RAIT FINANCIAL TRUST Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2016-12-30: Form 8-K; Period of report 2016-12-23; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 1.01.
- 2016-12-20: Form 8-K; Period of report 2016-12-20; Description 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events; Details 1.01.
- 2016-12-16: Form 8-K; Period of report 2016-12-14; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2016-11-30: Form 8-K; Period of report 2016-11-23; Description 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2016-12-30 | 8-K | 2016-12-23 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth under Item 1.01 of this report is incorporated herein by reference. 5.02 On December 23, 2016, the Compensation Committee of the Board of Trustees (the “Compensation Committee”) of RAIT approved an award (the “Davidson Award”) of 255,958 RAIT common shares of beneficial interest (the “Common Shares”) to Scott L. N. Davidson, RAIT’s Chief Executive Officer and President, under the terms of the RAIT Financial Trust 2012 Incentive Award Plan (the “Plan”). | ras-8k_20161223.htm |
| 2016-12-20 | 8-K | 2016-12-20 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 5.02 In its Current Report on Form 8-K filed on December 16, 2016, RAIT previously disclosed entry into a separation agreement (the “Schaeffer Separation Agreement”) and a consulting agreement (the “Schaeffer Consulting Agreement”) with Scott F. Schaeffer, pursuant to which Mr. Schaeffer would resign as Chief Executive Officer (“CEO”), and as a trustee of RAIT, and would become a consultant to RAIT for the period of one year following the second closing under the Purchase Agreement. 8.01 On December 20, 2016, RAIT issued a press release announcing the completion of the Internalization. | ras-8k_20161220.htm |
| 2016-12-16 | 8-K | 2016-12-14 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 In its Current Report on Form 8-K filed on September 27, 2016, RAIT Financial Trust (“RAIT”) reported entering into that certain Securities and Asset Purchase Agreement, dated September 27, 2016, by and among RAIT, RAIT TRS, LLC, Jupiter Communities, LLC, the RAIT Selling Stockholders (as defined therein), Independence Realty Trust, Inc. (“IRT”) and Independence Realty Operating Partnership, LP (the “Purchase Agreement”), pursuant to which IRT will complete a management internalization and separation from RAIT and certain of its affliates (the “Internalization”). | ras-8k_20161214.htm |
| 2016-11-30 | 8-K | 2016-11-23 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 8.01 On November 30, 2016, RAIT issued a press release announcing the closing of a non-recourse, floating-rate commercial mortgage backed securities transaction. | ras-8k_20161130.htm |
| 2016-11-17 | 8-K | 2016-11-16 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 5.03 On November 16, 2016, the Board of Trustees (the “Board”) of RAIT Financial Trust, a Maryland Real Estate Investment Trust (the “Trust”), approved amendments to amend and restate the Trust’s bylaws, effective as of November 16, 2016 (the “Bylaws”). 8.01 To be considered timely pursuant to the Bylaws, shareholder proposals submitted outside of Rule 14a-8 of the Exchange Act and trustee nominations, in each case intended to be brought before the Trust’s 2017 Annual Meeting of Shareholders, must be received by the Trust’s Secretary at its principal executive offices no earlier than January 24, 2017 and no later than February 23, 2017, and must be directed to the attention of the Trust’s Secretary at RAIT Financial Trust, Two Logan Square 100 North 18th Street, 23rd Floor, Philadelphia, PA 19103. | ras-8k_20161116.htm |
| 2016-11-07 | 8-K | 2016-11-01 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On November 1, 2016, in connection with Scott L.N. Davidson’s anticipated promotion to the position of Chief Executive Officer (“CEO”) of RAIT Financial Trust (“RAIT”), RAIT and Mr. Davidson entered into an employment agreement (the “Davidson Employment Agreement”) which provides for his compensation, grounds for termination and severance, non-competition, non-solicitation, intellectual property and confidentiality covenants and other customary provisions. | ras-8k_20161107.htm |
| 2016-11-03 | 8-K | 2016-11-03 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On November 3, 2016, RAIT Financial Trust issued a press release regarding its earnings for the three months ended September 30, 2016. 7.01 The information provided in Item 2.02 above is incorporated by reference into this Item 7.01. | ras-8k_20161103.htm |
| 2016-10-24 | 8-K | 2016-10-18 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth under Item 1.01 of this report is incorporated herein by reference. 8.01 Effective October 18, 2016, Scott F. Schaeffer resigned his position as chairman of the board of trustees of RAIT, or the board. | ras-8k_20161018.htm |
| 2016-10-12 | 8-K | 2016-10-05 | 2.01 Completion of Acquisition or Disposition of Assets; 8.01 Other Events | 2.01 In a Current Report on Form 8-K filed on September 27, 2016, RAIT Financial Trust (“RAIT”) reported entering into a Securities and Asset Purchase Agreement dated September 27, 2016 (the “Purchase Agreement”) providing for Independence Realty Trust, Inc. (“IRT”), RAIT’s consolidated variable interest entity, to complete a management internalization (the “Internalization”) and separation from RAIT and certain of its affiliates. 8.01 The information set forth under Item 2.01 and Item 9.01 of this report is incorporated herein by reference. | ras-8k_20161012.htm |
| 2016-09-27 | 8-K | 2016-09-27 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 5.02 As described in Item 1.01 above, Mr. Schaeffer is expected to terminate his employment with RAIT and enter into an employment agreement with IRT. 8.01 We cannot assure you that we will be able to complete the Internalization or Stock Repurchase, which could materially adversely affect our business, financial condition and results of operations. | d271450d8k.htm |
| 2016-08-05 | 8-K | 2016-08-05 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On August 5, 2016, RAIT Financial Trust issued a press release regarding its earnings for the three months ended June 30, 2016. 7.01 The information provided in Item 2.02 above is incorporated by reference into this Item 7.01. | ras-8k_20160805.htm |
| 2016-07-29 | 8-K | 2016-07-28 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth under Item 1.01 of this report is incorporated herein by reference. 8.01 Attached to this Current Report is Exhibit 99.1 described as “Material U.S. Federal Income Tax Considerations.” This Exhibit 99.1 is intended to replace and supersede the Exhibit 99.1 described as “Material U.S. Federal Income Tax Considerations” attached to RAIT’s Annual Report on Form 10-K for the fiscal year ended December 31, 2015. | htm_53876.htm |
| 2016-05-25 | 8-K | 2016-05-23 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders | 5.02 (e) On May 23, 2016, the Compensation Committee of the Board of Trustees of RAIT Financial Trust (“RAIT”) approved a retention award (the “Award”) of 161,290 RAIT common shares of beneficial interest (the “Common Shares”) to Scott L. N. Davidson, RAIT’s President, under the terms of the RAIT Financial Trust 2012 Incentive Award Plan. | htm_53603.htm |
| 2016-05-09 | 8-K | 2016-05-09 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On May 9, 2016, RAIT Financial Trust issued a press release regarding its earnings for the three months ended March 31, 2016. 7.01 The information provided in Item 2.02 above is incorporated by reference into this Item 7.01. | ras-8k_20160509.htm |
| 2016-04-28 | 8-K | 2016-04-22 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (e) Effective April 22, 2016, the Compensation Committee (the “Compensation Committee”) of the Board of Trustees of RAIT Financial Trust (“RAIT”) approved 2016 award opportunities pursuant to RAIT’s 2015 Annual Incentive Compensation Plan (the “Annual Cash Bonus Plan”) and RAIT’s 2015 Long Term Incentive Plan (the “Long Term Equity Plan”) for three of RAIT’s executive officers (the “Eligible Officers”). | d186462d8k.htm |
| 2016-03-11 | 8-K | 2016-03-11 | 8.01 Other Events | 8.01 On March 11, 2016, RAIT Financial Trust (“RAIT”) issued a press release announcing that a proposed settlement (the “Settlement”) had been reached in the shareholder derivative action (the “Action”) captioned Lobins v. | htm_53240.htm |
| 2016-02-25 | 8-K | 2016-02-25 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On February 25, 2016, RAIT Financial Trust issued a press release regarding its earnings for the three months ended December 31, 2015. 7.01 The information provided in Item 2.02 above is incorporated by reference into this Item 7.01. | ras-8k_20160225.htm |