REAL INDUSTRY, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 42 rows, 42 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-01: Reporting owner Bouchard Craig T; Form 4; Security Peformance Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-02-27: Reporting owner TINKLER PHILIP; Form 4; Security Subscription Rights (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-02-27: Reporting owner Maheshwari Raj; Form 4; Security Subscription Rights (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-02-27: Reporting owner Maheshwari Raj; Form 4; Security Subscription Rights (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-01 | Bouchard Craig T Director, Officer (CEO) | 4 | Peformance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 250,000 owned after | $0.00 | 2015-06-03 | |
| 2015-02-27 | TINKLER PHILIP Director | 4 | Subscription Rights (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,840 0 owned after | $5.64 exercise price | 2015-03-03 | |
| 2015-02-27 | Maheshwari Raj Director | 4 | Subscription Rights (right to buy) Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,162 0 owned after | $5.64 exercise price | 2015-03-03 | |
| 2015-02-27 | Maheshwari Raj Director | 4 | Subscription Rights (right to buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −114,730 0 owned after | $5.64 exercise price | 2015-03-03 | |
| 2015-02-27 | Maheshwari Raj Director | 4 | Subscription Rights (right to buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −17,156 0 owned after | $5.64 exercise price | 2015-03-03 | |
| 2015-02-27 | LAMB PATRICK E Director | 4 | Subscription Rights (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $5.64 exercise price | 2015-03-03 | |
| 2015-02-27 | Bouchard Craig T Director, Officer (CEO) | 4 | Subscription Rights (right to buy) Derivative · Indirect · By Bouchard 10S LLC | X Exercise of in-the-money or at-the-money derivative security | −82,083 0 owned after | $5.64 exercise price | 2015-03-03 | |
| 2015-02-27 | Ross Kyle Officer (Executive VP & CFO) | 4 | Subscription Rights (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,300 0 owned after | $5.64 exercise price | 2015-03-03 | |
| 2015-02-27 | BYNOE PETER C B Director | 4 | Subscription Rights (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,958 0 owned after | $5.64 exercise price | 2015-03-03 | |
| 2008-02-13 holding as of filing | MCINTYRE JAMES ALBERT Director | 5 | Common Stock Derivative · Indirect · by SERP | Holding | 154,235 owned after | no price filed | 2008-02-13 | |
| 2007-04-16 holding as of filing | RAMPINO LOUIS JOSEPH Director, Officer (President & CEO) | 4/A | Common Stock Derivative · Direct | Holding | 160,000 owned after | $14.94 exercise price | 2007-04-16 | |
| 2007-04-16 holding as of filing | RAMPINO LOUIS JOSEPH Director, Officer (President & CEO) | 4/A | Common Stock Derivative · Direct · (m) | Holding | 160,000 owned after | $14.94 exercise price | 2007-04-16 | |
| 2007-04-16 holding as of filing | RAMPINO LOUIS JOSEPH Director, Officer (President & CEO) | 4/A | Phamton Stock Derivative · Indirect · (m) | Holding | 126,609 owned after | no price filed | 2007-04-16 | |
| 2007-02-05 holding as of filing | RAMPINO LOUIS JOSEPH Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct | Holding | 160,000 owned after | $14.94 exercise price | 2007-02-05 | |
| 2007-01-31 | RAMPINO LOUIS JOSEPH Director, Officer (President & CEO) | 4/A | Phamton Stock Derivative · Indirect · by SERP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,134 127,743 owned after | $13.39 | 2007-04-16 | |
| 2007-01-31 | RAMPINO LOUIS JOSEPH Director, Officer (President & CEO) | 4 | Phamton Stock Derivative · Indirect · by SERP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,134 127,743 owned after | $13.39 | 2007-02-05 | |
| 2007-01-31 | Walker Kyle R Officer (Subsidiary President-FIL) | 4 | Common Stock Derivative · Indirect · by SERP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +935 105,260 owned after | $13.39 | 2007-02-05 | |
| 2007-01-31 | BAILEY WAYNE ROBERT Director, Officer (Exec. V.P. & COO) | 4 | Common Stock Derivative · Indirect · by SERP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +886 99,733 owned after | $13.39 | 2007-02-05 | |
| 2007-01-08 holding as of filing | Walker Kyle R Officer (Subsidiary President-FIL) | 4 | Common Stock Derivative · Indirect · by SERP | Holding | 104,326 owned after | no price filed | 2007-01-08 | |
| 2007-01-08 holding as of filing | RAMPINO LOUIS JOSEPH Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct · (m) | Holding | 160,000 owned after | $14.94 exercise price | 2007-01-08 | |
| 2007-01-08 holding as of filing | RAMPINO LOUIS JOSEPH Director, Officer (President & CEO) | 4 | Phamton Stock Derivative · Indirect · (m) | Holding | 126,609 owned after | no price filed | 2007-01-08 | |
| 2007-01-08 holding as of filing | BAILEY WAYNE ROBERT Director, Officer (Exec. V.P. & COO) | 4 | Common Stock Derivative · Indirect · by SERP | Holding | 98,848 owned after | no price filed | 2007-01-08 | |
| 2006-11-30 holding as of filing | Walker Kyle R Officer (Subsidiary President-FIL) | 4 | Common Stock Derivative · Indirect · by SERP | Holding | 104,326 owned after | no price filed | 2006-11-30 | |
| 2006-11-30 holding as of filing | RAMPINO LOUIS JOSEPH Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct · (m) | Holding | 160,000 owned after | $14.94 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | RAMPINO LOUIS JOSEPH Director, Officer (President & CEO) | 4 | Phamton Stock Derivative · Indirect · (m) | Holding | 126,609 owned after | no price filed | 2006-11-30 | |
| 2006-11-30 holding as of filing | BAILEY WAYNE ROBERT Director, Officer (Exec. V.P. & COO) | 4 | Common Stock Derivative · Indirect · by SERP | Holding | 98,848 owned after | no price filed | 2006-11-30 | |
| 2006-10-31 | BAILEY WAYNE ROBERT Director, Officer (Exec. V.P. & COO) | 4 | Common Stock Derivative · Indirect · by SERP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +729 98,848 owned after | $14.80 | 2006-11-03 | |
| 2006-10-31 | Walker Kyle R Officer (Subsidiary President-FIL) | 4 | Common Stock Derivative · Indirect · by SERP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +770 104,326 owned after | $14.80 | 2006-11-03 | |
| 2006-07-31 | BAILEY WAYNE ROBERT Director, Officer (Exec. V.P. & COO) | 4 | Common Stock Derivative · Indirect · by SERP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +595 98,118 owned after | $18.02 | 2006-08-03 | |
| 2006-07-31 | Walker Kyle R Officer (Subsidiary President-FIL) | 4 | Common Stock Derivative · Indirect · by SERP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +628 103,556 owned after | $18.02 | 2006-08-03 | |
| 2006-05-22 holding as of filing | Walker Kyle R Officer (Pres. & CEO of FIL) | 3 | Common Stock Derivative · Indirect · by SERP | Holding | no price filed | 2006-05-22 | ||
| 2006-05-03 holding as of filing | RAMPINO LOUIS JOSEPH Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct | Holding | 160,000 owned after | $14.94 exercise price | 2006-05-03 | |
| 2006-04-28 | RAMPINO LOUIS JOSEPH Director, Officer (President & CEO) | 4 | Phamton Stock Derivative · Indirect · by SERP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +619 124,912 owned after | $22.10 | 2006-05-03 | |
| 2006-04-28 | BAILEY WAYNE ROBERT Director, Officer (Exec. V.P. & Operating Officer) | 4 | Common Stock Derivative · Indirect · by SERP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +483 97,523 owned after | $22.10 | 2006-05-03 | |
| 2006-03-09 holding as of filing | RAMPINO LOUIS JOSEPH Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct · (m) | Holding | 160,000 owned after | $14.94 exercise price | 2006-03-09 | |
| 2006-03-09 holding as of filing | RAMPINO LOUIS JOSEPH Director, Officer (President & CEO) | 4 | Phamton Stock Derivative · Indirect · (m) | Holding | 124,294 owned after | no price filed | 2006-03-09 | |
| 2006-03-09 holding as of filing | BAILEY WAYNE ROBERT Director, Officer (Exec. V.P. & COO) | 4 | Common Stock Derivative · Indirect · by SERP | Holding | 97,040 owned after | no price filed | 2006-03-09 | |
| 2006-02-02 holding as of filing | RAMPINO LOUIS JOSEPH Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct | Holding | 160,000 owned after | $14.94 exercise price | 2006-02-02 | |
| 2006-01-31 | RAMPINO LOUIS JOSEPH Director, Officer (President & CEO) | 4 | Phamton Stock Derivative · Indirect · by SERP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +518 124,294 owned after | $23.91 | 2006-02-02 | |
| 2006-01-31 | BAILEY WAYNE ROBERT Director, Officer (Exec. V.P. & COO) | 4 | Common Stock Derivative · Indirect · by SERP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +404 97,040 owned after | $23.91 | 2006-02-02 | |
| 2006-01-09 holding as of filing | RAMPINO LOUIS JOSEPH Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct · (m) | Holding | 160,000 owned after | $14.94 exercise price | 2006-01-09 | |
| 2006-01-09 holding as of filing | RAMPINO LOUIS JOSEPH Director, Officer (President & CEO) | 4 | Phamton Stock Derivative · Indirect · (m) | Holding | 123,776 owned after | no price filed | 2006-01-09 |