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RESEARCH FRONTIERS INCORPORATED (REFR) Forms 3, 4 and 5: Stock Options

RESEARCH FRONTIERS INCORPORATED Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows in 2025. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2025-12-31: Reporting owner Daigle Darryl; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2025-12-31: Reporting owner HARARY JOSEPH M; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2025-12-31: Reporting owner Kaganowicz Alexander; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2024-12-31: Reporting owner HARARY JOSEPH M; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).

REFR insiders transactions against the stock price

Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close

$0.34$0.51$0.76$1.12$1.67$2.482025-09-292026-09-29$0.34$0.53$0.81$1.25$1.92$2.952021-09-292026-09-29$0.34$0.60$1.05$1.85$3.25$5.712016-09-292026-09-29$0.34$0.74$1.62$3.53$7.70$16.772006-09-292026-09-29$0.34$0.89$2.31$6.00$15.61$40.561986-07-082026-09-292007-02-13: 6 award or grants at $11.10 close — BUDIN ROBERT M, LAPOINTE MICHAEL R, HARARY JOSEPH M and 3 more2007-02-22: 3 option exercises at $10.17 close — HARARY JOSEPH M2007-06-11: 1 option exercise at $11.84 close — BUDIN ROBERT M2007-07-12: 6 award or grants at $14.94 close — HARARY JOSEPH M, LAPOINTE MICHAEL R, BUDIN ROBERT M and 3 more2007-07-24: 1 option exercise at $15.14 close — HARARY JOSEPH M2007-12-03: 5 award or grants at $9.59 close — LAPOINTE MICHAEL R, KEEN VICTOR F, BUDIN ROBERT M and 2 more2010-01-01: 4 award or grants at $3.79 close — Slovak Steven Michael, LAPOINTE MICHAEL R, HARARY JOSEPH M and 1 more2011-02-08: 1 option exercise at $9.26 close — HARARY JOSEPH M2013-01-01: 2 award or grants at $3.74 close — Slovak Steven Michael, SAXE ROBERT L2013-11-22: 1 option exercise at $6.84 close — Slovak Steven Michael2013-12-31: 10 award or grants at $5.78 close — VAN VOORHEES SETH, Daigle Darryl, Slovak Steven Michael and 5 more2014-12-31: 8 award or grants at $5.12 close — SAXE ROBERT L, Slovak Steven Michael, HARARY JOSEPH M and 5 more2015-02-26: 1 option exercise at $5.50 close — gregory grimes george2015-12-31: 8 award or grants at $5.21 close — Kaganowicz Alexander, gregory grimes george, SAXE ROBERT L and 5 more2016-12-31: 6 award or grants at $1.82 close — VAN VOORHEES SETH, LAPOINTE MICHAEL R, Grimes Gregory George and 3 more2016-12-31: 1 other transaction at $1.82 close — HARARY JOSEPH M2017-07-19: 12 purchases at $1.26 close · Value $135.09K estimated — Daigle Darryl, Kaganowicz Alexander2017-12-31: 7 award or grants at $1.04 close — VAN VOORHEES SETH, Kaganowicz Alexander, HARARY JOSEPH M and 4 more2018-05-03: 3 award or grants at $0.87 close — LAPOINTE MICHAEL R, Slovak Steven Michael, VAN VOORHEES SETH2019-06-13: 7 award or grants at $2.79 close — HARARY JOSEPH M, VAN VOORHEES SETH, LAPOINTE MICHAEL R and 4 more2019-06-25: 2 option exercises at $3.36 close — LAPOINTE MICHAEL R2019-12-31: 10 award or grants at $3.01 close — Daigle Darryl, Grimes Gregory George, Kaganowicz Alexander and 4 more2020-02-21: 6 option exercises at $3.81 close — HARARY JOSEPH M, VAN VOORHEES SETH2020-05-29: 2 option exercises at $4.45 close — HARARY JOSEPH M2020-06-25: 3 option exercises at $5.01 close — LAPOINTE MICHAEL R2020-12-31: 5 award or grants at $2.81 close — LAPOINTE MICHAEL R, Daigle Darryl, and 2 more2021-12-31: 5 award or grants at $1.72 close — LAPOINTE MICHAEL R, Daigle Darryl, HARARY JOSEPH M and 2 more2022-12-31: 4 award or grants at $1.91 close — Kaganowicz Alexander, HARARY JOSEPH M, LAPOINTE MICHAEL R and 1 more2023-12-31: 5 award or grants at $1.01 close — LAPOINTE MICHAEL R, Kaganowicz Alexander, HARARY JOSEPH M and 2 more2024-12-31: 5 award or grants at $1.71 close — HARARY JOSEPH M, LAPOINTE MICHAEL R, Daigle Darryl and 2 more2025-12-31: 3 award or grants at $1.31 close — Daigle Darryl, HARARY JOSEPH M, Kaganowicz Alexander

Logarithmic scale. Both lines share the same starting value for the selected range.

Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.

Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2025-12-31Daigle Darryl
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+45,000
361,000 owned after
$1.33
exercise price
$1.312026-01-05
2025-12-31HARARY JOSEPH M
Director, Officer (President and CEO)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+65,000
355,000 owned after
$1.33
exercise price
$1.312026-01-05
2025-12-31Kaganowicz Alexander
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+45,000
361,000 owned after
$1.33
exercise price
$1.312026-01-05

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