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Rand Logistics, Inc. Form 8-K: Current report, 2013

Rand Logistics, Inc. Form 8-K: Current report

Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.

  • 2013-12-23: Form 8-K; Period of report 2013-12-23; Description 8.01 Other Events; Details 8.01.
  • 2013-11-12: Form 8-K; Period of report 2013-11-07; Description 7.01 Regulation FD Disclosure; Details 7.01.
  • 2013-11-07: Form 8-K; Period of report 2013-11-07; Description 7.01 Regulation FD Disclosure; Details 7.01.
  • 2013-11-07: Form 8-K; Period of report 2013-11-06; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
FiledFormPeriod of reportDescriptionDetailsDocument
2013-12-238-K2013-12-238.01 Other Events8.01 On December 23, 2013, Rand Logistics, Inc. issued a press release announcing that it had secured additional business for its 2014 sailing season.e611686_8k-rand.htm
2013-11-128-K2013-11-077.01 Regulation FD Disclosure7.01 On November 7, 2013, at 8:30 a.m.e611531_8k-rand.htm
2013-11-078-K2013-11-077.01 Regulation FD Disclosure7.01 On November 7, 2013, Rand Logistics, Inc. released a presentation on its corporate website in connection with its conference call discussing the results of its second fiscal quarter ended September 30, 2013.e611512_8k-rand.htm
2013-11-078-K2013-11-062.02 Results of Operations and Financial Condition2.02 On November 6, 2013, Rand Logistics, Inc. (the “Company”) issued a press release highlighting the results of its second fiscal quarter ended September 30, 2013.e611511_8k-rand.htm
2013-09-268-K2013-09-245.07 Submission of Matters to a Vote of Security Holders5.07 (b) On September 24, 2013, Rand Logistics, Inc. (the “Company”) held its Annual Meeting of Stockholders.e611345_8k-rand.htm
2013-09-168-K2013-09-168.01 Other Events8.01 On September 16, 2013, Rand Logistics, Inc. issued a press release announcing that it expected to experience scheduling inefficiencies of its fleet as a result of the temporary shutdown of a customer’s mine.e611298_8k-rand.htm
2013-08-098-K2013-08-077.01 Regulation FD Disclosure7.01 On August 7, 2013, at 8:30 a.m.e611191_8k-rand.htm
2013-08-078-K2013-08-077.01 Regulation FD Disclosure7.01 On August 7, 2013, Rand Logistics, Inc. released a presentation on its corporate website in connection with its conference call discussing the results of its first fiscal quarter ended June 30, 2013.e611183_8k-rand.htm
2013-08-078-K2013-08-078.01 Other Events8.01 On August 7, 2013, Rand Logistics, Inc. issued a press release highlighting the results of its first fiscal quarter ended June 30, 2013.e611182_8k-rand.htm
2013-06-148-K2013-06-127.01 Regulation FD Disclosure7.01 On June 12, 2013, at 8:30 a.m.e611023_8k-rand.htm
2013-06-148-K2013-06-125.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On June 12, 2013, Rand Logistics, Inc. (the “Company”) entered into an employment agreement (the “Laurence Levy Employment Agreement”) with Laurence S. Levy, pursuant to which Mr. Levy will assume the role and title of Executive Chairman of the Company.e611022_8k-rand.htm
2013-06-128-K2013-06-127.01 Regulation FD Disclosure7.01 On June 12, 2013, Rand Logistics, Inc. released a presentation on its corporate website in connection with its conference call discussing the results of its fiscal year ended March 31, 2013.e611014_8k-rand.htm
2013-06-128-K2013-06-118.01 Other Events8.01 On June 11, 2013, Rand Logistics, Inc. (the “Company”) issued a press release announcing (i) the appointment of Laurence S. Levy, who previously served as Chief Executive Officer of the Company, as Executive Chairman of the Company and (ii) the appointment of John Binion, a director of the Company, to the Audit and Compensation Committees of the Company’s Board of Directors.e611013_8k-rand.htm
2013-04-308-K2013-04-308.01 Other Events8.01 On April 30, 2013, Rand Logistics, Inc. (“Rand”) issued a press release announcing the hiring of Robert Bezan as Vice President of Planning & Analysis of Rand’s subsidiary, Lower Lakes Towing Ltd. A copy of the press release is attached hereto as Exhibit 99.1.e610856_8k-rand.htm
2013-04-238-K2013-04-185.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events5.02 On April 18, 2013, the board of directors (the “Board”) of Rand Logistics, Inc. (the “Company”) increased the number of directors of the Company from five to six directors in accordance with the Company’s Second Amended and Restated By-Laws, and appointed John Binion as a Class II director of the Company to fill the vacancy created by such increase, with a term expiring at the Company’s 2014 annual meeting of stockholders.
8.01 Also on April 18, 2013, the Board established a lead independent director position (the “Lead Independent Director”) and designated Michael D. Lundin to serve as Lead Independent Director.
e610832_8k-rand.htm
2013-04-018-K2013-03-291.01 Entry into a Material Definitive Agreement1.01 On March 29, 2013, Lower Lakes Towing Ltd., Lower Lakes Transportation Company, Grand River Navigation Company, Inc., Black Creek Shipping Company, Inc., each of which is a indirect wholly-owned subsidiary of Rand Logistics, Inc. (“Rand”), as borrowers, Rand LL Holdings Corp., Rand Finance Corp. and Black Creek Shipping Holding Company, Inc., each of which is a wholly-owned subsidiary of Rand, and Rand, as guarantors, General Electric Capital Corporation, as agent and lender, and certain other lenders, entered into a First Amendment (the “Amendment”) to the Third Amended and Restated Credit Agreement, dated as of August 30, 2012 (the “Credit Agreement”).e610777_8k-rand.htm
2013-03-188-K2013-03-188.01 Other Events8.01 On March 18, 2013, Rand Logistics, Inc. issued a press release announcing the commencement of its 2013 sailing season.e610713_8k-rand.htm
2013-02-268-K2013-02-225.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 (f) On February 22, 2013, the Compensation Committee of the Board of Directors of Rand Logistics, Inc. (the “Company”) approved a grant of a number of shares of the Company’s common stock, par value $0.0001 per share (“Common Stock”) equal to the quotient obtained by dividing (a) $150,000 by (b) the average of the highest and lowest market price of the Common Stock, as reported on the NASDAQ Capital Market on February 22, 2013 (the “Grant Date”), to Scott Bravener, the Chief Executive Officer and President of Lower Lakes Towing Ltd., an indirect wholly owned subsidiary of the Company, for services performed during the fiscal year ended March 31, 2012.e610632_8k-rand.htm
2013-02-138-K2013-02-077.01 Regulation FD Disclosure7.01 On February 7, 2013, at 8:30 a.m.e610584_8k-rand.htm
2013-02-138-K2013-02-137.01 Regulation FD Disclosure7.01 On February 13, 2013, management of Rand Logistics, Inc. (“Rand”) presented to institutional investors a summary of Rand’s business, historical financial performance and future earnings guidance at the BB&T Capital Markets 28th Annual Transportation Services Conference.e610512_8k-rand.htm
2013-02-078-K2013-02-077.01 Regulation FD Disclosure7.01 On February 7, 2013, Rand Logistics, Inc. released a presentation on its corporate website in connection with its conference call discussing the results of its third fiscal quarter ended December 31, 2012.e610463_8k-rand.htm
2013-02-078-K2013-02-078.01 Other Events8.01 On February 7, 2013, Rand Logistics, Inc. (the “Company”) issued a press release highlighting the results of its third fiscal quarter ended December 31, 2012.e610462_8k-rand.htm