Rand Logistics, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-03-06: Reporting owner KNOTT DAVID M; Form 4; Security Series A Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2006-03-06: Reporting owner KNOTT DAVID M; Form 4; Security Series A Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2006-03-06: Reporting owner KNOTT DAVID M; Form 4; Security Series A Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2006-03-06: Reporting owner KNOTT DAVID M; Form 4; Security Series A Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-03-06 | KNOTT DAVID M 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Knott Partners, L.P. | P Open market or private purchase of non-derivative or derivative security | +111,070 111,070 owned after | $50.00 | 2006-03-14 | |
| 2006-03-06 | KNOTT DAVID M 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Matterhorn Offshore Fund Limited | P Open market or private purchase of non-derivative or derivative security | +34,410 34,410 owned after | $50.00 | 2006-03-14 | |
| 2006-03-06 | KNOTT DAVID M 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Finderne, LLC | P Open market or private purchase of non-derivative or derivative security | +3,580 3,580 owned after | $50.00 | 2006-03-14 | |
| 2006-03-06 | KNOTT DAVID M 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Good Steward Trading Company SPC | P Open market or private purchase of non-derivative or derivative security | +940 940 owned after | $50.00 | 2006-03-14 | |
| 2006-03-03 | GMT CAPITAL CORP 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · Owned directly by Bay | P Open market or private purchase of non-derivative or derivative security | +63,878 63,878 owned after | $50.00 | 2007-07-26 | |
| 2006-03-03 | GMT CAPITAL CORP 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · Owned directly by Bay II | P Open market or private purchase of non-derivative or derivative security | +41,707 41,707 owned after | $50.00 | 2007-07-26 | |
| 2006-03-03 | GMT CAPITAL CORP 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · Owned directly by Offshore Fund | P Open market or private purchase of non-derivative or derivative security | +34,350 34,350 owned after | $50.00 | 2007-07-26 | |
| 2006-03-03 | GMT CAPITAL CORP 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · Owned directly by Claugus | P Open market or private purchase of non-derivative or derivative security | +10,065 10,065 owned after | $50.00 | 2007-07-26 |