,500 0 owned after | $17.00 exercise price | 2016-09-02 | |
| 2016-09-01 | Hillan Kenneth J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $23.96 exercise price | 2016-09-02 | |
| 2016-09-01 | Hillan Kenneth J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,500 0 owned after | $35.79 exercise price | 2016-09-02 | |
| 2016-09-01 | Hillan Kenneth J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,500 0 owned after | $17.00 exercise price | 2016-09-02 | |
| 2016-09-01 | HASTINGS PAUL J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,802 0 owned after | $3.96 exercise price | 2016-09-02 | |
| 2016-09-01 | HASTINGS PAUL J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,953 0 owned after | $7.40 exercise price | 2016-09-02 | |
| 2016-09-01 | HASTINGS PAUL J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,828 0 owned after | $23.96 exercise price | 2016-09-02 | |
| 2016-09-01 | HASTINGS PAUL J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,500 0 owned after | $35.79 exercise price | 2016-09-02 | |
| 2016-09-01 | HASTINGS PAUL J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,500 0 owned after | $17.00 exercise price | 2016-09-02 | |
| 2016-09-01 | Butler John P. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,632 0 owned after | $11.00 exercise price | 2016-09-02 | |
| 2016-09-01 | Butler John P. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,828 0 owned after | $23.96 exercise price | 2016-09-02 | |
| 2016-09-01 | Butler John P. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,500 0 owned after | $35.79 exercise price | 2016-09-02 | |
| 2016-09-01 | Butler John P. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,500 0 owned after | $17.00 exercise price | 2016-09-02 | |
| 2016-09-01 | Stahl Wilhelm Officer (SVP, Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,667 17,500 owned after | $18.87 exercise price | 2016-09-02 | |
| 2016-09-01 | Stahl Wilhelm Officer (SVP, Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,500 0 owned after | $18.87 exercise price | 2016-09-02 | |
| 2016-09-01 | Stahl Wilhelm Officer (SVP, Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,759 0 owned after | $3.96 exercise price | 2016-09-02 | |
| 2016-09-01 | Stahl Wilhelm Officer (SVP, Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −46,597 0 owned after | $3.96 exercise price | 2016-09-02 | |
| 2016-09-01 | Stahl Wilhelm Officer (SVP, Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,789 0 owned after | $7.40 exercise price | 2016-09-02 | |
| 2016-09-01 | Stahl Wilhelm Officer (SVP, Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,500 0 owned after | $27.21 exercise price | 2016-09-02 | |
| 2016-09-01 | Stahl Wilhelm Officer (SVP, Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,500 0 owned after | $28.38 exercise price | 2016-09-02 | |
| 2016-09-01 | Orwin John A Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 67,500 owned after | $18.87 exercise price | 2016-09-02 | |
| 2016-09-01 | Orwin John A Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −67,500 0 owned after | $18.87 exercise price | 2016-09-02 | |
| 2016-09-01 | Orwin John A Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −727,877 0 owned after | $7.40 exercise price | 2016-09-02 | |
| 2016-09-01 | Orwin John A Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −94,500 0 owned after | $27.21 exercise price | 2016-09-02 | |
| 2016-09-01 | Orwin John A Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −105,000 0 owned after | $28.38 exercise price | 2016-09-02 | |
| 2016-09-01 | Montgomery Monte Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,059 0 owned after | $4.99 exercise price | 2016-09-02 | |
| 2016-09-01 | Montgomery Monte Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,907 0 owned after | $7.40 exercise price | 2016-09-02 | |
| 2016-09-01 | Montgomery Monte Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,000 0 owned after | $27.21 exercise price | 2016-09-02 | |
| 2016-09-01 | Montgomery Monte Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,200 0 owned after | $28.38 exercise price | 2016-09-02 | |
| 2016-09-01 | Krasnow Ronald A. Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,667 17,500 owned after | $18.87 exercise price | 2016-09-02 | |
| 2016-09-01 | Krasnow Ronald A. Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,500 0 owned after | $18.87 exercise price | 2016-09-02 | |
| 2016-09-01 | Krasnow Ronald A. Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,441 0 owned after | $4.65 exercise price | 2016-09-02 | |
| 2016-09-01 | Krasnow Ronald A. Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,783 0 owned after | $3.96 exercise price | 2016-09-02 | |
| 2016-09-01 | Krasnow Ronald A. Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,611 0 owned after | $3.96 exercise price | 2016-09-02 | |
| 2016-09-01 | Krasnow Ronald A. Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −43,603 0 owned after | $7.40 exercise price | 2016-09-02 | |
| 2016-09-01 | Krasnow Ronald A. Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,500 0 owned after | $27.21 exercise price | 2016-09-02 | |
| 2016-09-01 | Krasnow Ronald A. Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,500 0 owned after | $28.38 exercise price | 2016-09-02 | |
| 2016-09-01 | Harrison Stephen D Officer (SVP & Chief Scientific Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,667 25,000 owned after | $18.87 exercise price | 2016-09-02 | |
| 2016-09-01 | Harrison Stephen D Officer (SVP & Chief Scientific Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $18.87 exercise price | 2016-09-02 | |
| 2016-09-01 | Harrison Stephen D Officer (SVP & Chief Scientific Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $30.80 exercise price | 2016-09-02 | |
| 2016-09-01 | Harrison Stephen D Officer (SVP & Chief Scientific Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $28.38 exercise price | 2016-09-02 | |
| 2016-09-01 | Garland J. Scott Officer (SVP & Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,667 25,000 owned after | $18.87 exercise price | 2016-09-02 | |
| 2016-09-01 | Garland J. Scott Officer (SVP & Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $18.87 exercise price | 2016-09-02 | |
| 2016-09-01 | Garland J. Scott Officer (SVP & Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $21.36 exercise price | 2016-09-02 | |
| 2016-09-01 | Garland J. Scott Officer (SVP & Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $28.38 exercise price | 2016-09-02 | |
| 2016-09-01 | Corbett Mary Officer (Senior VP, Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,667 17,500 owned after | $18.87 exercise price | 2016-09-02 | |
| 2016-09-01 | Corbett Mary Officer (Senior VP, Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,500 0 owned after | $18.87 exercise price | 2016-09-02 | |
| 2016-09-01 | Corbett Mary Officer (Senior VP, Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $33.76 exercise price | 2016-09-02 | |
| 2016-09-01 | Corbett Mary Officer (Senior VP, Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,500 0 owned after | $27.21 exercise price | 2016-09-02 | |
| 2016-09-01 | Corbett Mary Officer (Senior VP, Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,500 0 owned after | $28.38 exercise price | 2016-09-02 | |
| 2016-09-01 | Berman Lance Officer (Chief Medical Officer and SVP) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,667 25,000 owned after | $18.87 exercise price | 2016-09-02 | |
| 2016-09-01 | Berman Lance Officer (Chief Medical Officer and SVP) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $18.87 exercise price | 2016-09-02 | |
| 2016-09-01 | Berman Lance Officer (Chief Medical Officer and SVP) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,668 0 owned after | $3.96 exercise price | 2016-09-02 | |
| 2016-09-01 | Berman Lance Officer (Chief Medical Officer and SVP) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,765 0 owned after | $3.96 exercise price | 2016-09-02 | |
| 2016-09-01 | Berman Lance Officer (Chief Medical Officer and SVP) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,414 0 owned after | $7.40 exercise price | 2016-09-02 | |
| 2016-09-01 | Berman Lance Officer (Chief Medical Officer and SVP) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $27.21 exercise price | 2016-09-02 | |
| 2016-09-01 | Berman Lance Officer (Chief Medical Officer and SVP) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −38,500 0 owned after | $28.38 exercise price | 2016-09-02 | |
| 2016-09-01 | BALL KRISTINE M Officer (Chief Financial Officer & SVP) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,667 25,000 owned after | $18.87 exercise price | 2016-09-02 | |
| 2016-09-01 | BALL KRISTINE M Officer (Chief Financial Officer & SVP) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $18.87 exercise price | 2016-09-02 | |
| 2016-09-01 | BALL KRISTINE M Officer (Chief Financial Officer & SVP) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −122,872 0 owned after | $3.96 exercise price | 2016-09-02 | |
| 2016-09-01 | BALL KRISTINE M Officer (Chief Financial Officer & SVP) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −43,603 0 owned after | $7.40 exercise price | 2016-09-02 | |
| 2016-09-01 | BALL KRISTINE M Officer (Chief Financial Officer & SVP) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $27.21 exercise price | 2016-09-02 | |
| 2016-09-01 | BALL KRISTINE M Officer (Chief Financial Officer & SVP) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −38,500 0 owned after | $28.38 exercise price | 2016-09-02 | |
| 2016-08-11 | DONDERO JAMES D 10% Owner | 4 | Option to purchase Common stock, par value $0.001 per share Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +5,000 65,799 owned after | $0.15 | 2016-08-15 | |
| 2016-08-10 holding as of filing | Montgomery Monte Officer (Chief Accounting Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.99 exercise price | 2016-08-10 | ||
| 2016-08-10 holding as of filing | Montgomery Monte Officer (Chief Accounting Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $7.40 exercise price | 2016-08-10 | ||
| 2016-08-10 holding as of filing | Montgomery Monte Officer (Chief Accounting Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $27.21 exercise price | 2016-08-10 | ||
| 2016-08-10 holding as of filing | Montgomery Monte Officer (Chief Accounting Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $28.38 exercise price | 2016-08-10 | ||
| 2016-08-08 holding as of filing | DONDERO JAMES D 10% Owner | 3 | Option to purchase Common stock, par value $0.001 per share Derivative · Indirect · See Footnote | Holding | $32.00 exercise price | 2016-08-08 | ||
| 2016-08-05 | DONDERO JAMES D 10% Owner | 4 | Option to purchase Common stock, par value $0.001 per share Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +3,300 60,799 owned after | $0.15 | 2016-08-09 | |
| 2016-06-21 | Torley Helen Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $17.00 exercise price | 2016-06-23 | |
| 2016-06-21 | MCGIRR DAVID W J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $17.00 exercise price | 2016-06-23 | |
| 2016-06-21 | Hillan Kenneth J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $17.00 exercise price | 2016-06-23 | |
| 2016-06-21 | HASTINGS PAUL J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $17.00 exercise price | 2016-06-23 | |
| 2016-06-21 | Butler John P. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $17.00 exercise price | 2016-06-23 | |
| 2016-06-21 | SPIEGELMAN DANIEL K Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $17.00 exercise price | 2016-06-23 | |
| 2016-06-21 | Schuetz Thomas J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $17.00 exercise price | 2016-06-23 | |
| 2016-06-03 | Krasnow Ronald A. Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,833 5,833 owned after | $18.87 exercise price | 2016-06-07 | |
| 2016-06-03 | Stahl Wilhelm Officer (SVP, Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,833 5,833 owned after | $18.87 exercise price | 2016-06-07 | |
| 2016-06-03 | Garland J. Scott Officer (SVP & Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,333 8,333 owned after | $18.87 exercise price | 2016-06-07 |