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RealD Inc. Forms 3, 4 and 5: Stock Options

RealD Inc. Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 86 rows, 86 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2016-03-22: Reporting owner Yang Vivian; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2016-03-22: Reporting owner Yang Vivian; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2016-03-22: Reporting owner Bannon Leo A.; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2016-03-22: Reporting owner Bannon Leo A.; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2016-03-22Yang Vivian
Officer (EVP & General Counsel)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−15,000
0 owned after
$11.42
exercise price
2016-03-24
2016-03-22Yang Vivian
Officer (EVP & General Counsel)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−110,155
0 owned after
$10.09
exercise price
2016-03-24
2016-03-22Bannon Leo A.
Officer (EVP, Global Operations)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−225,000
0 owned after
$10.82
exercise price
2016-03-24
2016-03-22Bannon Leo A.
Officer (EVP, Global Operations)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−33,750
0 owned after
$11.34
exercise price
2016-03-24
2016-03-22Skarupa Andrew A.
Officer (Chief Financial Officer)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−85,704
0 owned after
$16.00
exercise price
2016-03-24
2016-03-22Skarupa Andrew A.
Officer (Chief Financial Officer)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−21,000
0 owned after
$16.00
exercise price
2016-03-24
2016-03-22Skarupa Andrew A.
Officer (Chief Financial Officer)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−76,919
0 owned after
$22.92
exercise price
2016-03-24
2016-03-22Skarupa Andrew A.
Officer (Chief Financial Officer)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−105,000
0 owned after
$11.34
exercise price
2016-03-24
2016-03-22Lewis Michael V
Director, Officer (Chief Executive Officer), 10% Owner
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−712,500
0 owned after
$16.00
exercise price
2016-03-24
2016-03-22Lewis Michael V
Director, Officer (Chief Executive Officer), 10% Owner
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−165,000
0 owned after
$16.00
exercise price
2016-03-24
2016-03-22Lewis Michael V
Director, Officer (Chief Executive Officer), 10% Owner
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−300,000
0 owned after
$22.92
exercise price
2016-03-24
2015-01-09Skarupa Andrew A.
Officer (Chief Financial Officer)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+10,899
145,680 owned after
$0.07
exercise price
2015-01-12
2014-12-01Skarupa Andrew A.
Officer (Chief Financial Officer)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−41,294
134,781 owned after
$0.07
exercise price
2014-12-02
2014-09-16Yang Vivian
Officer (EVP & General Counsel)
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+110,155
125,155 owned after
$10.09
exercise price
2015-07-28
2014-09-03Skarupa Andrew A.
Officer (Chief Financial Officer)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+41,294
176,075 owned after
$0.07
exercise price
2014-09-05
2014-08-01
holding as of filing
Yang Vivian
Officer (EVP & General Counsel)
3Employee Stock Option
Derivative · Direct
Holding$11.42
exercise price
2014-08-01
2014-06-26
holding as of filing
O'Connor Heather
Officer (SVP Finance and CAO)
3Employee Stock Option (right to buy)
Derivative · Direct
Holding$12.60
exercise price
2014-06-26
2013-09-09Skarupa Andrew A.
Officer (CFO)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−61,941
134,781 owned after
$0.07
exercise price
2013-09-11
2013-08-12Skarupa Andrew A.
Officer (CFO)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−115,000
512,498 owned after
$0.07
exercise price
2013-08-14
2013-07-15GATARZ CRAIG S
Officer (Executive VP and Gen. Coun.)
4Employee Stock Option (right to buy)
Derivative · Direct
H Expiration (or cancellation) of long derivative position with value received+18,000
12,000 owned after
$16.002014-02-18
2013-07-15Skarupa Andrew A.
Officer (Chief Financial Officer)
4Employee Stock Option (right to buy)
Derivative · Direct
H Expiration (or cancellation) of long derivative position with value received+31,500
21,000 owned after
$16.002014-02-18
2013-07-15Peixoto Joseph
Officer (President, Worldwide Cinema)
4Employee Stock Option (right to buy)
Derivative · Direct
H Expiration (or cancellation) of long derivative position with value received+38,250
25,500 owned after
$16.002014-02-18
2013-07-15Lewis Michael V
Director, Officer (Chief Executive Officer), 10% Owner
4Employee Stock Option (right to buy)
Derivative · Direct
H Expiration (or cancellation) of long derivative position with value received−247,500
165,000 owned after
$16.002014-02-18
2013-07-01Skarupa Andrew A.
Officer (Chief Financial Officer)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+4,053
627,498 owned after
$0.07
exercise price
2013-07-03
2013-06-03Skarupa Andrew A.
Officer (CFO and COO)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,053
631,551 owned after
$0.07
exercise price
2013-06-05
2013-05-01Skarupa Andrew A.
Officer (CFO and COO)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,053
635,604 owned after
$0.07
exercise price
2013-05-03
2013-04-01Skarupa Andrew A.
Officer (CFO and COO)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,053
639,657 owned after
$0.07
exercise price
2013-04-03
2013-02-11Sharp Gary
Officer (Chief Technology Officer)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−50,000
100,000 owned after
$3.33
exercise price
2013-02-13
2013-02-07Hamilton Minard
Officer (EVP, Mobile and Consumer)
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+275,000
275,000 owned after
$11.36
exercise price
2013-02-11
2012-12-14Peixoto Joseph
Officer (President, Worldwide Cinema)
4Employee Stock Option (right to buy)
Derivative · Direct · (m)
G Bona fide gift−197,432
244,742 owned after
$1.67
exercise price
2013-02-11
2012-12-14Peixoto Joseph
Officer (President, Worldwide Cinema)
4Employee Stock Option (right to buy)
Derivative · Direct · (m)
G Bona fide gift−375,000
0 owned after
$4.67
exercise price
2013-02-11
2012-12-14Peixoto Joseph
Officer (President, Worldwide Cinema)
4Employee Stock Option (right to buy)
Derivative · Direct · (m)
G Bona fide gift−50,000
325,000 owned after
$10.00
exercise price
2013-02-11
2012-12-14Peixoto Joseph
Officer (President, Worldwide Cinema)
4Employee Stock Option (right to buy)
Derivative · Direct · (m)
G Bona fide gift−270,313
54,687 owned after
$10.00
exercise price
2013-02-11
2012-12-14Peixoto Joseph
Officer (President, Worldwide Cinema)
4Employee Stock Option (right to buy)
Derivative · Direct · (m)
G Bona fide gift−107,187
76,563 owned after
$16.00
exercise price
2013-02-11
2012-12-14Peixoto Joseph
Officer (President, Worldwide Cinema)
4Employee Stock Option (right to buy)
Derivative · Direct · (m)
G Bona fide gift−40,000
80,000 owned after
$22.92
exercise price
2013-02-11
2012-12-14Peixoto Joseph
Officer (President, Worldwide Cinema)
4Employee Stock Option (right to buy)
Derivative · Indirect · (m)
G Bona fide gift+197,432
197,432 owned after
$1.67
exercise price
2013-02-11
2012-12-14Peixoto Joseph
Officer (President, Worldwide Cinema)
4Employee Stock Option (right to buy)
Derivative · Indirect · (m)
G Bona fide gift+375,000
375,000 owned after
$4.67
exercise price
2013-02-11
2012-12-14Peixoto Joseph
Officer (President, Worldwide Cinema)
4Employee Stock Option (right to buy)
Derivative · Indirect · (m)
G Bona fide gift+50,000
50,000 owned after
$10.00
exercise price
2013-02-11
2012-12-14Peixoto Joseph
Officer (President, Worldwide Cinema)
4Employee Stock Option (right to buy)
Derivative · Indirect · (m)
G Bona fide gift+270,313
270,313 owned after
$10.00
exercise price
2013-02-11
2012-12-14Peixoto Joseph
Officer (President, Worldwide Cinema)
4Employee Stock Option (right to buy)
Derivative · Indirect · (m)
G Bona fide gift+107,187
107,187 owned after
$16.00
exercise price
2013-02-11
2012-12-14Peixoto Joseph
Officer (President, Worldwide Cinema)
4Employee Stock Option (right to buy)
Derivative · Indirect · (m)
G Bona fide gift+40,000
40,000 owned after
$22.92
exercise price
2013-02-11
2012-05-08Sharp Gary
Officer (CTO & Chief Innovation Officer)
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+40,000
40,000 owned after
$11.34
exercise price
2013-02-19
2012-05-08Lewis Michael V
Director, Officer (CEO and Chairman of the Board), 10% Owner
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+450,000
450,000 owned after
$11.34
exercise price
2013-02-19
2012-05-08Skarupa Andrew A.
Officer (CFO and COO)
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+105,000
105,000 owned after
$11.34
exercise price
2013-02-19
2012-05-08Peixoto Joseph
Officer (President, Worldwide Cinema)
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+120,000
120,000 owned after
$11.34
exercise price
2013-02-19
2012-05-08Bannon Leo A.
Officer (EVP, Global Operations)
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+33,750
33,750 owned after
$11.34
exercise price
2013-02-19
2012-05-08GATARZ CRAIG S
Officer (Exe. Vice Pres. & Gen. Counsel)
4Employee Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+100,000
100,000 owned after
$11.34
exercise price
2013-02-19
2011-10-24Bannon Leo A.
Officer (Exec. VP, Global Operations)
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+225,000
225,000 owned after
$10.82
exercise price
2011-10-25
2011-07-15
holding as of filing
Sharp Gary
Officer (Chief Technology Officer)
3Employee Stock Option (right to buy)
Derivative · Direct
Holding$22.92
exercise price
2011-07-15
2011-07-15
holding as of filing
Sharp Gary
Officer (Chief Technology Officer)
3Employee Stock Option (right to buy)
Derivative · Direct
Holding$16.00
exercise price
2011-07-15
2011-07-15
holding as of filing
Sharp Gary
Officer (Chief Technology Officer)
3Employee Stock Option (right to buy)
Derivative · Direct
Holding$10.00
exercise price
2011-07-15
2011-07-15
holding as of filing
Sharp Gary
Officer (Chief Technology Officer)
3Employee Stock Option (right to buy)
Derivative · Direct
Holding$3.33
exercise price
2011-07-15
2011-07-01Lewis Michael V
Director, Officer (CEO and Chairman of the Board), 10% Owner
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+300,000
300,000 owned after
$22.92
exercise price
2011-07-06
2011-07-01GATARZ CRAIG S
Officer (Exe. Vice Pres. & Gen. Counsel)
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+67,500
67,500 owned after
$22.92
exercise price
2011-07-06
2011-07-01Peixoto Joseph
Officer (President, Worldwide Cinema)
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+120,000
120,000 owned after
$22.92
exercise price
2011-07-06
2011-07-01Mayson Robert
Officer (Pres., Consumer Electronics)
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+105,000
105,000 owned after
$22.92
exercise price
2011-07-06
2011-07-01Skarupa Andrew A.
Officer (CFO)
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+105,000
105,000 owned after
$22.92
exercise price
2011-07-06
2011-06-17Skarupa Andrew A.
Officer (CFO)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−17,771
643,710 owned after
$0.07
exercise price
2011-06-17
2011-06-16Skarupa Andrew A.
Officer (CFO)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−17,800
661,481 owned after
$0.07
exercise price
2011-06-17
2010-12-10Peixoto Joseph
Officer (President, Worldwide Cinema)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−75,000
0 owned after
$0.33
exercise price
2010-12-10
2010-12-10Peixoto Joseph
Officer (President, Worldwide Cinema)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−51,375
0 owned after
$1.67
exercise price
2010-12-10
2010-12-10Peixoto Joseph
Officer (President, Worldwide Cinema)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−181,451
442,174 owned after
$1.67
exercise price
2010-12-10
2010-12-10Skarupa Andrew A.
Officer (CFO and COO)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−142,717
679,281 owned after
$0.07
exercise price
2010-12-10
2010-07-21
holding as of filing
William D Budinger Revocable Trust | Budinger William D
10% Owner | 10% Owner
3Options
Derivative · Direct · (m)
Holding$2.50
exercise price
2010-07-21
2010-07-15GATARZ CRAIG S
Officer (Exe. Vice Pres. and Gen. Couns)
4/AStock option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+397,500
397,500 owned after
$16.00
exercise price
2010-08-13
2010-07-15Peixoto Joseph
Officer (President, Worldwide Cinema)
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+183,750
183,750 owned after
$16.00
exercise price
2010-07-19
2010-07-15Peixoto Joseph
Officer (President, Worldwide Cinema)
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+63,750
63,750 owned after
$16.00
exercise price
2010-07-19
2010-07-15Mayson Robert
Officer (Pres., Consumer Electronics)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−30,000
0 owned after
$10.00
exercise price
2010-07-19
2010-07-15Mayson Robert
Officer (Pres., Consumer Electronics)
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+510,000
510,000 owned after
$16.00
exercise price
2010-07-19
2010-07-15Mayson Robert
Officer (Pres., Consumer Electronics)
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+30,000
30,000 owned after
$16.00
exercise price
2010-07-19
2010-07-15Greer Joshua
Director, Officer (President), 10% Owner
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+157,500
157,500 owned after
$16.00
exercise price
2010-07-19
2010-07-15Greer Joshua
Director, Officer (President), 10% Owner
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+52,500
52,500 owned after
$16.00
exercise price
2010-07-19
2010-07-15Skarupa Andrew A.
Officer (CFO and COO)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−145,059
821,999 owned after
$0.07
exercise price
2010-07-19
2010-07-15Skarupa Andrew A.
Officer (CFO and COO)
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+157,500
157,500 owned after
$16.00
exercise price
2010-07-19
2010-07-15Skarupa Andrew A.
Officer (CFO and COO)
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+52,500
52,500 owned after
$16.00
exercise price
2010-07-19
2010-07-15GATARZ CRAIG S
Officer (Exe. Vice Pres. and Gen. Couns)
4Stock option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+97,500
97,500 owned after
$16.00
exercise price
2010-07-19
2010-07-15GATARZ CRAIG S
Officer (Exe. Vice Pres. and Gen. Couns)
4Stock option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+30,000
30,000 owned after
$16.00
exercise price
2010-07-19
2010-07-15Lewis Michael V
Director, Officer (CEO and Chariman of the Board), 10% Owner
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+712,500
712,500 owned after
$16.00
exercise price
2010-07-19
2010-07-15Lewis Michael V
Director, Officer (CEO and Chariman of the Board), 10% Owner
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+412,500
412,500 owned after
$16.00
exercise price
2010-07-19
2010-07-15
holding as of filing
Mayson Robert
Officer (Pres., Consumer Electronics)
3Employee Stock Option (right to buy)
Derivative · Direct
Holding$10.00
exercise price
2010-07-15
2010-07-15
holding as of filing
Skarupa Andrew A.
Officer (CFO and COO)
3Employee Stock Option (right to buy)
Derivative · Direct
Holding$0.67
exercise price
2010-07-15
2010-07-15
holding as of filing
Peixoto Joseph
Officer (President, Worldwide Cinema)
3Employee Stock Option (right to buy)
Derivative · Direct
Holding$0.33
exercise price
2010-07-15
2010-07-15
holding as of filing
Peixoto Joseph
Officer (President, Worldwide Cinema)
3Employee Stock Option (right to buy)
Derivative · Direct
Holding$1.67
exercise price
2010-07-15
2010-07-15
holding as of filing
Peixoto Joseph
Officer (President, Worldwide Cinema)
3Employee Stock Option (right to buy)
Derivative · Direct
Holding$1.67
exercise price
2010-07-15
2010-07-15
holding as of filing
Peixoto Joseph
Officer (President, Worldwide Cinema)
3Employee Stock Option (right to buy)
Derivative · Direct
Holding$4.67
exercise price
2010-07-15
2010-07-15
holding as of filing
Peixoto Joseph
Officer (President, Worldwide Cinema)
3Employee Stock Option (right to buy)
Derivative · Direct
Holding$10.00
exercise price
2010-07-15