Rand Logistics, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows, 14 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-03-01: Reporting owner HILTWEIN MARK S; Form 4; Security Employee Stock Option (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
- 2018-03-01: Reporting owner HILTWEIN MARK S; Form 4; Security Employee Stock Option (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
- 2015-10-27: Reporting owner Bravener Scott; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-10-27: Reporting owner HILTWEIN MARK S; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-03-01 | HILTWEIN MARK S Officer (CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −35,000 0 owned after | $2.19 exercise price | 2018-03-01 | |
| 2018-03-01 | HILTWEIN MARK S Officer (CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −65,000 0 owned after | $2.19 exercise price | 2018-03-01 | |
| 2015-10-27 | Bravener Scott Officer (President of Subsidiaries) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.19 exercise price | 2015-10-28 | |
| 2015-10-27 | HILTWEIN MARK S Officer (CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $2.19 exercise price | 2015-10-28 | |
| 2015-10-27 | HILTWEIN MARK S Officer (CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $2.19 exercise price | 2015-10-28 | |
| 2008-07-22 | Bravener Scott Director | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,211 30,211 owned after | $5.50 exercise price | 2008-07-24 | |
| 2008-07-22 | McHugh Joseph W JR Officer (Chief Financial Officer) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,659 22,659 owned after | $5.50 exercise price | 2008-07-24 | |
| 2008-07-22 | Levy Edward Officer (President) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,106 55,106 owned after | $5.50 exercise price | 2008-07-24 | |
| 2008-07-22 | LEVY LAURENCE S Director, Officer (CEO), 10% Owner | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +101,420 101,420 owned after | $5.50 exercise price | 2008-07-24 | |
| 2008-02-15 | Levy Edward Officer (President) | 4/A | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,646 56,646 owned after | $5.81 exercise price | 2008-02-21 | |
| 2008-02-15 | Bravener Scott Director | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,056 31,056 owned after | $5.81 exercise price | 2008-02-20 | |
| 2008-02-15 | LEVY LAURENCE S Director, Officer (CEO), 10% Owner | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +104,255 104,255 owned after | $5.81 exercise price | 2008-02-20 | |
| 2008-02-15 | McHugh Joseph W JR Officer (Chief Financial Officer) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,292 23,292 owned after | $5.81 exercise price | 2008-02-20 | |
| 2008-02-15 | Levy Edward Officer (President) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,646 55,646 owned after | $5.81 exercise price | 2008-02-20 |