RAYTHEON CO/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-11-04: Reporting owner SMITH DANIEL L; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-06-23: Reporting owner PEDEN KEITH J; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-06-23: Reporting owner PEDEN KEITH J; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-06-16: Reporting owner KEEBAUGH MICHAEL D; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-11-04 | SMITH DANIEL L Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,809 0 owned after | $19.38 exercise price | 2008-11-06 | |
| 2008-06-23 | PEDEN KEITH J Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,576 0 owned after | $55.91 exercise price | 2008-06-25 | |
| 2008-06-23 | PEDEN KEITH J Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,424 0 owned after | $55.91 exercise price | 2008-06-25 | |
| 2008-06-16 | KEEBAUGH MICHAEL D Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,632 0 owned after | $29.69 exercise price | 2008-06-18 | |
| 2008-06-16 | KEEBAUGH MICHAEL D Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,820 0 owned after | $31.45 exercise price | 2008-06-18 | |
| 2008-06-16 | KEEBAUGH MICHAEL D Officer (Vice President) | 4 | Performance Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,300 0 owned after | $29.48 exercise price | 2008-06-18 | |
| 2008-04-09 | Yuse Richard R Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,719 0 owned after | $44.45 exercise price | 2008-04-11 | |
| 2008-04-09 | STEPHENS JAY B Officer (Sr. VP, GC & Secretary) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,715 0 owned after | $29.45 exercise price | 2008-04-10 | |
| 2008-04-09 | STEPHENS JAY B Officer (Sr. VP, GC & Secretary) | 4 | Performance Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −185 49,715 owned after | $29.48 exercise price | 2008-04-10 | |
| 2008-04-08 | STEPHENS JAY B Officer (Sr. VP, GC & Secretary) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100 7,715 owned after | $29.45 exercise price | 2008-04-10 | |
| 2008-04-04 | Jones Jon C Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,050 0 owned after | $55.91 exercise price | 2008-04-08 | |
| 2008-04-01 | STEPHENS JAY B Officer (Sr. VP, GC & Secretary) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 9,815 owned after | $29.45 exercise price | 2008-04-02 | |
| 2008-03-31 | STEPHENS JAY B Officer (Sr. VP, GC & Secretary) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 19,815 owned after | $29.45 exercise price | 2008-04-02 | |
| 2008-03-27 | Yuse Richard R Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,200 0 owned after | $55.91 exercise price | 2008-03-31 | |
| 2008-03-24 | SMITH DANIEL L Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,249 0 owned after | $44.45 exercise price | 2008-03-26 | |
| 2008-03-24 | SCHOTTLAENDER COLIN Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,788 0 owned after | $55.91 exercise price | 2008-03-26 | |
| 2008-03-24 | SCHOTTLAENDER COLIN Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,212 0 owned after | $55.91 exercise price | 2008-03-26 | |
| 2008-03-17 | SWANSON WILLIAM H Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,576 0 owned after | $55.91 exercise price | 2008-03-19 | |
| 2008-03-17 | SWANSON WILLIAM H Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −96,424 0 owned after | $55.91 exercise price | 2008-03-19 | |
| 2008-03-17 | SWANSON WILLIAM H Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,368 0 owned after | $29.69 exercise price | 2008-03-19 | |
| 2008-03-17 | SWANSON WILLIAM H Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −96,632 0 owned after | $29.69 exercise price | 2008-03-19 | |
| 2008-03-17 | SWANSON WILLIAM H Director, Officer (Chairman and CEO) | 4 | Performance Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −90,300 0 owned after | $29.48 exercise price | 2008-03-19 | |
| 2008-03-13 | GOGLIA RICHARD A Officer (VP - Treasurer & Corp. Develop) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $55.66 exercise price | 2008-03-17 | |
| 2008-03-13 | GOGLIA RICHARD A Officer (VP - Treasurer & Corp. Develop) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 2,000 owned after | $44.45 exercise price | 2008-03-17 | |
| 2008-03-13 | GOGLIA RICHARD A Officer (VP - Treasurer & Corp. Develop) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,249 0 owned after | $44.45 exercise price | 2008-03-17 | |
| 2008-03-13 | GOGLIA RICHARD A Officer (VP - Treasurer & Corp. Develop) | 4 | Performance Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,867 0 owned after | $29.48 exercise price | 2008-03-17 |