RAYTHEON CO/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-03-09: Reporting owner STEPHENS JAY B; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-01-05: Reporting owner SWANSON WILLIAM H; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-01-05: Reporting owner SWANSON WILLIAM H; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-01-04: Reporting owner SWANSON WILLIAM H; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-03-09 | STEPHENS JAY B Officer (Sr. VP, GC & Secretary) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,820 0 owned after | $31.45 exercise price | 2011-03-11 | |
| 2011-01-05 | SWANSON WILLIAM H Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −58,183 0 owned after | $44.45 exercise price | 2011-01-06 | |
| 2011-01-05 | SWANSON WILLIAM H Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,249 0 owned after | $44.45 exercise price | 2011-01-06 | |
| 2011-01-04 | SWANSON WILLIAM H Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,568 58,183 owned after | $44.45 exercise price | 2011-01-06 |