RealD Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-07-21: Reporting owner GOLD STANLEY P | Shamrock Capital Growth Fund II L P | ROYER STEPHEN D | Shamrock Capital Partners II, LLC; Form 4; Security Series C Mandatorily Redeemable Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2010-07-21: Reporting owner Budinger William M.; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2010-07-21: Reporting owner Budinger William M.; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2010-07-21: Reporting owner ROYER STEPHEN D; Form 4; Security Series C Mandatorily Redeemable Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-07-21 | GOLD STANLEY P | Shamrock Capital Growth Fund II L P | ROYER STEPHEN D | Shamrock Capital Partners II, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series C Mandatorily Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −5,139,500 0 owned after | $0.00 | 2010-07-22 | |
| 2010-07-21 | Budinger William M. Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −750,000 0 owned after | $0.00 | 2010-07-22 | |
| 2010-07-21 | Budinger William M. Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −201,470 0 owned after | $0.00 | 2010-07-22 | |
| 2010-07-21 | ROYER STEPHEN D Director, 10% Owner | 4 | Series C Mandatorily Redeemable Convertible Preferred Stock Derivative · Indirect · By Shamrock Capital Growth Fund II, L.P. | C Conversion of derivative security | −5,139,500 0 owned after | $0.00 | 2010-07-22 | |
| 2010-07-21 holding as of filing | William D Budinger Revocable Trust | Budinger William D 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2010-07-21 | ||
| 2010-07-21 holding as of filing | William D Budinger Revocable Trust | Budinger William D 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2010-07-21 | ||
| 2010-07-21 | Budinger William D | William D Budinger Revocable Trust 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By trust | C Conversion of derivative security | −375,000 0 owned after | $0.00 | 2010-07-21 | |
| 2010-07-21 | Budinger William D | William D Budinger Revocable Trust 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By trust | C Conversion of derivative security | −181,323 0 owned after | $0.00 | 2010-07-21 | |
| 2010-07-15 holding as of filing | Budinger William M. Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-07-15 | ||
| 2010-07-15 holding as of filing | Budinger William M. Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-07-15 | ||
| 2010-07-15 holding as of filing | GOLD STANLEY P | Shamrock Capital Growth Fund II L P | ROYER STEPHEN D | Shamrock Capital Partners II, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series C Mandatorily Redeemable Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2010-07-15 | ||
| 2010-07-15 holding as of filing | ROYER STEPHEN D Director, 10% Owner | 3 | Series C Mandatorily Redeemable Convertible Preferred Stock Derivative · Indirect · By Shamrock Capital Growth Fund II, L.P. | Holding | no price filed | 2010-07-15 |