REAL INDUSTRY, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows, 19 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-05-09: Reporting owner Ross Kyle; Form 4; Security Warrants; Transaction H Expiration (or cancellation) of long derivative position with value received.
- 2014-06-11: Reporting owner Ross Kyle; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2014-06-11: Reporting owner Ross Kyle; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2014-06-11: Reporting owner Ross Kyle; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-05-09 | Ross Kyle Officer (Executive Vice President) | 4 | Warrants Derivative · Indirect · (m) | H Expiration (or cancellation) of long derivative position with value received | −233,750 0 owned after | $5.64 exercise price | 2018-05-10 | |
| 2014-06-11 | Ross Kyle Officer (Executive VP & CFO) | 4 | Warrants Derivative · Indirect · By Signature Group Holdings, LLC | J Other acquisition or disposition (describe transaction) | −233,750 75,000 owned after | $6.90 exercise price | 2014-06-12 | |
| 2014-06-11 | Ross Kyle Officer (Executive VP & CFO) | 4 | Warrants Derivative · Indirect · By the Ross Family Trust | J Other acquisition or disposition (describe transaction) | +233,750 233,750 owned after | $6.90 exercise price | 2014-06-12 | |
| 2014-06-11 | Ross Kyle Officer (Executive VP & CFO) | 4 | Warrants Derivative · Indirect · By Signature Group Holdings, LLC | J Other acquisition or disposition (describe transaction) | −10,000 65,000 owned after | $6.90 exercise price | 2014-06-12 | |
| 2010-07-13 holding as of filing | Ross Kyle Officer (Executive Vice President) | 3 | Warrants Derivative · Indirect · Signature Group Holdings, LLC | Holding | $1.03 exercise price | 2010-07-13 | ||
| 2010-07-13 holding as of filing | Ross Kyle Officer (Executive Vice President) | 3 | Warrants Derivative · Indirect · Signature Group Holdings, LLC | Holding | $1.03 exercise price | 2010-07-13 | ||
| 2010-07-13 holding as of filing | Ross Kyle Officer (Executive Vice President) | 3 | Warrants Derivative · Indirect · Signature Group Holdings, LLC | Holding | $1.03 exercise price | 2010-07-13 | ||
| 2010-07-13 holding as of filing | Ross Kyle Officer (Executive Vice President) | 3 | Warrants Derivative · Indirect · Signature Group Holdings, LLC | Holding | $1.03 exercise price | 2010-07-13 | ||
| 2010-07-13 holding as of filing | Ross Kyle Officer (Executive Vice President) | 3 | Warrants Derivative · Indirect · Signature Group Holdings, LLC | Holding | $1.03 exercise price | 2010-07-13 | ||
| 2010-06-11 | GROSSMAN KENNETH S Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +620,000 3,100,000 owned after | $0.02 | 2010-08-03 | |
| 2010-06-11 | GROSSMAN KENNETH S Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +620,000 3,100,000 owned after | $0.02 | 2010-08-03 | |
| 2010-06-11 | GROSSMAN KENNETH S Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +620,000 3,100,000 owned after | $0.02 | 2010-08-03 | |
| 2010-06-11 | GROSSMAN KENNETH S Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +620,000 3,100,000 owned after | $0.02 | 2010-08-03 | |
| 2010-06-11 | Noell Craig Forrest Director | 4 | Warrants Derivative · Indirect · Signature Group Holdings, LLC | P Open market or private purchase of non-derivative or derivative security | +1,100,000 5,500,000 owned after | $0.02 | 2010-07-06 | |
| 2010-06-11 | Noell Craig Forrest Director | 4 | Warrants Derivative · Indirect · Signature Group Holdings, LLC | P Open market or private purchase of non-derivative or derivative security | +1,100,000 5,500,000 owned after | $0.02 | 2010-07-06 | |
| 2010-06-11 | Noell Craig Forrest Director | 4 | Warrants Derivative · Indirect · Signature Group Holdings, LLC | P Open market or private purchase of non-derivative or derivative security | +1,100,000 5,500,000 owned after | $0.02 | 2010-07-06 | |
| 2010-06-11 | Noell Craig Forrest Director | 4 | Warrants Derivative · Indirect · Signature Group Holdings, Inc. | P Open market or private purchase of non-derivative or derivative security | +1,100,000 5,500,000 owned after | $0.02 | 2010-07-06 | |
| 2010-06-11 | Noell Craig Forrest Director | 4 | Warrants Derivative · Indirect · Signature Group Holdings, Inc. | P Open market or private purchase of non-derivative or derivative security | +1,100,000 5,500,000 owned after | $0.02 | 2010-07-06 | |
| 2010-06-01 | GROSSMAN KENNETH S Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +620,000 3,100,000 owned after | $0.02 | 2010-08-03 |