RAIT FINANCIAL TRUST Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2014-12-30: Form 8-K; Period of report 2014-12-23; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 1.01.
- 2014-12-29: Form 8-K; Period of report 2014-12-19; Description 2.01 Completion of Acquisition or Disposition of Assets; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events; Details 2.01.
- 2014-12-18: Form 8-K; Period of report 2014-12-12; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 1.01.
- 2014-11-26: Form 8-K; Period of report 2014-11-26; Description 1.01 Entry into a Material Definitive Agreement; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2014-12-30 | 8-K | 2014-12-23 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth under Item 1.01 of this report is incorporated herein by reference. | htm_51052.htm |
| 2014-12-29 | 8-K | 2014-12-19 | 2.01 Completion of Acquisition or Disposition of Assets; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 2.01 Effective December 19, 2014, RAIT Financial Trust’s (“RAIT”) subsidiary, Taberna Capital Management, LLC (“TCM”), completed the assignment (the “T8 Assignment”) and delegation (the “T9 Delegation”) of TCM’s rights and responsibilities as collateral manager under the collateral management agreements for Taberna Preferred Funding VIII, Ltd. (“T8”) and Taberna Preferred Funding IX, Ltd. (“T9”), respectively, to an unaffiliated party (the “Buyer”). 5.02 On December 24, 2014, RAIT and Ken Frappier entered into a separation agreement (the “Frappier Separation Agreement”) whereby, on the terms and conditions of the Frappier Separation Agreement, Mr. Frappier’s employment with RAIT shall be terminated as of December 31, 2014. 8.01 The information set forth under Item 2.01 and Item 9.01 of this report is incorporated herein by reference. | d841294d8k.htm |
| 2014-12-18 | 8-K | 2014-12-12 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth under Item 1.01 of this report is incorporated herein by reference. | htm_51008.htm |
| 2014-11-26 | 8-K | 2014-11-26 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | htm_50907.htm |
| 2014-11-14 | 8-K | 2014-10-30 | 7.01 Regulation FD Disclosure | 7.01 On October 30, 2014, RAIT Financial Trust held its earnings conference call for the three months ended September 30, 2014, a transcript of which is furnished with this report as an exhibit to Form 8-K. The information in this Current Report, including the exhibit hereto, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section. | htm_50825.htm |
| 2014-10-30 | 8-K | 2014-10-30 | 2.02 Results of Operations and Financial Condition | 2.02 On October 30, 2014, RAIT Financial Trust issued a press release regarding its earnings for the three months ended September 30, 2014. | htm_50725.htm |
| 2014-10-29 | 8-K | 2014-10-27 | 8.01 Other Events | 8.01 On October 27, 2014, RAIT Financial Trust issued a press release announcing the pricing of a non-recourse, floating-rate commercial mortgage backed securities transaction. | htm_50723.htm |
| 2014-09-25 | 8-K | 2014-09-25 | 7.01 Regulation FD Disclosure | 7.01 The slide presentation attached hereto as Exhibit 99.1, and incorporated herein by reference, may be used by RAIT Financial Trust, or RAIT, in various presentations to investors beginning September 25, 2014. | d794742d8k.htm |
| 2014-09-16 | 8-K | 2014-09-16 | 8.01 Other Events | 8.01 On September 16, 2014, RAIT Financial Trust issued a press release announcing an agreement in principle with the staff of the U.S. Securities and Exchange Commission (the "SEC") to resolve a non-public SEC investigation concerning Taberna Capital Management, LLC. | htm_50497.htm |
| 2014-08-26 | 8-K | 2014-08-26 | 7.01 Regulation FD Disclosure | 7.01 The slide presentation attached hereto as Exhibit 99.1, and incorporated herein by reference may be used by RAIT Financial Trust in various presentations to investors beginning August 26, 2014. | d775341d8k.htm |
| 2014-08-14 | 8-K | 2014-08-11 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The disclosure in Item 1.01 above is incorporated herein by reference. | htm_50340.htm |
| 2014-08-13 | 8-K | 2014-07-31 | 7.01 Regulation FD Disclosure | 7.01 On July 31, 2014, RAIT Financial Trust held its earnings conference call for the three months ended June 30, 2014, a transcript of which is furnished with this report as an exhibit to Form 8-K. The information in this Current Report, including the exhibit hereto, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section. | htm_50333.htm |
| 2014-08-01 | 8-K | 2014-07-28 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth under Item 1.01 of this report is incorporated herein by reference. | htm_50246.htm |
| 2014-07-31 | 8-K | 2014-07-31 | 2.02 Results of Operations and Financial Condition | 2.02 On July 31, 2014, RAIT Financial Trust issued a press release regarding its earnings for the three months ended June 30, 2014. | htm_50233.htm |
| 2014-06-13 | 8-K | 2014-06-13 | 1.01 Entry into a Material Definitive Agreement; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 1.01 Entry into a Material Definitive Agreement. 5.03 On June 13, 2014, RAIT filed Articles Supplementary (the “Articles Supplementary”) with the Department of Assessments and Taxation of the State of Maryland reclassifying and designating (the “Reclassification”) an additional 3,309,288 of RAIT’s unclassified preferred shares of beneficial interest, par value $0.01 per share, as 3,309,288 Series A Preferred Shares. | d742524d8k.htm |
| 2014-05-22 | 8-K | 2014-05-07 | 7.01 Regulation FD Disclosure | 7.01 On May 7, 2014, RAIT Financial Trust held its earnings conference call for the three months ended March 31, 2014, a transcript of which is furnished with this report as an exhibit to Form 8-K. The information in this Current Report, including the exhibit hereto, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section. | htm_49891.htm |
| 2014-05-20 | 8-K | 2014-05-20 | 7.01 Regulation FD Disclosure | 7.01 The slide presentation attached hereto as Exhibit 99.1, and incorporated herein by reference may be used by RAIT Financial Trust in various presentations to investors beginning May 20, 2014. | d729540d8k.htm |
| 2014-05-16 | 8-K | 2014-05-13 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders | 5.02 On May 13, 2014, the compensation committee of RAIT’s board of trustees approved an amendment to the employment agreement (the “Amendment”) between RAIT Financial Trust and Raphael Licht, one of RAIT’s named executive officers (as such term is defined in instruction 4 to Item 5.02 of Form 8-K), and Mr. Licht and RAIT entered into the Amendment. | htm_49846.htm |
| 2014-05-07 | 8-K | 2014-05-07 | 2.02 Results of Operations and Financial Condition | 2.02 On May 7, 2014, RAIT Financial Trust issued a press release regarding its earnings for the three months ended March 31, 2014. | htm_49771.htm |
| 2014-04-29 | 8-K | 2014-04-29 | 8.01 Other Events | 8.01 On April 29, 2014, RAIT Financial Trust issued a press release announcing the completion of a non-recourse, floating-rate commercial mortgage backed securities transaction. | htm_49721.htm |
| 2014-04-17 | 8-K | 2014-04-14 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The disclosure in Item 1.01 above is incorporated herein by reference. | htm_49652.htm |
| 2014-04-11 | 8-K | 2014-04-07 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | htm_49629.htm |
| 2014-03-28 | 8-K | 2014-03-27 | 7.01 Regulation FD Disclosure | 7.01 The slide presentation attached hereto as Exhibit 99.1, and incorporated herein by reference may be used by RAIT Financial Trust in various presentations to investors beginning March 27, 2014. | d699372d8k.htm |
| 2014-03-27 | 8-K | 2014-03-27 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 3.02 The consummation of the Fourth Draw Down was made pursuant to the private placement exemption from registration provided by Section 4(2) of the Securities Act of 1933, as amended, and Rule 506 promulgated by the SEC thereunder. | htm_49546.htm |
| 2014-03-25 | 8-K | 2014-03-19 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 The audit committee, or the audit committee, of the board of trustees of RAIT Financial Trust, or RAIT, has completed a competitive process to review the appointment of RAIT’s independent registered public accounting firm for the year ending December 31, 2014. | htm_49527.htm |
| 2014-03-03 | 8-K | 2014-02-20 | 7.01 Regulation FD Disclosure | 7.01 On February 20, 2014, RAIT Financial Trust held its earnings conference call for the three months and year ended December 31, 2013, a transcript of which is furnished with this report as an exhibit to Form 8-K. The information in this Current Report, including the exhibit hereto, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section. | htm_49391.htm |
| 2014-02-28 | 8-K | 2014-02-28 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | htm_49388.htm |
| 2014-02-20 | 8-K | 2014-02-20 | 2.02 Results of Operations and Financial Condition | 2.02 On February 20, 2014, RAIT Financial Trust issued a press release regarding its earnings for the three months and year ended December 31, 2013. | htm_49337.htm |
| 2014-02-04 | 8-K | 2014-01-29 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On January 29, 2014, Scott F. Schaeffer, RAIT Financial Trust’s ("RAIT") Chairman (the "Chairman") of the Board of Trustees (the "Board"), Chief Executive Officer ("CEO") and President, proposed to the Board that the Board promote Scott L.N. Davidson to serve as RAIT’s President and for Mr. Schaeffer to continue to serve as Chairman and CEO and the Board approved Mr. Schaeffer’s proposals. | htm_49241.htm |
| 2014-01-31 | 8-K | 2014-01-27 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth under Item 1.01 of this report is incorporated herein by reference. | htm_49218.htm |
| 2014-01-17 | 8-K | 2014-01-14 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | htm_49145.htm |
| 2014-01-13 | 8-K | 2014-01-10 | 1.02 Termination of a Material Definitive Agreement; 7.01 Regulation FD Disclosure | 1.02 On May 21, 2012, RAIT Financial Trust, or RAIT, entered into an At Market Issuance Sales Agreement, or the sales agreement, with MLV & Co. LLC, or MLV, pursuant to which RAIT could sell from time to time through MLV, up to 2,000,000 shares of RAIT’s 7.75% Series A Cumulative Redeemable Preferred Shares, or the Series A preferred shares, up to 2,000,000 shares of RAIT’s 8.375% Series B Cumulative Redeemable Preferred Shares, or the Series B preferred shares, and up to 2,000,000 shares of RAIT’s 8.875% Series C Cumulative Redeemable Preferred Shares, or the Series C preferred shares and, together with the Series A preferred shares and the Series B preferred shares, the ATM preferred shares. 7.01 On January 13, 2014, RAIT Financial Trust issued a press release announcing a public offering of RAIT’s common shares of beneficial interest. | htm_49116.htm |
| 2014-01-10 | 8-K | 2014-01-08 | 8.01 Other Events | 8.01 As previously reported, on December 4, 2013, we entered into an underwriting agreement between ourselves and Barclays Capital Inc., as representative of the underwriters named in the underwriting agreement, or the underwriters, with respect to the offer and sale, or the offering, of $125.0 million aggregate principal amount of our 4.00% Convertible Senior Notes due 2033, or the 2033 notes, and we granted the underwriters an option, or the overallotment option, exercisable within 30 days to purchase up to an additional $18.75 million aggregate principal amount of 2033 notes to cover overallotments, if any. | htm_49110.htm |